BABCOCK JOHN P (SEVP & Pres of Priv Wealth Mgt) reported 1 transaction at PEAPACK GLADSTONE FINANCIAL CORP

Review the transaction codes below to understand the nature of each event.

BABCOCK JOHN P

Filed: 3/24/2025ACC: 0000950170-25-043576

InsiderBABCOCK JOHN PCIK 1602623

→

IssuerPEAPACK GLADSTONE FINANCIAL CORPCIK 1050743

Officer· SEVP & Pres of Priv Wealth Mgt

Since Dec 2018

+14.28K

Net shares

Net buyer

$135.3K

Total sold

Open market trades

0B · 0S

Total transactions

18.86K acquired · 4.58K disposed

Non-Derivative Transactions1

Common Stock

Direct

F · Tax Withholding

−4.58K

Price / share

$29.55

Trade value

$135.34K

% of position

9.3%

3/20/2025

49.06K→44.48K

Total

Net shares

−4.58K

Net value

-$135.34K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/20/2025	F · Tax Withholding	−4.58K	$29.55	$135.34K	9.3%	49.06K	44.48K
Total			−4.58K		-$135.34K

Derivative Transactions2

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

7.54K shares

+7.54K

Strike price

Held after

7.54K

Exercisable

—

3/20/2025

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

11.31K shares

+11.31K

Strike price

Held after

29.27K

Exercisable

—

3/20/2025

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock7.54K shares	3/20/2025	A · Award	+7.54K		—	7.54K
Restricted Stock Units Direct	Common Stock11.31K shares	3/20/2025	A · Award	+11.31K		—	29.27K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned6.67K

Common Stock

Indirect

Shares owned64.93K

Total

71.60K indirect71.60K

Security Title	Shares Owned	Ownership Type
Common Stock	6.67K	Indirect
Common Stock	64.93K	Indirect
Total	71.60K	71.60K indirect

Derivative Holdings (Post-Transaction)4

Phantom Stock

Direct

Underlying security

Common Stock

Underlying shares

5.52K

Shares owned

5.52K

Exercise price

Expiration

—

Exercise window

—

Phantom Stock

Direct

Underlying security

Common Stock

Underlying shares

12.42K

Shares owned

12.42K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

12.22K

Shares owned

12.22K

Exercise price

Expiration

—

Exercise window

—

Phantom Stock

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

32.16K

Owned

32.16K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Phantom Stock Direct	Common Stock	—	—	5.52K	5.52K
Phantom Stock Direct	Common Stock	—	—	12.42K	12.42K
Restricted Stock Units Direct	Common Stock	—	—	12.22K	12.22K
Phantom Stock Direct	Common Stock	—	—	2K	2K
Total				32.16K	32.16K