Filed: 1/25/2024ACC: 0001941040-24-000040
📋 What this filing means
AXIM PLANNING & WEALTH filed this quarterly 13F‑HR report disclosing 28 equity positions with a total reported market value of $109.32M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
28
Positions
$109.32M
Total AUM (reported)
5.51M
Total Shares
Allocation by class
ADS$65.56M60.0%
CSI CHI INTERNET$25.97M23.8%
UNIT 99/99/9999$7.36M6.7%
COM$6.68M6.1%
COM NEW$671.8K0.6%
APTUS DRAWDOWN$413.0K0.4%
APTUS COLLRD INV$400.7K0.4%
Portfolio Concentration
Top 3$98.89M90.5%
4–10$5.64M5.2%
11–25$4.20M3.8%
Rest$600.9K0.5%
Top 3 weight
90.5%
Top 10 weight
95.6%
Voting Authority Distribution
Total shares with voting rights: 5.51M
Sole
Full voting authority
5.51M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole28
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings28
Rows:
EHANG HLDGS LTD
SOLEShares3.90M
TypeSH
Market value$65.56M
59.97%
Sole
3.90M
Shared
0.00
None
0.00
KRANESHARES TR
SOLEShares961.79K
TypeSH
Market value$25.97M
23.75%
Sole
961.79K
Shared
0.00
None
0.00
CARNIVAL CORP
SOLEShares397.05K
TypeSH
Market value$7.36M
6.73%
Sole
397.05K
Shared
0.00
None
0.00
HANCOCK JOHN PFD INCOME FD I
SOLEShares88K
TypeSH
Market value$1.39M
1.27%
Sole
88K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares7.50K
TypeSH
Market value$1.10M
1.00%
Sole
7.50K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares2.77K
TypeSH
Market value$1.04M
0.95%
Sole
2.77K
Shared
0.00
None
0.00
US BANCORP DEL
SOLEShares15.52K
TypeSH
Market value$671.8K
0.61%
Sole
15.52K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares3.66K
TypeSH
Market value$622.1K
0.57%
Sole
3.66K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares10.74K
TypeSH
Market value$413.0K
0.38%
Sole
10.74K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares12.08K
TypeSH
Market value$400.7K
0.37%
Sole
12.08K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares4.08K
TypeSH
Market value$383.5K
0.35%
Sole
4.08K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares759.00
TypeSH
Market value$360.8K
0.33%
Sole
759.00
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares4.25K
TypeSH
Market value$329.6K
0.30%
Sole
4.25K
Shared
0.00
None
0.00
MONDELEZ INTL INC
SOLEShares4.37K
TypeSH
Market value$316.4K
0.29%
Sole
4.37K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares5.42K
TypeSH
Market value$316.3K
0.29%
Sole
5.42K
Shared
0.00
None
0.00
STARBUCKS CORP
SOLEShares3.03K
TypeSH
Market value$290.7K
0.27%
Sole
3.03K
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares2.10K
TypeSH
Market value$271.9K
0.25%
Sole
2.10K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares10.63K
TypeSH
Market value$268.0K
0.25%
Sole
10.63K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares513.00
TypeSH
Market value$245.0K
0.22%
Sole
513.00
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares2.41K
TypeSH
Market value$241.0K
0.22%
Sole
2.41K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares600.00
TypeSH
Market value$239.9K
0.22%
Sole
600.00
Shared
0.00
None
0.00
CATERPILLAR INC
SOLEShares800.00
TypeSH
Market value$236.5K
0.22%
Sole
800.00
Shared
0.00
None
0.00
NIO INC
SOLEShares25.79K
TypeSH
Market value$233.9K
0.21%
Sole
25.79K
Shared
0.00
None
0.00
APPLE INC
SOLEShares1.21K
TypeSH
Market value$232.2K
0.21%
Sole
1.21K
Shared
0.00
None
0.00
ALTRIA GROUP INC
SOLEShares5.71K
TypeSH
Market value$230.4K
0.21%
Sole
5.71K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EHANG HLDGS LTDSOLE | ADS | 3.90M | SH | $65.56M 59.97% | 3.90M | 0.00 | 0.00 |
KRANESHARES TRSOLE | CSI CHI INTERNET | 961.79K | SH | $25.97M 23.75% | 961.79K | 0.00 | 0.00 |
CARNIVAL CORPSOLE | UNIT 99/99/9999 | 397.05K | SH | $7.36M 6.73% | 397.05K | 0.00 | 0.00 |
HANCOCK JOHN PFD INCOME FD ISOLE | COM | 88K | SH | $1.39M 1.27% | 88K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 7.50K | SH | $1.10M 1.00% | 7.50K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 2.77K | SH | $1.04M 0.95% | 2.77K | 0.00 | 0.00 |
US BANCORP DELSOLE | COM NEW | 15.52K | SH | $671.8K 0.61% | 15.52K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 3.66K | SH | $622.1K 0.57% | 3.66K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS DRAWDOWN | 10.74K | SH | $413.0K 0.38% | 10.74K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS COLLRD INV | 12.08K | SH | $400.7K 0.37% | 12.08K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 4.08K | SH | $383.5K 0.35% | 4.08K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 759.00 | SH | $360.8K 0.33% | 759.00 | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 4.25K | SH | $329.6K 0.30% | 4.25K | 0.00 | 0.00 |
MONDELEZ INTL INCSOLE | CL A | 4.37K | SH | $316.4K 0.29% | 4.37K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 5.42K | SH | $316.3K 0.29% | 5.42K | 0.00 | 0.00 |
STARBUCKS CORPSOLE | COM | 3.03K | SH | $290.7K 0.27% | 3.03K | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | COM | 2.10K | SH | $271.9K 0.25% | 2.10K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS DEFINED | 10.63K | SH | $268.0K 0.25% | 10.63K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 513.00 | SH | $245.0K 0.22% | 513.00 | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 2.41K | SH | $241.0K 0.22% | 2.41K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 600.00 | SH | $239.9K 0.22% | 600.00 | 0.00 | 0.00 |
CATERPILLAR INCSOLE | COM | 800.00 | SH | $236.5K 0.22% | 800.00 | 0.00 | 0.00 |
NIO INCSOLE | SPON ADS | 25.79K | SH | $233.9K 0.21% | 25.79K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 1.21K | SH | $232.2K 0.21% | 1.21K | 0.00 | 0.00 |
ALTRIA GROUP INCSOLE | COM | 5.71K | SH | $230.4K 0.21% | 5.71K | 0.00 | 0.00 |
Page 1 of 2