AVISTA CAPITAL MANAGING MEMBER V, LLC

PrivateCIK: 1957307

Location

NEW YORK, NY

AVISTA CAPITAL MANAGING MEMBER V, LLC exercised options at OMNIAB, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

AVISTA CAPITAL MANAGING MEMBER V, LLC

Filed: 7/2/2024ACC: 0001104659-24-077398

InsiderAVISTA CAPITAL MANAGING MEMBER V, LLCCIK 1957307

→

IssuerOMNIAB, INC.CIK 1846253

Director10% Owner

Since Dec 2022

-221.76K

Net shares

Net seller

$223.3K

Total sold

0

Open market trades

0B · 0S

6

Total transactions

66.67K acquired · 288.43K disposed

Non-Derivative Transactions2

Common stock, par value $0.0001 per share

Indirect

M · Option Exercise

Shares

+66.67K

Price / share

$3.35

Trade value

$223.34K

% of position

0.4%

6/29/2024

15.93M→15.99M

Common stock, par value $0.0001 per share

Indirect

F · Tax Withholding

Shares

−59.56K

Price / share

$3.75

Trade value

$223.34K

% of position

0.4%

6/29/2024

15.92M→15.86M

Total

Net shares

+7.11K

Net value

-$0.95

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common stock, par value $0.0001 per share Indirect	6/29/2024	M · Option Exercise	+66.67K	$3.35	$223.34K	0.4%	15.93M	15.99M
Common stock, par value $0.0001 per share Indirect	6/29/2024	F · Tax Withholding	−59.56K	$3.75	$223.34K	0.4%	15.92M	15.86M
Total			+7.11K		-$0.95

Derivative Transactions4

Restricted Stock Units

Indirect

D · Disposition

Converts to

Common stock, par value $0.0001

20K shares

Shares

−20K

Strike price

Held after

0.00

Exercisable

—

6/28/2024

Restricted Stock Units

Indirect

D · Disposition

Converts to

Common stock, par value $0.0001

35.54K shares

Shares

−35.54K

Strike price

Held after

0.00

Exercisable

—

6/28/2024

Stock Options

Indirect

D · Disposition

Converts to

Common stock, par value $0.0001

40K shares

Shares

−40K

Strike price

4.19

Held after

0.00

Exercisable

—

6/28/2024

Stock Options

Indirect

D · Disposition

Converts to

Common stock, par value $0.0001

66.67K shares

Shares

−133.33K

Strike price

3.35

Held after

66.67K

Exercisable

—

6/28/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Indirect	Common stock, par value $0.000120K shares	6/28/2024	D · Disposition	−20K		—	0.00
Restricted Stock Units Indirect	Common stock, par value $0.000135.54K shares	6/28/2024	D · Disposition	−35.54K		—	0.00
Stock Options Indirect	Common stock, par value $0.000140K shares	6/28/2024	D · Disposition	−40K	4.19	—	0.00
Stock Options Indirect	Common stock, par value $0.000166.67K shares	6/28/2024	D · Disposition	−133.33K	3.35	—	66.67K

Non-Derivative Holdings (Post-Transaction)1

Common stock, par value $0.0001 per share

Indirect

Shares owned15.86M

Total

15.86M indirect15.86M

Security Title	Shares Owned	Ownership Type
Common stock, par value $0.0001 per share	15.86M	Indirect
Total	15.86M	15.86M indirect

Derivative Holdings (Post-Transaction)2

Stock Options

Indirect

Underlying security

Common stock, par value $0.0001

Underlying shares

40K

Shares owned

40K

Exercise price

4.81

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common stock, par value $0.0001

Underlying shares

11.35M

Shares owned

11.35M

Exercise price

11.5

Expiration

—

Exercise window

—

Total

Underlying

11.39M

Owned

11.39M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options Indirect	Common stock, par value $0.0001	4.81	—	—	40K	40K
Warrants Indirect	Common stock, par value $0.0001	11.5	—	—	11.35M	11.35M
Total					11.39M	11.39M

AVISTA CAPITAL MANAGING MEMBER V, LLC — Insider Transaction (Form 4) Filed Jul 2, 2024 | Finecho