B. RILEY WEALTH ADVISORS, INC.

Filed: 12/1/2023ACC: 0001213900-23-092006

📋 What this filing means

B. RILEY WEALTH ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 1445 equity positions with a total reported market value of $3.70B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1445

Positions

$3.70B

Total AUM (reported)

62.45M

Total Shares

Allocation by class

COM$1.63B44.0%

CORE S&P500 ETF$114.18M3.1%

GROWTH ETF$94.95M2.6%

CL A$92.26M2.5%

VALUE ETF$75.09M2.0%

UNIT SER 1$43.35M1.2%

COM NEW$42.06M1.1%

Portfolio Concentration

Top 3$342.32M9.3%

4–10$405.79M11.0%

11–25$401.06M10.8%

Rest$2.55B68.9%

Top 3 weight

9.3%

Top 10 weight

20.2%

Voting Authority Distribution

Total shares with voting rights: 62.45M

Sole

Full voting authority

68.57K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

62.39M

% of voting shares99.9%

Investment Discretion (by position count)

Sole1445

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings1445

Rows:

APPLE INC

SOLE

COM

Shares777.97K

TypeSH

Market value$133.20M

3.60%

Sole

2.32K

Shared

0.00

None

775.65K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares264.66K

TypeSH

Market value$114.18M

3.09%

Sole

0.00

Shared

0.00

None

264.66K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares348.67K

TypeSH

Market value$94.95M

2.57%

Sole

0.00

Shared

0.00

None

348.67K

MICROSOFT CORP

SOLE

COM

Shares291.45K

TypeSH

Market value$92.02M

2.49%

Sole

1.27K

Shared

0.00

None

290.17K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares544.38K

TypeSH

Market value$75.09M

2.03%

Sole

0.00

Shared

0.00

None

544.38K

AMAZON COM INC

SOLE

COM

Shares518.53K

TypeSH

Market value$65.92M

1.78%

Sole

1.74K

Shared

0.00

None

516.79K

NVIDIA CORPORATION

SOLE

COM

Shares144.42K

TypeSH

Market value$62.82M

1.70%

Sole

0.00

Shared

0.00

None

144.42K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares120.81K

TypeSH

Market value$43.35M

1.17%

Sole

0.00

Shared

0.00

None

120.81K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares82.67K

TypeSH

Market value$35.47M

0.96%

Sole

0.00

Shared

0.00

None

82.67K

EXXON MOBIL CORP

SOLE

COM

Shares264.71K

TypeSH

Market value$31.12M

0.84%

Sole

0.00

Shared

0.00

None

264.71K

HOME DEPOT INC

SOLE

COM

Shares98.14K

TypeSH

Market value$29.65M

0.80%

Sole

880.00

Shared

0.00

None

97.26K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares75.13K

TypeSH

Market value$29.61M

0.80%

Sole

0.00

Shared

0.00

None

75.13K

META PLATFORMS INC

SOLE

CL A

Shares95.88K

TypeSH

Market value$28.78M

0.78%

Sole

0.00

Shared

0.00

None

95.88K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares55.70K

TypeSH

Market value$28.08M

0.76%

Sole

400.00

Shared

0.00

None

55.30K

ALPHABET INC

SOLE

CAP STK CL A

Shares211.74K

TypeSH

Market value$27.71M

0.75%

Sole

0.00

Shared

0.00

None

211.74K

ISHARES TR

SOLE

CORE TOTAL USD

Shares633.06K

TypeSH

Market value$27.67M

0.75%

Sole

0.00

Shared

0.00

None

