AVISTA CAPITAL MANAGING MEMBER V, LLC exercised options at OMNIAB, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

AVISTA CAPITAL MANAGING MEMBER V, LLC

Filed: 11/14/2023ACC: 0001104659-23-118341

InsiderAVISTA CAPITAL MANAGING MEMBER V, LLCCIK 1957307

→

IssuerOMNIAB, INC.CIK 1846253

Director10% Owner

Since Dec 2022

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

17.77K acquired · 17.77K disposed

Non-Derivative Transactions1

Common stock, par value $0.0001 per share

Indirect

M · Option Exercise

+17.77K

Price / share

—

Trade value

—

% of position

0.1%

11/1/2023

15.82M→15.84M

Total

Net shares

+17.77K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common stock, par value $0.0001 per share Indirect	11/1/2023	M · Option Exercise	+17.77K	—	—	0.1%	15.82M	15.84M
Total			+17.77K		$0.00

Derivative Transactions1

Restricted Stock Units

Indirect

M · Option Exercise

Converts to

Common stock, par value $0.0001

17.77K shares

−17.77K

Strike price

Held after

35.54K

Exercisable

—

11/1/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Indirect	Common stock, par value $0.000117.77K shares	11/1/2023	M · Option Exercise	−17.77K		—	35.54K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)4

Stock Options

Indirect

Underlying security

Common stock, par value $0.0001

Underlying shares

200K

Shares owned

200K

Exercise price

3.35

Expiration

—

Exercise window

—

Restricted Stock Units

Indirect

Underlying security

Common stock, par value $0.0001

Underlying shares

20K

Shares owned

20K

Exercise price

Expiration

—

Exercise window

—

Stock Options

Indirect

Underlying security

Common stock, par value $0.0001

Underlying shares

40K

Shares owned

40K

Exercise price

4.81

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common stock, par value $0.0001

Underlying shares

11.35M

Shares owned

11.35M

Exercise price

11.5

Expiration

—

Exercise window

—

Total

Underlying

11.61M

Owned

11.61M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options Indirect	Common stock, par value $0.0001	3.35	—	—	200K	200K
Restricted Stock Units Indirect	Common stock, par value $0.0001		—	—	20K	20K
Stock Options Indirect	Common stock, par value $0.0001	4.81	—	—	40K	40K
Warrants Indirect	Common stock, par value $0.0001	11.5	—	—	11.35M	11.35M
Total					11.61M	11.61M