Filed: 11/9/2023ACC: 0001801467-23-000006
📋 What this filing means
AXS INVESTMENTS LLC filed this quarterly 13F‑HR report disclosing 364 equity positions with a total reported market value of $387.45M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
364
Positions
$387.45M
Total AUM (reported)
21M
Total Shares
Allocation by class
EQUITY$209.20M54.0%
COMMON$123.71M31.9%
ETF$36.28M9.4%
REIT$14.96M3.9%
OTHREQTY$2.90M0.7%
OPTC_EQY$257.9K0.1%
OPTP_EQY$104.5K0.0%
Portfolio Concentration
Top 3$21.15M5.5%
4–10$40.36M10.4%
11–25$54.59M14.1%
Rest$271.35M70.0%
Top 3 weight
5.5%
Top 10 weight
15.9%
Voting Authority Distribution
Total shares with voting rights: 21M
Sole
Full voting authority
21M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole364
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings364
Rows:
ALPHABET INC CL A
SOLEShares58.88K
TypeSH
Market value$7.71M
1.99%
Sole
58.88K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares22.11K
TypeSH
Market value$6.98M
1.80%
Sole
22.11K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares21.54K
TypeSH
Market value$6.47M
1.67%
Sole
21.54K
Shared
0.00
None
0.00
VISA INC CLASS A
SOLEShares26.68K
TypeSH
Market value$6.14M
1.58%
Sole
26.68K
Shared
0.00
None
0.00
MASTERCARD INC - A
SOLEShares15.47K
TypeSH
Market value$6.13M
1.58%
Sole
15.47K
Shared
0.00
None
0.00
ADOBE INC
SOLEShares11.60K
TypeSH
Market value$5.92M
1.53%
Sole
11.60K
Shared
0.00
None
0.00
ACCENTURE PLC
SOLEShares18.70K
TypeSH
Market value$5.74M
1.48%
Sole
18.70K
Shared
0.00
None
0.00
SALESFORCE INC
SOLEShares28.04K
TypeSH
Market value$5.69M
1.47%
Sole
28.04K
Shared
0.00
None
0.00
ORACLE CORP
SOLEShares52.94K
TypeSH
Market value$5.61M
1.45%
Sole
52.94K
Shared
0.00
None
0.00
SPDR BLOOMBERG BARCLAYS 1-3MO TBILL
SOLEShares56K
TypeSH
Market value$5.14M
1.33%
Sole
56K
Shared
0.00
None
0.00
NETFLIX COM INC COM
SOLEShares12.59K
TypeSH
Market value$4.75M
1.23%
Sole
12.59K
Shared
0.00
None
0.00
INTUIT INC
SOLEShares8.52K
TypeSH
Market value$4.35M
1.12%
Sole
8.52K
Shared
0.00
None
0.00
SERVICENOW INC
SOLEShares7.33K
TypeSH
Market value$4.09M
1.06%
Sole
7.33K
Shared
0.00
None
0.00
APPLE INC
SOLEShares23.05K
TypeSH
Market value$3.95M
1.02%
Sole
23.05K
Shared
0.00
None
0.00
ANNALY CAPITAL MANAGEMENT IN
SOLEShares209.34K
TypeSH
Market value$3.94M
1.02%
Sole
209.34K
Shared
0.00
None
0.00
INTL BUSINESS MACHINES CORP
SOLEShares27.59K
TypeSH
Market value$3.87M
1.00%
Sole
27.59K
Shared
0.00
None
0.00
ISHARES FLTG RATE BD ETF
SOLEShares72K
TypeSH
Market value$3.66M
0.95%
Sole
72K
Shared
0.00
None
0.00
ISHARES TR TRS FLT RT BD
SOLEShares72K
TypeSH
Market value$3.65M
0.94%
Sole
72K
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR BLKSTN GSOSRLN
SOLEShares87K
TypeSH
Market value$3.65M
0.94%
Sole
87K
Shared
0.00
None
0.00
AUTOMATIC DATA PROCESSING
SOLEShares14.16K
TypeSH
Market value$3.41M
0.88%
Sole
14.16K
