B. RILEY WEALTH ADVISORS, INC.

Filed: 2/21/2023ACC: 0001213900-23-013110

📋 What this filing means

B. RILEY WEALTH ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 1512 equity positions with a total reported market value of $3.97B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1512

Positions

$3.97B

Total AUM (reported)

88.76M

Total Shares

Allocation by class

COM$1.59B40.0%

CL A$401.37M10.1%

CORE S&P500 ETF$75.40M1.9%

GROWTH ETF$74.84M1.9%

VALUE ETF$66.69M1.7%

COM CL A$51.10M1.3%

SHS$39.84M1.0%

Portfolio Concentration

Top 3$531.77M13.4%

4–10$365.11M9.2%

11–25$413.52M10.4%

Rest$2.66B67.0%

Top 3 weight

13.4%

Top 10 weight

22.6%

Voting Authority Distribution

Total shares with voting rights: 88.76M

Sole

Full voting authority

88.47K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

88.67M

% of voting shares99.9%

Investment Discretion (by position count)

Sole1512

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings1512

Rows:

AMERICAN HOMES 4 RENT

SOLE

CL A

Shares10.85M

TypeSH

Market value$327.16M

8.23%

Sole

0.00

Shared

0.00

None

10.85M

APPLE INC

SOLE

COM

Shares980.49K

TypeSH

Market value$127.39M

3.21%

Sole

2.82K

Shared

0.00

None

977.67K

MICROSOFT CORP

SOLE

COM

Shares321.97K

TypeSH

Market value$77.21M

1.94%

Sole

1.43K

Shared

0.00

None

320.55K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares196.24K

TypeSH

Market value$75.40M

1.90%

Sole

0.00

Shared

0.00

None

196.24K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares351.17K

TypeSH

Market value$74.84M

1.88%

Sole

0.00

Shared

0.00

None

351.17K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares475.12K

TypeSH

Market value$66.69M

1.68%

Sole

0.00

Shared

0.00

None

475.12K

AMAZON COM INC

SOLE

COM

Shares584.84K

TypeSH

Market value$49.13M

1.24%

Sole

1.74K

Shared

0.00

None

583.10K

HOME DEPOT INC

SOLE

COM

Shares107.78K

TypeSH

Market value$34.04M

0.86%

Sole

1.25K

Shared

0.00

None

106.53K

EXXON MOBIL CORP

SOLE

COM

Shares301.86K

TypeSH

Market value$33.30M

0.84%

Sole

26.00

Shared

0.00

None

301.84K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares346.76K

TypeSH

Market value$31.72M

0.80%

Sole

0.00

Shared

0.00

None

346.76K

SPDR GOLD TR

SOLE

GOLD SHS

Shares186.50K

TypeSH

Market value$31.63M

0.80%

Sole

2.83K

Shared

0.00

None

183.67K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares81.38K

TypeSH

Market value$31.25M

0.79%

Sole

0.00

Shared

0.00

None

81.38K

ABBVIE INC

SOLE

COM

Shares191.85K

TypeSH

Market value$31.01M

0.78%

Sole

0.00

Shared

0.00

None

191.85K

JOHNSON & JOHNSON

SOLE

COM

Shares168.35K

TypeSH

Market value$29.58M

0.74%

Sole

1.77K

Shared

0.00

None

166.58K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares54.03K

TypeSH

Market value$28.64M

0.72%

Sole

400.00

Shared

0.00

None

53.63K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares107.22K

TypeSH

Market value$28.55M

0.72%

Sole

0.00

Shared

0.00

None

107.22K

PROSHARES TR

