Filed: 11/14/2022ACC: 0001916464-22-000004
📋 What this filing means
AXIM PLANNING & WEALTH filed this quarterly 13F‑HR report disclosing 167 equity positions with a total reported market value of $101.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
167
Positions
$101.6K
Total AUM (reported)
7.29M
Total Shares
Allocation by class
GLOBAL DRGN CN$41.7K41.1%
SPON ADS$27.7K27.3%
ADS$10.0K9.9%
COMMON STOCK$6.6K6.5%
COM$5.9K5.8%
COM CL A$3.3K3.3%
APTUS COLLARED$969.001.0%
Portfolio Concentration
Top 3$79.5K78.3%
4–10$14.9K14.7%
11–25$3.7K3.6%
Rest$3.5K3.5%
Top 3 weight
78.3%
Top 10 weight
92.9%
Voting Authority Distribution
Total shares with voting rights: 7.29M
Sole
Full voting authority
7.29M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole167
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings167
Rows:
INVESCO EXCHANGE TRADED FD T
SOLEShares1.65M
TypeSH
Market value$41.7K
41.08%
Sole
1.65M
Shared
0.00
None
0.00
NIO INC
SOLEShares1.76M
TypeSH
Market value$27.7K
27.31%
Sole
1.76M
Shared
0.00
None
0.00
EHANG HLDGS LTD
SOLEShares2.38M
TypeSH
Market value$10.0K
9.88%
Sole
2.38M
Shared
0.00
None
0.00
CARNIVAL CORP
SOLEShares945.85K
TypeSH
Market value$6.6K
6.54%
Sole
945.85K
Shared
0.00
None
0.00
DRAFTKINGS INC NEW
SOLEShares219.65K
TypeSH
Market value$3.3K
3.27%
Sole
219.65K
Shared
0.00
None
0.00
AMERICAN AIRLS GROUP INC
SOLEShares99.26K
TypeSH
Market value$1.2K
1.18%
Sole
99.26K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares8.80K
TypeSH
Market value$1.1K
1.09%
Sole
8.80K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares34.48K
TypeSH
Market value$969.00
0.95%
Sole
34.48K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares28.68K
TypeSH
Market value$956.00
0.94%
Sole
28.68K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares26.94K
TypeSH
Market value$684.00
0.67%
Sole
26.94K
Shared
0.00
None
0.00
US BANCORP DEL
SOLEShares15.42K
TypeSH
Market value$622.00
0.61%
Sole
15.42K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares1.45K
TypeSH
Market value$338.00
0.33%
Sole
1.45K
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares3.96K
TypeSH
Market value$317.00
0.31%
Sole
3.96K
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares7.62K
TypeSH
Market value$290.00
0.29%
Sole
7.62K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares2.53K
TypeSH
Market value$265.00
0.26%
Sole
2.53K
Shared
0.00
None
0.00
STARBUCKS CORP
SOLEShares2.96K
TypeSH
Market value$249.00
0.25%
Sole
2.96K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares7.30K
TypeSH
Market value$207.00
0.20%
Sole
7.30K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares4.94K
TypeSH
Market value$198.00
0.19%
Sole
4.94K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares3.48K
TypeSH
Market value$183.00
0.18%
Sole
3.48K
Shared
0.00
None
0.00
LCNB CORP
SOLEShares11.50K
TypeSH
Market value$182.00
0.18%
Sole
11.50K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares1.60K
TypeSH
Market value$181.00
0.18%
Sole
1.60K
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares4.75K
TypeSH
Market value$180.00
0.18%
Sole
4.75K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares9.68K
TypeSH
Market value$172.00
0.17%
Sole
9.68K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares1.80K
TypeSH
Market value$157.00
0.15%
Sole
1.80K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares375.00
TypeSH
Market value$134.00
0.13%
Sole
375.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCHANGE TRADED FD TSOLE | GLOBAL DRGN CN | 1.65M | SH | $41.7K 41.08% | 1.65M | 0.00 | 0.00 |
NIO INCSOLE | SPON ADS | 1.76M | SH | $27.7K 27.31% | 1.76M | 0.00 | 0.00 |
EHANG HLDGS LTDSOLE | ADS | 2.38M | SH | $10.0K 9.88% | 2.38M | 0.00 | 0.00 |
CARNIVAL CORPSOLE | COMMON STOCK | 945.85K | SH | $6.6K 6.54% | 945.85K | 0.00 | 0.00 |
DRAFTKINGS INC NEWSOLE | COM CL A | 219.65K | SH | $3.3K 3.27% | 219.65K | 0.00 | 0.00 |
AMERICAN AIRLS GROUP INCSOLE | COM | 99.26K | SH | $1.2K 1.18% | 99.26K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 8.80K | SH | $1.1K 1.09% | 8.80K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS COLLARED | 34.48K | SH | $969.00 0.95% | 34.48K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS DRAWDOWN | 28.68K | SH | $956.00 0.94% | 28.68K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | APTUS DEFINED | 26.94K | SH | $684.00 0.67% | 26.94K | 0.00 | 0.00 |
US BANCORP DELSOLE | COM NEW | 15.42K | SH | $622.00 0.61% | 15.42K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 1.45K | SH | $338.00 0.33% | 1.45K | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 3.96K | SH | $317.00 0.31% | 3.96K | 0.00 | 0.00 |
GLOBAL X FDSSOLE | S&P 500 COVERED | 7.62K | SH | $290.00 0.29% | 7.62K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 2.53K | SH | $265.00 0.26% | 2.53K | 0.00 | 0.00 |
STARBUCKS CORPSOLE | COM | 2.96K | SH | $249.00 0.25% | 2.96K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | OPUS SML CP VL | 7.30K | SH | $207.00 0.20% | 7.30K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 4.94K | SH | $198.00 0.19% | 4.94K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 3.48K | SH | $183.00 0.18% | 3.48K | 0.00 | 0.00 |
LCNB CORPSOLE | COM | 11.50K | SH | $182.00 0.18% | 11.50K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 1.60K | SH | $181.00 0.18% | 1.60K | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | COM | 4.75K | SH | $180.00 0.18% | 4.75K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | INTL DRAWDWN MNG | 9.68K | SH | $172.00 0.17% | 9.68K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 1.80K | SH | $157.00 0.15% | 1.80K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 375.00 | SH | $134.00 0.13% | 375.00 | 0.00 | 0.00 |
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