633.06K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares77.91K

TypeSH

Market value$27.29M

0.74%

Sole

0.00

Shared

0.00

None

77.91K

ALPHABET INC

SOLE

CAP STK CL C

Shares204.69K

TypeSH

Market value$26.99M

0.73%

Sole

0.00

Shared

0.00

None

204.69K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares354.41K

TypeSH

Market value$26.63M

0.72%

Sole

0.00

Shared

0.00

None

354.41K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares602.35K

TypeSH

Market value$26.33M

0.71%

Sole

0.00

Shared

0.00

None

602.35K

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares296.05K

TypeSH

Market value$25.55M

0.69%

Sole

0.00

Shared

0.00

None

296.05K

WISDOMTREE TR

SOLE

HEDGED HI YLD BD

Shares1.17M

TypeSH

Market value$24.72M

0.67%

Sole

0.00

Shared

0.00

None

1.17M

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares454.63K

TypeSH

Market value$24.35M

0.66%

Sole

0.00

Shared

0.00

None

454.63K

TESLA INC

SOLE

COM

Shares95.30K

TypeSH

Market value$23.85M

0.64%

Sole

0.00

Shared

0.00

None

95.30K

PROCTER AND GAMBLE CO

SOLE

COM

Shares163.39K

TypeSH

Market value$23.83M

0.64%

Sole

650.00

Shared

0.00

None

162.74K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	777.97K	SH	$133.20M 3.60%	2.32K	775.65K
ISHARES TRSOLE	CORE S&P500 ETF	264.66K	SH	$114.18M 3.09%	0.00	264.66K
VANGUARD INDEX FDSSOLE	GROWTH ETF	348.67K	SH	$94.95M 2.57%	0.00	348.67K
MICROSOFT CORPSOLE	COM	291.45K	SH	$92.02M 2.49%	1.27K	290.17K
VANGUARD INDEX FDSSOLE	VALUE ETF	544.38K	SH	$75.09M 2.03%	0.00	544.38K
AMAZON COM INCSOLE	COM	518.53K	SH	$65.92M 1.78%	1.74K	516.79K
NVIDIA CORPORATIONSOLE	COM	144.42K	SH	$62.82M 1.70%	0.00	144.42K
INVESCO QQQ TRSOLE	UNIT SER 1	120.81K	SH	$43.35M 1.17%	0.00	120.81K
SPDR S&P 500 ETF TRSOLE	TR UNIT	82.67K	SH	$35.47M 0.96%	0.00	82.67K
EXXON MOBIL CORPSOLE	COM	264.71K	SH	$31.12M 0.84%	0.00	264.71K
HOME DEPOT INCSOLE	COM	98.14K	SH	$29.65M 0.80%	880.00	97.26K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	75.13K	SH	$29.61M 0.80%	0.00	75.13K
META PLATFORMS INCSOLE	CL A	95.88K	SH	$28.78M 0.78%	0.00	95.88K
UNITEDHEALTH GROUP INCSOLE	COM	55.70K	SH	$28.08M 0.76%	400.00	55.30K
ALPHABET INCSOLE	CAP STK CL A	211.74K	SH	$27.71M 0.75%	0.00	211.74K
ISHARES TRSOLE	CORE TOTAL USD	633.06K	SH	$27.67M 0.75%	0.00	633.06K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	77.91K	SH	$27.29M 0.74%	0.00	77.91K
ALPHABET INCSOLE	CAP STK CL C	204.69K	SH	$26.99M 0.73%	0.00	204.69K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	354.41K	SH	$26.63M 0.72%	0.00	354.41K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	602.35K	SH	$26.33M 0.71%	0.00	602.35K
ISHARES TRSOLE	EAFE GRWTH ETF	296.05K	SH	$25.55M 0.69%	0.00	296.05K
WISDOMTREE TRSOLE	HEDGED HI YLD BD	1.17M	SH	$24.72M 0.67%	0.00	1.17M
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	454.63K	SH	$24.35M 0.66%	0.00	454.63K
TESLA INCSOLE	COM	95.30K	SH	$23.85M 0.64%	0.00	95.30K
PROCTER AND GAMBLE COSOLE	COM	163.39K	SH	$23.83M 0.64%	650.00	162.74K

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