AVANTAX ADVISORY SERVICES, INC.

Filed: 11/8/2023ACC: 0001085146-23-004176

📋 What this filing means

AVANTAX ADVISORY SERVICES, INC. filed this quarterly 13F‑HR report disclosing 1544 equity positions with a total reported market value of $8.93B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1544

Positions

$8.93B

Total AUM (reported)

127.42M

Total Shares

Allocation by class

COM$1.43B16.0%

VNG RUS1000GRW$729.65M8.2%

CORE S&P500 ETF$683.00M7.6%

US DIVIDEND EQ$527.80M5.9%

SHORT TRM BOND$396.18M4.4%

CORE US AGGBD ET$317.89M3.6%

VALUE ETF$283.37M3.2%

Portfolio Concentration

Top 3$1.94B21.7%

4–10$1.69B19.0%

11–25$995.76M11.1%

Rest$4.30B48.2%

Top 3 weight

21.7%

Top 10 weight

40.7%

Voting Authority Distribution

Total shares with voting rights: 127.42M

Sole

Full voting authority

127.42M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole1544

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings1544

Rows:

VANGUARD SCOTTSDALE FDS

SOLE

VNG RUS1000GRW

Shares10.66M

TypeSH

Market value$729.65M

8.17%

Sole

10.66M

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares1.59M

TypeSH

Market value$683.00M

7.65%

Sole

1.59M

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares7.46M

TypeSH

Market value$527.80M

5.91%

Sole

7.46M

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares5.27M

TypeSH

Market value$396.18M

4.44%

Sole

5.27M

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares3.38M

TypeSH

Market value$317.89M

3.56%

Sole

3.38M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares2.05M

TypeSH

Market value$283.37M

3.17%

Sole

2.05M

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI EAFE

Shares3.57M

TypeSH

Market value$229.59M

2.57%

Sole

3.57M

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares937.55K

TypeSH

Market value$165.70M

1.86%

Sole

937.55K

Shared

0.00

None

0.00

LATTICE STRATEGIES TR

SOLE

HARTFORD MLT ETF

Shares5.89M

TypeSH

Market value$151.18M

1.69%

Sole

5.89M

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares874.52K

TypeSH

Market value$149.73M

1.68%

Sole

874.52K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares305.32K

TypeSH

Market value$109.39M

1.22%

Sole

305.32K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares251.16K

TypeSH

Market value$107.36M

1.20%

Sole

251.16K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS MID CAP ETF

Shares1.17M

TypeSH

Market value$81.34M

0.91%

Sole

1.17M

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares241.25K

TypeSH

Market value$76.18M

0.85%

Sole

241.25K

Shared

0.00

None

0.00

ISHARES INC

SOLE

CORE MSCI EMKT

Shares1.57M

TypeSH

Market value$74.83M

0.84%

Sole

1.57M

Shared

0.00

None

0.00

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares718.23K

TypeSH

Market value$73.65M

0.82%

Sole

718.23K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares702.69K

TypeSH

Market value$66.28M

0.74%

Sole

702.69K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares242.46K

TypeSH

Market value$66.02M

0.74%

Sole

242.46K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares735.12K

TypeSH

Market value$55.62M

0.62%

Sole

735.12K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares119.70K

TypeSH

Market value$52.07M

0.58%

Sole

119.70K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares993.88K

TypeSH

Market value$49.87M

0.56%

Sole

993.88K

Shared

0.00

None

0.00

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares136.55K

TypeSH

Market value$47.83M

0.54%

Sole

136.55K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares120.06K

TypeSH

Market value$47.15M

0.53%

Sole

120.06K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares236.02K

TypeSH

Market value$44.62M

0.50%

Sole

236.02K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares204.96K

TypeSH

Market value$43.54M

0.49%

Sole

204.96K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD SCOTTSDALE FDSSOLE	VNG RUS1000GRW	10.66M	SH	$729.65M 8.17%	10.66M
ISHARES TRSOLE	CORE S&P500 ETF	1.59M	SH	$683.00M 7.65%	1.59M
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	7.46M	SH	$527.80M 5.91%	7.46M
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	5.27M	SH	$396.18M 4.44%	5.27M
ISHARES TRSOLE	CORE US AGGBD ET	3.38M	SH	$317.89M 3.56%	3.38M
VANGUARD INDEX FDSSOLE	VALUE ETF	2.05M	SH	$283.37M 3.17%	2.05M
ISHARES TRSOLE	CORE MSCI EAFE	3.57M	SH	$229.59M 2.57%	3.57M
ISHARES TRSOLE	RUSSELL 2000 ETF	937.55K	SH	$165.70M 1.86%	937.55K
LATTICE STRATEGIES TRSOLE	HARTFORD MLT ETF	5.89M	SH	$151.18M 1.69%	5.89M
APPLE INCSOLE	COM	874.52K	SH	$149.73M 1.68%	874.52K
INVESCO QQQ TRSOLE	UNIT SER 1	305.32K	SH	$109.39M 1.22%	305.32K
SPDR S&P 500 ETF TRSOLE	TR UNIT	251.16K	SH	$107.36M 1.20%	251.16K
ISHARES TRSOLE	RUS MID CAP ETF	1.17M	SH	$81.34M 0.91%	1.17M
MICROSOFT CORPSOLE	COM	241.25K	SH	$76.18M 0.85%	241.25K
ISHARES INCSOLE	CORE MSCI EMKT	1.57M	SH	$74.83M 0.84%	1.57M
ISHARES TRSOLE	NATIONAL MUN ETF	718.23K	SH	$73.65M 0.82%	718.23K
ISHARES TRSOLE	CORE S&P SCP ETF	702.69K	SH	$66.28M 0.74%	702.69K
VANGUARD INDEX FDSSOLE	GROWTH ETF	242.46K	SH	$66.02M 0.74%	242.46K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	735.12K	SH	$55.62M 0.62%	735.12K
NVIDIA CORPORATIONSOLE	COM	119.70K	SH	$52.07M 0.58%	119.70K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	993.88K	SH	$49.87M 0.56%	993.88K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	136.55K	SH	$47.83M 0.54%	136.55K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	120.06K	SH	$47.15M 0.53%	120.06K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	236.02K	SH	$44.62M 0.50%	236.02K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	204.96K	SH	$43.54M 0.49%	204.96K

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