Filed: 10/13/2022ACC: 0001950607-22-000001
📋 What this filing means
AXIM PLANNING & WEALTH filed this quarterly 13F‑HR report disclosing 156 equity positions with a total reported market value of $128.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
156
Positions
$128.9K
Total AUM (reported)
6.77M
Total Shares
Allocation by class
GLOBAL DRGN CN$54.8K42.5%
SPON ADS$35.9K27.8%
ADS$20.1K15.6%
COMMON STOCK$6.1K4.7%
COM$4.3K3.3%
COM CL A$2.4K1.9%
APTUS COLLARED$983.000.8%
Portfolio Concentration
Top 3$110.8K86.0%
4–10$12.7K9.9%
11–25$2.7K2.1%
Rest$2.6K2.0%
Top 3 weight
86.0%
Top 10 weight
95.8%
Voting Authority Distribution
Total shares with voting rights: 6.77M
Sole
Full voting authority
6.77M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole156
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings156
Rows:
INVESCO EXCHANGE TRADED FD T
SOLEShares1.68M
TypeSH
Market value$54.8K
42.51%
Sole
1.68M
Shared
0.00
None
0.00
NIO INC
SOLEShares1.65M
TypeSH
Market value$35.9K
27.83%
Sole
1.65M
Shared
0.00
None
0.00
EHANG HLDGS LTD
SOLEShares2.18M
TypeSH
Market value$20.1K
15.62%
Sole
2.18M
Shared
0.00
None
0.00
CARNIVAL CORP
SOLEShares700.70K
TypeSH
Market value$6.1K
4.70%
Sole
700.70K
Shared
0.00
None
0.00
DRAFTKINGS INC NEW
SOLEShares207.05K
TypeSH
Market value$2.4K
1.87%
Sole
207.05K
Shared
0.00
None
0.00
AMERICAN AIRLS GROUP INC
SOLEShares99.75K
TypeSH
Market value$1.3K
0.98%
Sole
99.75K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares34.09K
TypeSH
Market value$983.00
0.76%
Sole
34.09K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares27.80K
TypeSH
Market value$960.00
0.74%
Sole
27.80K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares27.30K
TypeSH
Market value$718.00
0.56%
Sole
27.30K
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares3K
TypeSH
Market value$341.00
0.26%
Sole
3K
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares7.53K
TypeSH
Market value$321.00
0.25%
Sole
7.53K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares2.29K
TypeSH
Market value$258.00
0.20%
Sole
2.29K
Shared
0.00
None
0.00
STARBUCKS CORP
SOLEShares3.25K
TypeSH
Market value$249.00
0.19%
Sole
3.25K
Shared
0.00
None
0.00
NOKIA CORP
SOLEShares50K
TypeSH
Market value$231.00
0.18%
Sole
50K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares7.47K
TypeSH
Market value$215.00
0.17%
Sole
7.47K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares4.54K
TypeSH
Market value$194.00
0.15%
Sole
4.54K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares2.98K
TypeSH
Market value$175.00
0.14%
Sole
2.98K
Shared
0.00
None
0.00
LCNB CORP
SOLEShares11.50K
TypeSH
Market value$172.00
0.13%
Sole
11.50K
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares4.75K
TypeSH
Market value$166.00
0.13%
Sole
4.75K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares2.97K
TypeSH
Market value$146.00
0.11%
Sole
2.97K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares6.84K
TypeSH
Market value$137.00
0.11%
Sole
6.84K
Shared
0.00
None
0.00
DOW INC
SOLEShares2.40K
TypeSH
Market value$124.00
0.10%
Sole
2.40K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares466.00
TypeSH
Market value$120.00
0.09%
Sole
466.00
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares875.00
TypeSH
Market value$117.00
0.09%
Sole
875.00
Shared
0.00
None
0.00
COMCAST CORP NEW
SOLEShares2.50K
TypeSH
Market value$98.00
0.08%
Sole
2.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCHANGE TRADED FD TSOLE | GLOBAL DRGN CN | 1.68M | SH | $54.8K 42.51% | 1.68M | 0.00 | 0.00 |
NIO INCSOLE | SPON ADS | 1.65M | SH | $35.9K 27.83% | 1.65M | 0.00 | 0.00 |
EHANG HLDGS LTDSOLE | ADS | 2.18M | SH | $20.1K 15.62% | 2.18M | 0.00 | 0.00 |
CARNIVAL CORPSOLE | COMMON STOCK | 700.70K | SH | $6.1K 4.70% | 700.70K | 0.00 | 0.00 |
DRAFTKINGS INC NEWSOLE | COM CL A | 207.05K | SH | $2.4K 1.87% | 207.05K | 0.00 | 0.00 |
AMERICAN AIRLS GROUP INCSOLE | COM | 99.75K | SH | $1.3K 0.98% | 99.75K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS COLLARED | 34.09K | SH | $983.00 0.76% | 34.09K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS DRAWDOWN | 27.80K | SH | $960.00 0.74% | 27.80K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS DEFINED | 27.30K | SH | $718.00 0.56% | 27.30K | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 3K | SH | $341.00 0.26% | 3K | 0.00 | 0.00 |
GLOBAL X FDSSOLE | S&P 500 COVERED | 7.53K | SH | $321.00 0.25% | 7.53K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 2.29K | SH | $258.00 0.20% | 2.29K | 0.00 | 0.00 |
STARBUCKS CORPSOLE | COM | 3.25K | SH | $249.00 0.19% | 3.25K | 0.00 | 0.00 |
NOKIA CORPSOLE | SPONSORED ADR | 50K | SH | $231.00 0.18% | 50K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | OPUS SML CP VL | 7.47K | SH | $215.00 0.17% | 7.47K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 4.54K | SH | $194.00 0.15% | 4.54K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 2.98K | SH | $175.00 0.14% | 2.98K | 0.00 | 0.00 |
LCNB CORPSOLE | COM | 11.50K | SH | $172.00 0.13% | 11.50K | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | COM | 4.75K | SH | $166.00 0.13% | 4.75K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 2.97K | SH | $146.00 0.11% | 2.97K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | INTL DRAWDWN MNG | 6.84K | SH | $137.00 0.11% | 6.84K | 0.00 | 0.00 |
DOW INCSOLE | COM | 2.40K | SH | $124.00 0.10% | 2.40K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 466.00 | SH | $120.00 0.09% | 466.00 | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 875.00 | SH | $117.00 0.09% | 875.00 | 0.00 | 0.00 |
COMCAST CORP NEWSOLE | CL A | 2.50K | SH | $98.00 0.08% | 2.50K | 0.00 | 0.00 |
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