B. RILEY WEALTH ADVISORS, INC.

Filed: 7/27/2023ACC: 0001213900-23-060304

📋 What this filing means

B. RILEY WEALTH ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 1537 equity positions with a total reported market value of $4.46B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1537

Positions

$4.46B

Total AUM (reported)

73.63M

Total Shares

Allocation by class

COM$2.22B49.9%

CL A$111.69M2.5%

CORE S&P500 ETF$111.18M2.5%

GROWTH ETF$86.62M1.9%

COM NEW$76.02M1.7%

CL B NEW$73.44M1.6%

VALUE ETF$60.22M1.4%

Portfolio Concentration

Top 3$492.69M11.1%

4–10$476.30M10.7%

11–25$477.40M10.7%

Rest$3.01B67.6%

Top 3 weight

11.1%

Top 10 weight

21.7%

Voting Authority Distribution

Total shares with voting rights: 73.63M

Sole

Full voting authority

60.19K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

73.57M

% of voting shares99.9%

Investment Discretion (by position count)

Sole1537

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings1537

Rows:

APPLE INC

SOLE

COM

Shares1.37M

TypeSH

Market value$265.80M

5.96%

Sole

2.32K

Shared

0.00

None

1.37M

AMAZON COM INC

SOLE

COM

Shares887.64K

TypeSH

Market value$115.71M

2.60%

Sole

1.74K

Shared

0.00

None

885.90K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares249.44K

TypeSH

Market value$111.18M

2.49%

Sole

0.00

Shared

0.00

None

249.44K

MICROSOFT CORP

SOLE

COM

Shares278.36K

TypeSH

Market value$94.79M

2.13%

Sole

1.27K

Shared

0.00

None

277.09K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares306.13K

TypeSH

Market value$86.62M

1.94%

Sole

0.00

Shared

0.00

None

306.13K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares215.38K

TypeSH

Market value$73.44M

1.65%

Sole

0.00

Shared

0.00

None

215.38K

NVIDIA CORPORATION

SOLE

COM

Shares143.36K

TypeSH

Market value$60.64M

1.36%

Sole

0.00

Shared

0.00

None

143.36K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares423.82K

TypeSH

Market value$60.22M

1.35%

Sole

0.00

Shared

0.00

None

423.82K

CHEVRON CORP NEW

SOLE

COM

Shares344.46K

TypeSH

Market value$54.20M

1.22%

Sole

0.00

Shared

0.00

None

344.46K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares125.36K

TypeSH

Market value$46.37M

1.04%

Sole

0.00

Shared

0.00

None

125.36K

SPDR GOLD TR

SOLE

GOLD SHS

Shares237.57K

TypeSH

Market value$42.35M

0.95%

Sole

2.83K

Shared

0.00

None

234.75K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares426.30K

TypeSH

Market value$39.14M

0.88%

Sole

0.00

Shared

0.00

None

426.30K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares83.01K

TypeSH

Market value$36.92M

0.83%

Sole

0.00

Shared

0.00

None

83.01K

AUTOZONE INC

SOLE

COM

Shares14.21K

TypeSH

Market value$35.42M

0.79%

Sole

0.00

Shared

0.00

None

14.21K

PROSHARES TR

SOLE

SHORT S&P 500 NE

Shares2.40M

TypeSH

Market value$33.30M

0.75%

Sole

0.00

Shared

0.00

None

2.40M

TESLA INC

SOLE

COM

Shares122.96K

TypeSH

