Filed: 11/6/2024ACC: 0001941040-24-000468
📋 What this filing means
AXIM PLANNING & WEALTH filed this quarterly 13F‑HR report disclosing 35 equity positions with a total reported market value of $88.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
35
Positions
$88.84M
Total AUM (reported)
5.55M
Total Shares
Allocation by class
ADS$65.11M73.3%
COM$13.48M15.2%
UNIT 99/99/9999$4.76M5.4%
COM NEW$705.3K0.8%
CL A$569.5K0.6%
SPON ADS$537.0K0.6%
MSCI USA QLT FCT$511.7K0.6%
Portfolio Concentration
Top 3$77.70M87.5%
4–10$4.91M5.5%
11–25$4.63M5.2%
Rest$1.60M1.8%
Top 3 weight
87.5%
Top 10 weight
93.0%
Voting Authority Distribution
Total shares with voting rights: 5.55M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.55M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole35
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings35
Rows:
EHANG HLDGS LTD
SOLEShares4.60M
TypeSH
Market value$65.11M
73.29%
Sole
0.00
Shared
0.00
None
4.60M
HANCOCK JOHN PFD INCOME FD I
SOLEShares420K
TypeSH
Market value$7.83M
8.82%
Sole
0.00
Shared
0.00
None
420K
CARNIVAL CORP
SOLEShares257.35K
TypeSH
Market value$4.76M
5.35%
Sole
0.00
Shared
0.00
None
257.35K
PROCTER AND GAMBLE CO
SOLEShares6.67K
TypeSH
Market value$1.16M
1.30%
Sole
0.00
Shared
0.00
None
6.67K
MICROSOFT CORP
SOLEShares2.56K
TypeSH
Market value$1.10M
1.24%
Sole
0.00
Shared
0.00
None
2.56K
US BANCORP DEL
SOLEShares15.42K
TypeSH
Market value$705.3K
0.79%
Sole
0.00
Shared
0.00
None
15.42K
NIO INC
SOLEShares80.38K
TypeSH
Market value$537.0K
0.60%
Sole
0.00
Shared
0.00
None
80.38K
ISHARES TR
SOLEShares2.85K
TypeSH
Market value$511.7K
0.58%
Sole
0.00
Shared
0.00
None
2.85K
PHILIP MORRIS INTL INC
SOLEShares4.08K
TypeSH
Market value$494.8K
0.56%
Sole
0.00
Shared
0.00
None
4.08K
JPMORGAN CHASE & CO.
SOLEShares1.94K
TypeSH
Market value$409.7K
0.46%
Sole
0.00
Shared
0.00
None
1.94K
ETF SER SOLUTIONS
SOLEShares9.05K
TypeSH
Market value$359.7K
0.40%
Sole
0.00
Shared
0.00
None
9.05K
ISHARES TR
SOLEShares3.73K
TypeSH
Market value$357.5K
0.40%
Sole
0.00
Shared
0.00
None
3.73K
PIMCO ETF TR
SOLEShares3.73K
TypeSH
Market value$352.4K
0.40%
Sole
0.00
Shared
0.00
None
3.73K
ISHARES TR
SOLEShares600.00
TypeSH
Market value$346.1K
0.39%
Sole
0.00
Shared
0.00
None
600.00
TESLA INC
SOLEShares1.31K
TypeSH
Market value$343.0K
0.39%
Sole
0.00
Shared
0.00
None
1.31K
ETF SER SOLUTIONS
SOLEShares7.09K
TypeSH
Market value$327.7K
0.37%
Sole
0.00
Shared
0.00
None
7.09K
STARBUCKS CORP
SOLEShares3.34K
TypeSH
Market value$325.2K
0.37%
Sole
0.00
Shared
0.00
None
3.34K
MONDELEZ INTL INC
SOLEShares4.37K
TypeSH
Market value$321.8K
0.36%
Sole
0.00
Shared
0.00
None
4.37K
CATERPILLAR INC
SOLEShares816.00
TypeSH
Market value$319.2K
0.36%
Sole
0.00
Shared
0.00
None
816.00
EXXON MOBIL CORP
SOLEShares2.70K
TypeSH
Market value$316.1K
0.36%
