AVERICK ROBERT M exercised options at AMTECH SYSTEMS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/4/2024ACC: 0001104659-24-030469
Director10% Owner
Since Mar 2026
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
4.19K acquired · 4.19K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+4.19K
Price / share
—
Trade value
—
% of position
1.0%
3/1/2024
414K→418.19K
Total
Net shares
+4.19K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/1/2024 | M · Option Exercise | +4.19K | — | — | 1.0% | 414K | 418.19K |
| Total | +4.19K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
4.19K shares
Shares
−4.19K
Strike price
Held after
0.00
Exercisable
—
3/1/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock4.19K shares | 3/1/2024 | M · Option Exercise | −4.19K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned500.00
Common Stock
IndirectShares owned11K
Common Stock
IndirectShares owned2.25M
Total
2.26M indirect2.26M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 500.00 | Indirect |
| Common Stock | 11K | Indirect |
| Common Stock | 2.25M | Indirect |
| Total | 2.26M | 2.26M indirect |
Derivative Holdings (Post-Transaction)1
Director Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
42K
Shares owned
42K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
42K
Owned
42K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) Direct | Common Stock | — | — | 42K | 42K | |
| Total | 42K | 42K | ||||