Filed: 11/1/2023ACC: 0001941040-23-000329
📋 What this filing means
AXIM PLANNING & WEALTH filed this quarterly 13F‑HR report disclosing 28 equity positions with a total reported market value of $113.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
28
Positions
$113.20M
Total AUM (reported)
5.53M
Total Shares
Allocation by class
ADS$67.52M59.6%
CSI CHI INTERNET$29.11M25.7%
COMMON STOCK$6.05M5.3%
COM$5.61M5.0%
SPON ADS$687.1K0.6%
APTUS DRAWDOWN$677.1K0.6%
APTUS COLLRD INV$670.7K0.6%
Portfolio Concentration
Top 3$102.68M90.7%
4–10$5.23M4.6%
11–25$4.83M4.3%
Rest$456.2K0.4%
Top 3 weight
90.7%
Top 10 weight
95.3%
Voting Authority Distribution
Total shares with voting rights: 5.53M
Sole
Full voting authority
5.53M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole28
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings28
Rows:
EHANG HLDGS LTD
SOLEShares3.75M
TypeSH
Market value$67.52M
59.65%
Sole
3.75M
Shared
0.00
None
0.00
KRANESHARES TR
SOLEShares1.06M
TypeSH
Market value$29.11M
25.72%
Sole
1.06M
Shared
0.00
None
0.00
CARNIVAL CORP
SOLEShares440.80K
TypeSH
Market value$6.05M
5.34%
Sole
440.80K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares7.53K
TypeSH
Market value$1.10M
0.97%
Sole
7.53K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares2.69K
TypeSH
Market value$848.7K
0.75%
Sole
2.69K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares4.81K
TypeSH
Market value$697.4K
0.62%
Sole
4.81K
Shared
0.00
None
0.00
NIO INC
SOLEShares76.01K
TypeSH
Market value$687.1K
0.61%
Sole
76.01K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares19.32K
TypeSH
Market value$677.1K
0.60%
Sole
19.32K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares22.04K
TypeSH
Market value$670.7K
0.59%
Sole
22.04K
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares6.36K
TypeSH
Market value$551.5K
0.49%
Sole
6.36K
Shared
0.00
None
0.00
US BANCORP DEL
SOLEShares15.68K
TypeSH
Market value$518.4K
0.46%
Sole
15.68K
Shared
0.00
None
0.00
PROSHARES TR II
SOLEShares9.46K
TypeSH
Market value$514.7K
0.45%
Sole
9.46K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares20.62K
TypeSH
Market value$480.7K
0.42%
Sole
20.62K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares4.19K
TypeSH
Market value$388.1K
0.34%
Sole
4.19K
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares4.10K
TypeSH
Market value$377.8K
0.33%
Sole
4.10K
Shared
0.00
None
0.00
STARBUCKS CORP
SOLEShares3.34K
TypeSH
Market value$304.7K
0.27%
Sole
3.34K
Shared
0.00
None
0.00
MONDELEZ INTL INC
SOLEShares4.37K
TypeSH
Market value$303.1K
0.27%
Sole
4.37K
Shared
0.00
None
0.00
ALTRIA GROUP INC
SOLEShares6.72K
TypeSH
Market value$282.6K
0.25%
Sole
6.72K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares4.77K
TypeSH
Market value$274.6K
0.24%
Sole
4.77K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares2.31K
TypeSH
Market value$271.0K
0.24%
Sole
2.31K
Shared
0.00
None
0.00
EXCHANGE LISTED FDS TR
SOLEShares10.70K
TypeSH
Market value$228.7K
0.20%
Sole
10.70K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares600.00
TypeSH
Market value$226.4K
0.20%
Sole
600.00
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares2.19K
TypeSH
Market value$225.8K
0.20%
Sole
2.19K
Shared
0.00
None
0.00
CATERPILLAR INC
SOLEShares800.00
TypeSH
Market value$218.4K
0.19%
Sole
800.00
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares4.02K
TypeSH
Market value$216.1K
0.19%
Sole
4.02K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EHANG HLDGS LTDSOLE | ADS | 3.75M | SH | $67.52M 59.65% | 3.75M | 0.00 | 0.00 |
KRANESHARES TRSOLE | CSI CHI INTERNET | 1.06M | SH | $29.11M 25.72% | 1.06M | 0.00 | 0.00 |
CARNIVAL CORPSOLE | COMMON STOCK | 440.80K | SH | $6.05M 5.34% | 440.80K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 7.53K | SH | $1.10M 0.97% | 7.53K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 2.69K | SH | $848.7K 0.75% | 2.69K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 4.81K | SH | $697.4K 0.62% | 4.81K | 0.00 | 0.00 |
NIO INCSOLE | SPON ADS | 76.01K | SH | $687.1K 0.61% | 76.01K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS DRAWDOWN | 19.32K | SH | $677.1K 0.60% | 19.32K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS COLLRD INV | 22.04K | SH | $670.7K 0.59% | 22.04K | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 6.36K | SH | $551.5K 0.49% | 6.36K | 0.00 | 0.00 |
US BANCORP DELSOLE | COM NEW | 15.68K | SH | $518.4K 0.46% | 15.68K | 0.00 | 0.00 |
PROSHARES TR IISOLE | ULTRA BLOOMBERG | 9.46K | SH | $514.7K 0.45% | 9.46K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS DEFINED | 20.62K | SH | $480.7K 0.42% | 20.62K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 4.19K | SH | $388.1K 0.34% | 4.19K | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | COM | 4.10K | SH | $377.8K 0.33% | 4.10K | 0.00 | 0.00 |
STARBUCKS CORPSOLE | COM | 3.34K | SH | $304.7K 0.27% | 3.34K | 0.00 | 0.00 |
MONDELEZ INTL INCSOLE | CL A | 4.37K | SH | $303.1K 0.27% | 4.37K | 0.00 | 0.00 |
ALTRIA GROUP INCSOLE | COM | 6.72K | SH | $282.6K 0.25% | 6.72K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 4.77K | SH | $274.6K 0.24% | 4.77K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 2.31K | SH | $271.0K 0.24% | 2.31K | 0.00 | 0.00 |
EXCHANGE LISTED FDS TRSOLE | CABANA TARGET 13 | 10.70K | SH | $228.7K 0.20% | 10.70K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 600.00 | SH | $226.4K 0.20% | 600.00 | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 2.19K | SH | $225.8K 0.20% | 2.19K | 0.00 | 0.00 |
CATERPILLAR INCSOLE | COM | 800.00 | SH | $218.4K 0.19% | 800.00 | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 4.02K | SH | $216.1K 0.19% | 4.02K | 0.00 | 0.00 |
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