Filed: 11/14/2022ACC: 0001580642-22-005782
📋 What this filing means
B. RILEY WEALTH ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 1448 equity positions with a total reported market value of $3.31M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1448
Positions
$3.31M
Total AUM (reported)
68.55M
Total Shares
Allocation by class
COM$1.46M44.0%
CORE S&P500 ETF$73.6K2.2%
GROWTH ETF$72.4K2.2%
CL A$68.3K2.1%
VALUE ETF$58.3K1.8%
COM NEW$33.7K1.0%
SHS$32.7K1.0%
Portfolio Concentration
Top 3$293.0K8.8%
4–10$316.6K9.6%
11–25$377.1K11.4%
Rest$2.32M70.2%
Top 3 weight
8.8%
Top 10 weight
18.4%
Voting Authority Distribution
Total shares with voting rights: 68.55M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
68.55M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1448
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1448
Rows:
APPLE INC
OTRShares1.02M
TypeSH
Market value$140.6K
4.25%
Sole
0.00
Shared
0.00
None
1.02M
MICROSOFT CORP
OTRShares338.50K
TypeSH
Market value$78.8K
2.38%
Sole
0.00
Shared
0.00
None
338.50K
ISHARES TR
OTRShares205.10K
TypeSH
Market value$73.6K
2.22%
Sole
0.00
Shared
0.00
None
205.10K
VANGUARD INDEX FDS
OTRShares338.21K
TypeSH
Market value$72.4K
2.19%
Sole
0.00
Shared
0.00
None
338.21K
AMAZON COM INC
OTRShares561.42K
TypeSH
Market value$63.4K
1.92%
Sole
0.00
Shared
0.00
None
561.42K
VANGUARD INDEX FDS
OTRShares472.06K
TypeSH
Market value$58.3K
1.76%
Sole
0.00
Shared
0.00
None
472.06K
TESLA INC
OTRShares118.51K
TypeSH
Market value$31.4K
0.95%
Sole
0.00
Shared
0.00
None
118.51K
INVESCO QQQ TR
OTRShares114.44K
TypeSH
Market value$30.6K
0.92%
Sole
0.00
Shared
0.00
None
114.44K
PROSHARES TR
OTRShares1.75M
TypeSH
Market value$30.3K
0.92%
Sole
0.00
Shared
0.00
None
1.75M
SPDR S&P 500 ETF TR
OTRShares84.44K
TypeSH
Market value$30.2K
0.91%
Sole
0.00
Shared
0.00
None
84.44K
HOME DEPOT INC
OTRShares104.49K
TypeSH
Market value$28.8K
0.87%
Sole
0.00
Shared
0.00
None
104.49K
INVESCO ACTVELY MNGD ETC FD
OTRShares1.75M
TypeSH
Market value$28.3K
0.85%
Sole
0.00
Shared
0.00
None
1.75M
ALPHABET INC
OTRShares285.31K
TypeSH
Market value$27.3K
0.82%
Sole
0.00
Shared
0.00
None
285.31K
UNITEDHEALTH GROUP INC
OTRShares52.23K
TypeSH
Market value$26.4K
0.80%
Sole
0.00
Shared
0.00
None
52.23K
JOHNSON & JOHNSON
OTRShares161.01K
TypeSH
Market value$26.3K
0.79%
Sole
0.00
Shared
0.00
None
161.01K
SPDR GOLD TR
OTRShares167.97K
TypeSH
Market value$26.0K
0.78%
Sole
0.00
Shared
0.00
None
167.97K
EXXON MOBIL CORP
OTRShares295.75K
TypeSH
Market value$25.8K
0.78%
Sole
0.00
Shared
0.00
None
295.75K
SPDR SER TR
OTRShares272.81K
TypeSH
Market value$25.0K
0.75%
Sole
0.00
Shared
0.00
None
272.81K
ABBVIE INC
OTRShares184.59K
TypeSH
Market value$24.8K
0.75%
Sole
0.00
Shared
0.00
None
184.59K
VANGUARD TAX-MANAGED FDS
OTRShares668.17K
TypeSH