Sole
0.00
Shared
0.00
None
2.70K
SOFI TECHNOLOGIES INC
SOLEShares32.92K
TypeSH
Market value$258.7K
0.29%
Sole
0.00
Shared
0.00
None
32.92K
BLACKROCK ETF TRUST
SOLEShares5.23K
TypeSH
Market value$258.7K
0.29%
Sole
0.00
Shared
0.00
None
5.23K
APPLE INC
SOLEShares1.09K
TypeSH
Market value$253.3K
0.29%
Sole
0.00
Shared
0.00
None
1.09K
INVESCO QQQ TR
SOLEShares512.00
TypeSH
Market value$249.9K
0.28%
Sole
0.00
Shared
0.00
None
512.00
AMAZON COM INC
SOLEShares1.28K
TypeSH
Market value$239.1K
0.27%
Sole
0.00
Shared
0.00
None
1.28K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EHANG HLDGS LTDSOLE | ADS | 4.60M | SH | $65.11M 73.29% | 0.00 | 0.00 | 4.60M |
HANCOCK JOHN PFD INCOME FD ISOLE | COM | 420K | SH | $7.83M 8.82% | 0.00 | 0.00 | 420K |
CARNIVAL CORPSOLE | UNIT 99/99/9999 | 257.35K | SH | $4.76M 5.35% | 0.00 | 0.00 | 257.35K |
PROCTER AND GAMBLE COSOLE | COM | 6.67K | SH | $1.16M 1.30% | 0.00 | 0.00 | 6.67K |
MICROSOFT CORPSOLE | COM | 2.56K | SH | $1.10M 1.24% | 0.00 | 0.00 | 2.56K |
US BANCORP DELSOLE | COM NEW | 15.42K | SH | $705.3K 0.79% | 0.00 | 0.00 | 15.42K |
NIO INCSOLE | SPON ADS | 80.38K | SH | $537.0K 0.60% | 0.00 | 0.00 | 80.38K |
ISHARES TRSOLE | MSCI USA QLT FCT | 2.85K | SH | $511.7K 0.58% | 0.00 | 0.00 | 2.85K |
PHILIP MORRIS INTL INCSOLE | COM | 4.08K | SH | $494.8K 0.56% | 0.00 | 0.00 | 4.08K |
JPMORGAN CHASE & CO.SOLE | COM | 1.94K | SH | $409.7K 0.46% | 0.00 | 0.00 | 1.94K |
ETF SER SOLUTIONSSOLE | APTUS COLLRD INV | 9.05K | SH | $359.7K 0.40% | 0.00 | 0.00 | 9.05K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 3.73K | SH | $357.5K 0.40% | 0.00 | 0.00 | 3.73K |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 3.73K | SH | $352.4K 0.40% | 0.00 | 0.00 | 3.73K |
ISHARES TRSOLE | CORE S&P500 ETF | 600.00 | SH | $346.1K 0.39% | 0.00 | 0.00 | 600.00 |
TESLA INCSOLE | COM | 1.31K | SH | $343.0K 0.39% | 0.00 | 0.00 | 1.31K |
ETF SER SOLUTIONSSOLE | APTUS DRAWDOWN | 7.09K | SH | $327.7K 0.37% | 0.00 | 0.00 | 7.09K |
STARBUCKS CORPSOLE | COM | 3.34K | SH | $325.2K 0.37% | 0.00 | 0.00 | 3.34K |
MONDELEZ INTL INCSOLE | CL A | 4.37K | SH | $321.8K 0.36% | 0.00 | 0.00 | 4.37K |
CATERPILLAR INCSOLE | COM | 816.00 | SH | $319.2K 0.36% | 0.00 | 0.00 | 816.00 |
EXXON MOBIL CORPSOLE | COM | 2.70K | SH | $316.1K 0.36% | 0.00 | 0.00 | 2.70K |
SOFI TECHNOLOGIES INCSOLE | COM | 32.92K | SH | $258.7K 0.29% | 0.00 | 0.00 | 32.92K |
BLACKROCK ETF TRUSTSOLE | US EQT FACTOR | 5.23K | SH | $258.7K 0.29% | 0.00 | 0.00 | 5.23K |
APPLE INCSOLE | COM | 1.09K | SH | $253.3K 0.29% | 0.00 | 0.00 | 1.09K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 512.00 | SH | $249.9K 0.28% | 0.00 | 0.00 | 512.00 |
AMAZON COM INCSOLE | COM | 1.28K | SH | $239.1K 0.27% | 0.00 | 0.00 | 1.28K |
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