SOLE

SHORT S&P 500 NE

Shares1.76M

TypeSH

Market value$28.19M

0.71%

Sole

0.00

Shared

0.00

None

1.76M

NVIDIA CORPORATION

SOLE

COM

Shares191.41K

TypeSH

Market value$27.97M

0.70%

Sole

0.00

Shared

0.00

None

191.41K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares183.47K

TypeSH

Market value$27.86M

0.70%

Sole

0.00

Shared

0.00

None

183.47K

INVESCO ACTVELY MNGD ETC FD

SOLE

OPTIMUM YIELD

Shares1.87M

TypeSH

Market value$27.58M

0.69%

Sole

0.00

Shared

0.00

None

1.87M

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares653.52K

TypeSH

Market value$27.43M

0.69%

Sole

21.00

Shared

0.00

None

653.50K

ALPHABET INC

SOLE

CAP STK CL A

Shares288.38K

TypeSH

Market value$25.42M

0.64%

Sole

0.00

Shared

0.00

None

288.38K

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares274.70K

TypeSH

Market value$23.28M

0.59%

Sole

0.00

Shared

0.00

None

274.70K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares75.10K

TypeSH

Market value$23.20M

0.58%

Sole

10.00

Shared

0.00

None

75.09K

ISHARES TR

SOLE

CORE TOTAL USD

Shares487.96K

TypeSH

Market value$21.92M

0.55%

Sole

0.00

Shared

0.00

None

487.96K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
AMERICAN HOMES 4 RENTSOLE	CL A	10.85M	SH	$327.16M 8.23%	0.00	10.85M
APPLE INCSOLE	COM	980.49K	SH	$127.39M 3.21%	2.82K	977.67K
MICROSOFT CORPSOLE	COM	321.97K	SH	$77.21M 1.94%	1.43K	320.55K
ISHARES TRSOLE	CORE S&P500 ETF	196.24K	SH	$75.40M 1.90%	0.00	196.24K
VANGUARD INDEX FDSSOLE	GROWTH ETF	351.17K	SH	$74.84M 1.88%	0.00	351.17K
VANGUARD INDEX FDSSOLE	VALUE ETF	475.12K	SH	$66.69M 1.68%	0.00	475.12K
AMAZON COM INCSOLE	COM	584.84K	SH	$49.13M 1.24%	1.74K	583.10K
HOME DEPOT INCSOLE	COM	107.78K	SH	$34.04M 0.86%	1.25K	106.53K
EXXON MOBIL CORPSOLE	COM	301.86K	SH	$33.30M 0.84%	26.00	301.84K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	346.76K	SH	$31.72M 0.80%	0.00	346.76K
SPDR GOLD TRSOLE	GOLD SHS	186.50K	SH	$31.63M 0.80%	2.83K	183.67K
SPDR S&P 500 ETF TRSOLE	TR UNIT	81.38K	SH	$31.25M 0.79%	0.00	81.38K
ABBVIE INCSOLE	COM	191.85K	SH	$31.01M 0.78%	0.00	191.85K
JOHNSON & JOHNSONSOLE	COM	168.35K	SH	$29.58M 0.74%	1.77K	166.58K
UNITEDHEALTH GROUP INCSOLE	COM	54.03K	SH	$28.64M 0.72%	400.00	53.63K
INVESCO QQQ TRSOLE	UNIT SER 1	107.22K	SH	$28.55M 0.72%	0.00	107.22K
PROSHARES TRSOLE	SHORT S&P 500 NE	1.76M	SH	$28.19M 0.71%	0.00	1.76M
NVIDIA CORPORATIONSOLE	COM	191.41K	SH	$27.97M 0.70%	0.00	191.41K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	183.47K	SH	$27.86M 0.70%	0.00	183.47K
INVESCO ACTVELY MNGD ETC FDSOLE	OPTIMUM YIELD	1.87M	SH	$27.58M 0.69%	0.00	1.87M
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	653.52K	SH	$27.43M 0.69%	21.00	653.50K
ALPHABET INCSOLE	CAP STK CL A	288.38K	SH	$25.42M 0.64%	0.00	288.38K
ISHARES TRSOLE	ESG AWR MSCI USA	274.70K	SH	$23.28M 0.59%	0.00	274.70K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	75.10K	SH	$23.20M 0.58%	10.00	75.09K
ISHARES TRSOLE	CORE TOTAL USD	487.96K	SH	$21.92M 0.55%	0.00	487.96K

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