Market value$24.3K
0.73%
Sole
0.00
Shared
0.00
None
668.17K
ISHARES TR
OTRShares303.05K
TypeSH
Market value$24.1K
0.73%
Sole
0.00
Shared
0.00
None
303.05K
VANGUARD SPECIALIZED FUNDS
OTRShares176.19K
TypeSH
Market value$23.8K
0.72%
Sole
0.00
Shared
0.00
None
176.19K
NVIDIA CORPORATION
OTRShares191.65K
TypeSH
Market value$23.3K
0.70%
Sole
0.00
Shared
0.00
None
191.65K
ALPHABET INC
OTRShares232.61K
TypeSH
Market value$22.4K
0.68%
Sole
0.00
Shared
0.00
None
232.61K
THERMO FISHER SCIENTIFIC INC
OTRShares40.71K
TypeSH
Market value$20.6K
0.62%
Sole
0.00
Shared
0.00
None
40.71K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCOTR | COM | 1.02M | SH | $140.6K 4.25% | 0.00 | 0.00 | 1.02M |
MICROSOFT CORPOTR | COM | 338.50K | SH | $78.8K 2.38% | 0.00 | 0.00 | 338.50K |
ISHARES TROTR | CORE S&P500 ETF | 205.10K | SH | $73.6K 2.22% | 0.00 | 0.00 | 205.10K |
VANGUARD INDEX FDSOTR | GROWTH ETF | 338.21K | SH | $72.4K 2.19% | 0.00 | 0.00 | 338.21K |
AMAZON COM INCOTR | COM | 561.42K | SH | $63.4K 1.92% | 0.00 | 0.00 | 561.42K |
VANGUARD INDEX FDSOTR | VALUE ETF | 472.06K | SH | $58.3K 1.76% | 0.00 | 0.00 | 472.06K |
TESLA INCOTR | COM | 118.51K | SH | $31.4K 0.95% | 0.00 | 0.00 | 118.51K |
INVESCO QQQ TROTR | UNIT SER 1 | 114.44K | SH | $30.6K 0.92% | 0.00 | 0.00 | 114.44K |
PROSHARES TROTR | SHORT S&P 500 NE | 1.75M | SH | $30.3K 0.92% | 0.00 | 0.00 | 1.75M |
SPDR S&P 500 ETF TROTR | TR UNIT | 84.44K | SH | $30.2K 0.91% | 0.00 | 0.00 | 84.44K |
HOME DEPOT INCOTR | COM | 104.49K | SH | $28.8K 0.87% | 0.00 | 0.00 | 104.49K |
INVESCO ACTVELY MNGD ETC FDOTR | OPTIMUM YIELD | 1.75M | SH | $28.3K 0.85% | 0.00 | 0.00 | 1.75M |
ALPHABET INCOTR | CAP STK CL A | 285.31K | SH | $27.3K 0.82% | 0.00 | 0.00 | 285.31K |
UNITEDHEALTH GROUP INCOTR | COM | 52.23K | SH | $26.4K 0.80% | 0.00 | 0.00 | 52.23K |
JOHNSON & JOHNSONOTR | COM | 161.01K | SH | $26.3K 0.79% | 0.00 | 0.00 | 161.01K |
SPDR GOLD TROTR | GOLD SHS | 167.97K | SH | $26.0K 0.78% | 0.00 | 0.00 | 167.97K |
EXXON MOBIL CORPOTR | COM | 295.75K | SH | $25.8K 0.78% | 0.00 | 0.00 | 295.75K |
SPDR SER TROTR | BLOOMBERG 1-3 MO | 272.81K | SH | $25.0K 0.75% | 0.00 | 0.00 | 272.81K |
ABBVIE INCOTR | COM | 184.59K | SH | $24.8K 0.75% | 0.00 | 0.00 | 184.59K |
VANGUARD TAX-MANAGED FDSOTR | VAN FTSE DEV MKT | 668.17K | SH | $24.3K 0.73% | 0.00 | 0.00 | 668.17K |
ISHARES TROTR | ESG AWR MSCI USA | 303.05K | SH | $24.1K 0.73% | 0.00 | 0.00 | 303.05K |
VANGUARD SPECIALIZED FUNDSOTR | DIV APP ETF | 176.19K | SH | $23.8K 0.72% | 0.00 | 0.00 | 176.19K |
NVIDIA CORPORATIONOTR | COM | 191.65K | SH | $23.3K 0.70% | 0.00 | 0.00 | 191.65K |
ALPHABET INCOTR | CAP STK CL C | 232.61K | SH | $22.4K 0.68% | 0.00 | 0.00 | 232.61K |
THERMO FISHER SCIENTIFIC INCOTR | COM | 40.71K | SH | $20.6K 0.62% | 0.00 | 0.00 | 40.71K |
Page 1 of 58
…