Shared
0.00
None
0.00
REDWOOD TRUST INC
SOLEShares445.60K
TypeSH
Market value$3.18M
0.82%
Sole
445.60K
Shared
0.00
None
0.00
BLACKSTONE MORTGAGE TRU-CL A
SOLEShares144.83K
TypeSH
Market value$3.15M
0.81%
Sole
144.83K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC
SOLEShares8.62K
TypeSH
Market value$3.02M
0.78%
Sole
8.62K
Shared
0.00
None
0.00
ARBOR REALTY TRUST INC
SOLEShares196.48K
TypeSH
Market value$2.98M
0.77%
Sole
196.48K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares5.82K
TypeSH
Market value$2.93M
0.76%
Sole
5.82K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ALPHABET INC CL ASOLE | COMMON | 58.88K | SH | $7.71M 1.99% | 58.88K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | EQUITY | 22.11K | SH | $6.98M 1.80% | 22.11K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | COMMON | 21.54K | SH | $6.47M 1.67% | 21.54K | 0.00 | 0.00 |
VISA INC CLASS ASOLE | COMMON | 26.68K | SH | $6.14M 1.58% | 26.68K | 0.00 | 0.00 |
MASTERCARD INC - ASOLE | EQUITY | 15.47K | SH | $6.13M 1.58% | 15.47K | 0.00 | 0.00 |
ADOBE INCSOLE | EQUITY | 11.60K | SH | $5.92M 1.53% | 11.60K | 0.00 | 0.00 |
ACCENTURE PLCSOLE | COMMON | 18.70K | SH | $5.74M 1.48% | 18.70K | 0.00 | 0.00 |
SALESFORCE INCSOLE | EQUITY | 28.04K | SH | $5.69M 1.47% | 28.04K | 0.00 | 0.00 |
ORACLE CORPSOLE | EQUITY | 52.94K | SH | $5.61M 1.45% | 52.94K | 0.00 | 0.00 |
SPDR BLOOMBERG BARCLAYS 1-3MO TBILLSOLE | ETF | 56K | SH | $5.14M 1.33% | 56K | 0.00 | 0.00 |
NETFLIX COM INC COMSOLE | COMMON | 12.59K | SH | $4.75M 1.23% | 12.59K | 0.00 | 0.00 |
INTUIT INCSOLE | EQUITY | 8.52K | SH | $4.35M 1.12% | 8.52K | 0.00 | 0.00 |
SERVICENOW INCSOLE | EQUITY | 7.33K | SH | $4.09M 1.06% | 7.33K | 0.00 | 0.00 |
APPLE INCSOLE | EQUITY | 23.05K | SH | $3.95M 1.02% | 23.05K | 0.00 | 0.00 |
ANNALY CAPITAL MANAGEMENT INSOLE | EQUITY | 209.34K | SH | $3.94M 1.02% | 209.34K | 0.00 | 0.00 |
INTL BUSINESS MACHINES CORPSOLE | COMMON | 27.59K | SH | $3.87M 1.00% | 27.59K | 0.00 | 0.00 |
ISHARES FLTG RATE BD ETFSOLE | ETF | 72K | SH | $3.66M 0.95% | 72K | 0.00 | 0.00 |
ISHARES TR TRS FLT RT BDSOLE | ETF | 72K | SH | $3.65M 0.94% | 72K | 0.00 | 0.00 |
SSGA ACTIVE ETF TR BLKSTN GSOSRLNSOLE | ETF | 87K | SH | $3.65M 0.94% | 87K | 0.00 | 0.00 |
AUTOMATIC DATA PROCESSINGSOLE | COMMON | 14.16K | SH | $3.41M 0.88% | 14.16K | 0.00 | 0.00 |
REDWOOD TRUST INCSOLE | EQUITY | 445.60K | SH | $3.18M 0.82% | 445.60K | 0.00 | 0.00 |
BLACKSTONE MORTGAGE TRU-CL ASOLE | EQUITY | 144.83K | SH | $3.15M 0.81% | 144.83K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INCSOLE | COMMON | 8.62K | SH | $3.02M 0.78% | 8.62K | 0.00 | 0.00 |
ARBOR REALTY TRUST INCSOLE | EQUITY | 196.48K | SH | $2.98M 0.77% | 196.48K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COMMON | 5.82K | SH | $2.93M 0.76% | 5.82K | 0.00 | 0.00 |
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