Filed: 4/24/2024ACC: 0001941040-24-000207
📋 What this filing means
AXIM PLANNING & WEALTH filed this quarterly 13F‑HR report disclosing 24 equity positions with a total reported market value of $123.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
24
Positions
$123.25M
Total AUM (reported)
5.65M
Total Shares
Allocation by class
ADS$85.84M69.6%
CSI CHI INTERNET$21.10M17.1%
COM$7.72M6.3%
UNIT 99/99/9999$5.48M4.4%
COM NEW$689.4K0.6%
APTUS COLLRD INV$543.9K0.4%
APTUS DRAWDOWN$478.3K0.4%
Portfolio Concentration
Top 3$112.42M91.2%
4–10$7.19M5.8%
11–25$3.64M3.0%
Top 3 weight
91.2%
Top 10 weight
97.0%
Voting Authority Distribution
Total shares with voting rights: 5.65M
Sole
Full voting authority
5.65M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole24
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings24
Rows:
EHANG HLDGS LTD
SOLEShares4.17M
TypeSH
Market value$85.84M
69.65%
Sole
4.17M
Shared
0.00
None
0.00
KRANESHARES TRUST
SOLEShares803.75K
TypeSH
Market value$21.10M
17.12%
Sole
803.75K
Shared
0.00
None
0.00
CARNIVAL CORP
SOLEShares335.35K
TypeSH
Market value$5.48M
4.45%
Sole
335.35K
Shared
0.00
None
0.00
HANCOCK JOHN PFD INCOME FD I
SOLEShares167.19K
TypeSH
Market value$2.76M
2.24%
Sole
167.19K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares7.46K
TypeSH
Market value$1.21M
0.98%
Sole
7.46K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares2.69K
TypeSH
Market value$1.13M
0.92%
Sole
2.69K
Shared
0.00
None
0.00
US BANCORP DEL
SOLEShares15.42K
TypeSH
Market value$689.4K
0.56%
Sole
15.42K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares15.10K
TypeSH
Market value$543.9K
0.44%
Sole
15.10K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares11.39K
TypeSH
Market value$478.3K
0.39%
Sole
11.39K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares14.08K
TypeSH
Market value$375.5K
0.30%
Sole
14.08K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares4.08K
TypeSH
Market value$373.4K
0.30%
Sole
4.08K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares1.83K
TypeSH
Market value$367.1K
0.30%
Sole
1.83K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares2K
TypeSH
Market value$328.7K
0.27%
Sole
2K
Shared
0.00
None
0.00
MONDELEZ INTL INC
SOLEShares4.37K
TypeSH
Market value$305.8K
0.25%
Sole
4.37K
Shared
0.00
None
0.00
CATERPILLAR INC
SOLEShares800.00
TypeSH
Market value$293.1K
0.24%
Sole
800.00
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares2.45K
TypeSH
Market value$284.7K
0.23%
Sole
2.45K
Shared
0.00
None
0.00
STARBUCKS CORP
SOLEShares3.03K
TypeSH
Market value$276.7K
0.22%
Sole
3.03K
Shared
0.00
None
0.00
APPLE INC
SOLEShares1.26K
TypeSH
Market value$216.4K
0.18%
Sole
1.26K
Shared
0.00
None
0.00
TESLA INC
SOLEShares1.23K
TypeSH
Market value$215.3K
0.17%
Sole
1.23K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares402.00
TypeSH
Market value$210.3K
0.17%
Sole
402.00
Shared
0.00
None
0.00
SOFI TECHNOLOGIES INC
SOLEShares28K
TypeSH
Market value$204.4K
0.17%
Sole
28K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares1.12K
TypeSH
Market value$201.3K
0.16%
Sole
1.12K
Shared
0.00
None
0.00
LCNB CORP
SOLEShares11.50K
TypeSH
Market value$183.3K
0.15%
Sole
11.50K
Shared
0.00
None
0.00
NIO INC
SOLEShares40.28K
TypeSH
Market value$181.3K
0.15%
Sole
40.28K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EHANG HLDGS LTDSOLE | ADS | 4.17M | SH | $85.84M 69.65% | 4.17M | 0.00 | 0.00 |
KRANESHARES TRUSTSOLE | CSI CHI INTERNET | 803.75K | SH | $21.10M 17.12% | 803.75K | 0.00 | 0.00 |
CARNIVAL CORPSOLE | UNIT 99/99/9999 | 335.35K | SH | $5.48M 4.45% | 335.35K | 0.00 | 0.00 |
HANCOCK JOHN PFD INCOME FD ISOLE | COM | 167.19K | SH | $2.76M 2.24% | 167.19K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 7.46K | SH | $1.21M 0.98% | 7.46K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 2.69K | SH | $1.13M 0.92% | 2.69K | 0.00 | 0.00 |
US BANCORP DELSOLE | COM NEW | 15.42K | SH | $689.4K 0.56% | 15.42K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS COLLRD INV | 15.10K | SH | $543.9K 0.44% | 15.10K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS DRAWDOWN | 11.39K | SH | $478.3K 0.39% | 11.39K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS DEFINED | 14.08K | SH | $375.5K 0.30% | 14.08K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 4.08K | SH | $373.4K 0.30% | 4.08K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 1.83K | SH | $367.1K 0.30% | 1.83K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA QLT FCT | 2K | SH | $328.7K 0.27% | 2K | 0.00 | 0.00 |
MONDELEZ INTL INCSOLE | CL A | 4.37K | SH | $305.8K 0.25% | 4.37K | 0.00 | 0.00 |
CATERPILLAR INCSOLE | COM | 800.00 | SH | $293.1K 0.24% | 800.00 | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 2.45K | SH | $284.7K 0.23% | 2.45K | 0.00 | 0.00 |
STARBUCKS CORPSOLE | COM | 3.03K | SH | $276.7K 0.22% | 3.03K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 1.26K | SH | $216.4K 0.18% | 1.26K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 1.23K | SH | $215.3K 0.17% | 1.23K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 402.00 | SH | $210.3K 0.17% | 402.00 | 0.00 | 0.00 |
SOFI TECHNOLOGIES INCSOLE | COM | 28K | SH | $204.4K 0.17% | 28K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 1.12K | SH | $201.3K 0.16% | 1.12K | 0.00 | 0.00 |
LCNB CORPSOLE | COM | 11.50K | SH | $183.3K 0.15% | 11.50K | 0.00 | 0.00 |
NIO INCSOLE | SPON ADS | 40.28K | SH | $181.3K 0.15% | 40.28K | 0.00 | 0.00 |