B. RILEY WEALTH ADVISORS, INC.

Filed: 5/17/2023ACC: 0001213900-23-040833

📋 What this filing means

B. RILEY WEALTH ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 1514 equity positions with a total reported market value of $3.75B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1514

Positions

$3.75B

Total AUM (reported)

68.76M

Total Shares

Allocation by class

COM$1.64B43.7%

CORE S&P500 ETF$86.79M2.3%

CL A$85.66M2.3%

GROWTH ETF$84.32M2.2%

VALUE ETF$63.92M1.7%

GOLD SHS$43.97M1.2%

COM CL A$42.76M1.1%

Portfolio Concentration

Top 3$322.70M8.6%

4–10$372.30M9.9%

11–25$414.33M11.0%

Rest$2.64B70.4%

Top 3 weight

8.6%

Top 10 weight

18.5%

Voting Authority Distribution

Total shares with voting rights: 68.76M

Sole

Full voting authority

60.44K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

68.70M

% of voting shares99.9%

Investment Discretion (by position count)

Sole1514

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings1514

Rows:

APPLE INC

SOLE

COM

Shares886.59K

TypeSH

Market value$146.20M

3.90%

Sole

2.32K

Shared

0.00

None

884.27K

MICROSOFT CORP

SOLE

COM

Shares311.20K

TypeSH

Market value$89.72M

2.39%

Sole

1.27K

Shared

0.00

None

309.92K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares211.12K

TypeSH

Market value$86.79M

2.31%

Sole

22.00

Shared

0.00

None

211.09K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares338.02K

TypeSH

Market value$84.32M

2.25%

Sole

0.00

Shared

0.00

None

338.02K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares462.85K

TypeSH

Market value$63.92M

1.70%

Sole

0.00

Shared

0.00

None

462.85K

AMAZON COM INC

SOLE

COM

Shares553.31K

TypeSH

Market value$57.15M

1.52%

Sole

1.74K

Shared

0.00

None

551.57K

SPDR GOLD TR

SOLE

GOLD SHS

Shares240K

TypeSH

Market value$43.97M

1.17%

Sole

2.83K

Shared

0.00

None

237.18K

NVIDIA CORPORATION

SOLE

COM

Shares157.71K

TypeSH

Market value$43.81M

1.17%

Sole

0.00

Shared

0.00

None

157.71K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares432.57K

TypeSH

Market value$39.72M

1.06%

Sole

0.00

Shared

0.00

None

432.57K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares122.66K

TypeSH

Market value$39.41M

1.05%

Sole

0.00

Shared

0.00

None

122.66K

PROSHARES TR

SOLE

SHORT S&P 500 NE

Shares2.33M

TypeSH

Market value$34.97M

0.93%

Sole

0.00

Shared

0.00

None

2.33M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares82.26K

TypeSH

Market value$33.79M

0.90%

Sole

0.00

Shared

0.00

None

82.26K

EXXON MOBIL CORP

SOLE

COM

Shares289.31K

TypeSH

Market value$31.73M

0.85%

Sole

0.00

Shared

0.00

None

289.31K

HOME DEPOT INC

SOLE

COM

Shares102.09K

TypeSH

Market value$30.13M

0.80%

Sole

880.00

Shared

0.00

None

101.21K

ABBVIE INC

SOLE

COM

Shares182.77K

TypeSH

Market value$29.13M

0.78%

Sole

0.00

Shared

0.00

None

182.77K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares635.14K

TypeSH

Market value$28.69M

0.76%

Sole

0.00

Shared

0.00

None

635.14K

TESLA INC

SOLE

COM

Shares129.68K

TypeSH

Market value$26.90M

0.72%

Sole

0.00

Shared

0.00

None

129.68K

PROCTER AND GAMBLE CO

SOLE

COM

Shares179.93K

TypeSH

Market value$26.75M

0.71%

Sole

650.00

Shared

0.00

None

179.28K

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares279.04K

TypeSH

Market value$26.14M

0.70%

Sole

37.00

Shared

0.00

None

279K

ISHARES TR

SOLE

CORE TOTAL USD

Shares562.78K

TypeSH

Market value$25.97M

0.69%

Sole

0.00

Shared

0.00

None

562.78K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares65.62K

TypeSH

Market value$24.68M

0.66%

Sole

0.00

Shared

0.00

None

65.62K

JOHNSON & JOHNSON

SOLE

COM

Shares158.67K

TypeSH

Market value$24.59M

0.66%

Sole

425.00

Shared

0.00

None

158.25K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares445.72K

TypeSH

Market value$24.34M

0.65%

Sole

0.00

Shared

0.00

None

445.72K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares152.91K

TypeSH

Market value$23.55M

0.63%

Sole

0.00

Shared

0.00

None

152.91K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares74.39K

TypeSH

Market value$22.97M

0.61%

Sole

0.00

Shared

0.00

None

74.39K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	886.59K	SH	$146.20M 3.90%	2.32K	884.27K
MICROSOFT CORPSOLE	COM	311.20K	SH	$89.72M 2.39%	1.27K	309.92K
ISHARES TRSOLE	CORE S&P500 ETF	211.12K	SH	$86.79M 2.31%	22.00	211.09K
VANGUARD INDEX FDSSOLE	GROWTH ETF	338.02K	SH	$84.32M 2.25%	0.00	338.02K
VANGUARD INDEX FDSSOLE	VALUE ETF	462.85K	SH	$63.92M 1.70%	0.00	462.85K
AMAZON COM INCSOLE	COM	553.31K	SH	$57.15M 1.52%	1.74K	551.57K
SPDR GOLD TRSOLE	GOLD SHS	240K	SH	$43.97M 1.17%	2.83K	237.18K
NVIDIA CORPORATIONSOLE	COM	157.71K	SH	$43.81M 1.17%	0.00	157.71K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	432.57K	SH	$39.72M 1.06%	0.00	432.57K
INVESCO QQQ TRSOLE	UNIT SER 1	122.66K	SH	$39.41M 1.05%	0.00	122.66K
PROSHARES TRSOLE	SHORT S&P 500 NE	2.33M	SH	$34.97M 0.93%	0.00	2.33M
SPDR S&P 500 ETF TRSOLE	TR UNIT	82.26K	SH	$33.79M 0.90%	0.00	82.26K
EXXON MOBIL CORPSOLE	COM	289.31K	SH	$31.73M 0.85%	0.00	289.31K
HOME DEPOT INCSOLE	COM	102.09K	SH	$30.13M 0.80%	880.00	101.21K
ABBVIE INCSOLE	COM	182.77K	SH	$29.13M 0.78%	0.00	182.77K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	635.14K	SH	$28.69M 0.76%	0.00	635.14K
TESLA INCSOLE	COM	129.68K	SH	$26.90M 0.72%	0.00	129.68K
PROCTER AND GAMBLE COSOLE	COM	179.93K	SH	$26.75M 0.71%	650.00	179.28K
ISHARES TRSOLE	EAFE GRWTH ETF	279.04K	SH	$26.14M 0.70%	37.00	279K
ISHARES TRSOLE	CORE TOTAL USD	562.78K	SH	$25.97M 0.69%	0.00	562.78K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	65.62K	SH	$24.68M 0.66%	0.00	65.62K
JOHNSON & JOHNSONSOLE	COM	158.67K	SH	$24.59M 0.66%	425.00	158.25K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	445.72K	SH	$24.34M 0.65%	0.00	445.72K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	152.91K	SH	$23.55M 0.63%	0.00	152.91K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	74.39K	SH	$22.97M 0.61%	0.00	74.39K

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