AVENI JOSEPH T exercised options at OURPETS CO

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

AVENI JOSEPH T

Filed: 6/8/2018ACC: 0001638599-18-000623

InsiderAVENI JOSEPH TCIK 1057633

→

IssuerOURPETS COCIK 1094139

Director

Since Mar 2019

+20.59K

Net shares

Net buyer

$3.3K

Total sold

Open market trades

0B · 0S

Total transactions

26K acquired · 5.41K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+7K

Price / share

$0.61

Trade value

$4.27K

% of position

1.5%

6/6/2018

475.51K→482.51K

Cmmon Stock

Direct

F · Tax Withholding

−5.41K

Price / share

$0.61

Trade value

$3.30K

% of position

1.1%

6/6/2018

482.51K→477.10K

Total

Net shares

+1.59K

Net value

$972.95

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	6/6/2018	M · Option Exercise	+7K	$0.61	$4.27K	1.5%	475.51K	482.51K
Cmmon Stock Direct	6/6/2018	F · Tax Withholding	−5.41K	$0.61	$3.30K	1.1%	482.51K	477.10K
Total			+1.59K		$972.95

Derivative Transactions2

Option

Direct

A · Award

Converts to

Common

7K shares

+7K

Strike price

1.59

Held after

Exercisable

—

6/5/2017

Option

Direct

A · Award

Converts to

Common

12K shares

+12K

Strike price

0.79

Held after

12K

Exercisable

—

6/6/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Option Direct	Common7K shares	6/5/2017	A · Award	+7K	1.59	—	7K
Option Direct	Common12K shares	6/6/2018	A · Award	+12K	0.79	—	12K

Non-Derivative Holdings (Post-Transaction)7

Cmmon Stock

Direct

Shares owned475.51K

Common Stock

Direct

Shares owned0.00

Common Stock

Direct

Shares owned466.48K

Common Stock

Direct

Shares owned0.00

Common Stock

Direct

Shares owned473.48K

Common Stock

Indirect

Shares owned192K

Common Stock

Direct

Shares owned468.06K

Total

1.88M direct·192K indirect2.08M

Security Title	Shares Owned	Ownership Type
Cmmon Stock	475.51K	Direct
Common Stock	0.00	Direct
Common Stock	466.48K	Direct
Common Stock	0.00	Direct
Common Stock	473.48K	Direct
Common Stock	192K	Indirect
Common Stock	468.06K	Direct
Total	2.08M	1.88M direct·192K indirect

Derivative Holdings (Post-Transaction)9

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

0.00

Exercise price

0.75

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

0.00

Exercise price

0.27

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

0.00

Exercise price

0.61

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

0.00

Exercise price

0.45

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

Exercise price

0.7

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

Exercise price

1.09

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

Exercise price

0.95

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

0.00

Exercise price

0.44

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

0.00

Exercise price

0.79

Expiration

—

Exercise window

—

Total

Underlying

63K

Owned

21K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Option Direct	Common	0.75	—	—	7K	0.00
Option Direct	Common	0.27	—	—	7K	0.00
Option Direct	Common	0.61	—	—	7K	0.00
Option Direct	Common Stock	0.45	—	—	7K	0.00
Option Direct	Common	0.7	—	—	7K	7K
Option Direct	Common	1.09	—	—	7K	7K
Option Direct	Common	0.95	—	—	7K	7K
Option Direct	Common	0.44	—	—	7K	0.00
Option Direct	Common	0.79	—	—	7K	0.00
Total					63K	21K