Market value$32.19M

0.72%

Sole

0.00

Shared

0.00

None

122.96K

BANK AMERICA CORP

SOLE

COM

Shares1.07M

TypeSH

Market value$30.80M

0.69%

Sole

0.00

Shared

0.00

None

1.07M

HOME DEPOT INC

SOLE

COM

Shares97.27K

TypeSH

Market value$30.22M

0.68%

Sole

880.00

Shared

0.00

None

96.39K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares72.77K

TypeSH

Market value$29.75M

0.67%

Sole

0.00

Shared

0.00

None

72.77K

COCA COLA CO

SOLE

COM

Shares481.01K

TypeSH

Market value$29.03M

0.65%

Sole

0.00

Shared

0.00

None

481.01K

EXXON MOBIL CORP

SOLE

COM

Shares269.64K

TypeSH

Market value$28.92M

0.65%

Sole

0.00

Shared

0.00

None

269.64K

BRISTOL-MYERS SQUIBB CO

SOLE

COM

Shares447.26K

TypeSH

Market value$28.60M

0.64%

Sole

2.41K

Shared

0.00

None

444.85K

BOEING CO

SOLE

COM

Shares129.71K

TypeSH

Market value$27.39M

0.61%

Sole

0.00

Shared

0.00

None

129.71K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares585.11K

TypeSH

Market value$27.02M

0.61%

Sole

0.00

Shared

0.00

None

585.11K

ISHARES TR

SOLE

CORE TOTAL USD

Shares579.55K

TypeSH

Market value$26.35M

0.59%

Sole

0.00

Shared

0.00

None

579.55K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	1.37M	SH	$265.80M 5.96%	2.32K	1.37M
AMAZON COM INCSOLE	COM	887.64K	SH	$115.71M 2.60%	1.74K	885.90K
ISHARES TRSOLE	CORE S&P500 ETF	249.44K	SH	$111.18M 2.49%	0.00	249.44K
MICROSOFT CORPSOLE	COM	278.36K	SH	$94.79M 2.13%	1.27K	277.09K
VANGUARD INDEX FDSSOLE	GROWTH ETF	306.13K	SH	$86.62M 1.94%	0.00	306.13K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	215.38K	SH	$73.44M 1.65%	0.00	215.38K
NVIDIA CORPORATIONSOLE	COM	143.36K	SH	$60.64M 1.36%	0.00	143.36K
VANGUARD INDEX FDSSOLE	VALUE ETF	423.82K	SH	$60.22M 1.35%	0.00	423.82K
CHEVRON CORP NEWSOLE	COM	344.46K	SH	$54.20M 1.22%	0.00	344.46K
INVESCO QQQ TRSOLE	UNIT SER 1	125.36K	SH	$46.37M 1.04%	0.00	125.36K
SPDR GOLD TRSOLE	GOLD SHS	237.57K	SH	$42.35M 0.95%	2.83K	234.75K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	426.30K	SH	$39.14M 0.88%	0.00	426.30K
SPDR S&P 500 ETF TRSOLE	TR UNIT	83.01K	SH	$36.92M 0.83%	0.00	83.01K
AUTOZONE INCSOLE	COM	14.21K	SH	$35.42M 0.79%	0.00	14.21K
PROSHARES TRSOLE	SHORT S&P 500 NE	2.40M	SH	$33.30M 0.75%	0.00	2.40M
TESLA INCSOLE	COM	122.96K	SH	$32.19M 0.72%	0.00	122.96K
BANK AMERICA CORPSOLE	COM	1.07M	SH	$30.80M 0.69%	0.00	1.07M
HOME DEPOT INCSOLE	COM	97.27K	SH	$30.22M 0.68%	880.00	96.39K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	72.77K	SH	$29.75M 0.67%	0.00	72.77K
COCA COLA COSOLE	COM	481.01K	SH	$29.03M 0.65%	0.00	481.01K
EXXON MOBIL CORPSOLE	COM	269.64K	SH	$28.92M 0.65%	0.00	269.64K
BRISTOL-MYERS SQUIBB COSOLE	COM	447.26K	SH	$28.60M 0.64%	2.41K	444.85K
BOEING COSOLE	COM	129.71K	SH	$27.39M 0.61%	0.00	129.71K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	585.11K	SH	$27.02M 0.61%	0.00	585.11K
ISHARES TRSOLE	CORE TOTAL USD	579.55K	SH	$26.35M 0.59%	0.00	579.55K

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