AVANTAX ADVISORY SERVICES, INC.

Filed: 4/28/2023ACC: 0001085146-23-001983

📋 What this filing means

AVANTAX ADVISORY SERVICES, INC. filed this quarterly 13F‑HR report disclosing 1484 equity positions with a total reported market value of $8.16B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1484

Positions

$8.16B

Total AUM (reported)

120.92M

Total Shares

Allocation by class

COM$1.39B17.0%

CORE S&P500 ETF$604.87M7.4%

US DIVIDEND EQ$511.09M6.3%

ULTRA SHRT INC$457.62M5.6%

SHORT TRM BOND$381.95M4.7%

VNG RUS1000GRW$311.03M3.8%

CORE MSCI EAFE$229.27M2.8%

Portfolio Concentration

Top 3$1.57B19.3%

4–10$1.62B19.9%

11–25$932.60M11.4%

Rest$4.04B49.4%

Top 3 weight

19.3%

Top 10 weight

39.1%

Voting Authority Distribution

Total shares with voting rights: 120.92M

Sole

Full voting authority

120.92M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole1484

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings1484

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares1.47M

TypeSH

Market value$604.87M

7.41%

Sole

1.47M

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares6.99M

TypeSH

Market value$511.09M

6.26%

Sole

6.99M

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares9.09M

TypeSH

Market value$457.62M

5.61%

Sole

9.09M

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares4.99M

TypeSH

Market value$381.95M

4.68%

Sole

4.99M

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

VNG RUS1000GRW

Shares4.95M

TypeSH

Market value$311.03M

3.81%

Sole

4.95M

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI EAFE

Shares3.43M

TypeSH

Market value$229.27M

2.81%

Sole

3.43M

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares2.30M

TypeSH

Market value$228.92M

2.80%

Sole

2.30M

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares934.42K

TypeSH

Market value$166.70M

2.04%

Sole

934.42K

Shared

0.00

None

0.00

LATTICE STRATEGIES TR

SOLE

HARTFORD MLT ETF

Shares5.85M

TypeSH

Market value$154.10M

1.89%

Sole

5.85M

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares905.11K

TypeSH

Market value$149.25M

1.83%

Sole

905.11K

Shared

0.00

None

0.00

ISHARES INC

SOLE

CORE MSCI EMKT

Shares2.27M

TypeSH

Market value$110.90M

1.36%

Sole

2.27M

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares283.51K

TypeSH

Market value$90.99M

1.11%

Sole

283.51K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS MID CAP ETF

Shares1.17M

TypeSH

Market value$82.13M

1.01%

Sole

1.17M

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares241.12K

TypeSH

Market value$69.51M

0.85%

Sole

241.12K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares778.14K

TypeSH

Market value$64.62M

0.79%

Sole

778.14K

Shared

0.00

None

0.00

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares587.10K

TypeSH

Market value$63.25M

0.77%

Sole

587.10K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares151.49K

TypeSH

Market value$62.02M

0.76%

Sole

151.49K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares236.32K

TypeSH

Market value$58.95M

0.72%

Sole

236.32K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares580.88K

TypeSH

Market value$56.17M

0.69%

Sole

580.88K

Shared

0.00

None

0.00

WISDOMTREE TR

SOLE

EMER MKT HIGH FD

Shares1.42M

TypeSH

Market value$53.88M

0.66%

Sole

1.42M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares348.53K

TypeSH

Market value$48.14M

0.59%

Sole

348.53K

Shared

0.00

None

0.00

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares1.13M

TypeSH

Market value$45.34M

0.56%

Sole

1.13M

Shared

0.00

None

0.00

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares138.36K

TypeSH

Market value$42.72M

0.52%

Sole

138.36K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares112.76K

TypeSH

Market value$42.40M

0.52%

Sole

112.76K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares219.31K

TypeSH

Market value$41.57M

0.51%

Sole

219.31K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES TRSOLE	CORE S&P500 ETF	1.47M	SH	$604.87M 7.41%	1.47M
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	6.99M	SH	$511.09M 6.26%	6.99M
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	9.09M	SH	$457.62M 5.61%	9.09M
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	4.99M	SH	$381.95M 4.68%	4.99M
VANGUARD SCOTTSDALE FDSSOLE	VNG RUS1000GRW	4.95M	SH	$311.03M 3.81%	4.95M
ISHARES TRSOLE	CORE MSCI EAFE	3.43M	SH	$229.27M 2.81%	3.43M
ISHARES TRSOLE	CORE US AGGBD ET	2.30M	SH	$228.92M 2.80%	2.30M
ISHARES TRSOLE	RUSSELL 2000 ETF	934.42K	SH	$166.70M 2.04%	934.42K
LATTICE STRATEGIES TRSOLE	HARTFORD MLT ETF	5.85M	SH	$154.10M 1.89%	5.85M
APPLE INCSOLE	COM	905.11K	SH	$149.25M 1.83%	905.11K
ISHARES INCSOLE	CORE MSCI EMKT	2.27M	SH	$110.90M 1.36%	2.27M
INVESCO QQQ TRSOLE	UNIT SER 1	283.51K	SH	$90.99M 1.11%	283.51K
ISHARES TRSOLE	RUS MID CAP ETF	1.17M	SH	$82.13M 1.01%	1.17M
MICROSOFT CORPSOLE	COM	241.12K	SH	$69.51M 0.85%	241.12K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	778.14K	SH	$64.62M 0.79%	778.14K
ISHARES TRSOLE	NATIONAL MUN ETF	587.10K	SH	$63.25M 0.77%	587.10K
SPDR S&P 500 ETF TRSOLE	TR UNIT	151.49K	SH	$62.02M 0.76%	151.49K
VANGUARD INDEX FDSSOLE	GROWTH ETF	236.32K	SH	$58.95M 0.72%	236.32K
ISHARES TRSOLE	CORE S&P SCP ETF	580.88K	SH	$56.17M 0.69%	580.88K
WISDOMTREE TRSOLE	EMER MKT HIGH FD	1.42M	SH	$53.88M 0.66%	1.42M
VANGUARD INDEX FDSSOLE	VALUE ETF	348.53K	SH	$48.14M 0.59%	348.53K
FIRST TR VALUE LINE DIVID INSOLE	SHS	1.13M	SH	$45.34M 0.56%	1.13M
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	138.36K	SH	$42.72M 0.52%	138.36K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	112.76K	SH	$42.40M 0.52%	112.76K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	219.31K	SH	$41.57M 0.51%	219.31K

Page 1 of 60

…