Filed: 11/2/2022ACC: 0001085146-22-003708
📋 What this filing means
AVANTAX ADVISORY SERVICES, INC. filed this quarterly 13F‑HR report disclosing 1328 equity positions with a total reported market value of $6.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1328
Positions
$6.51M
Total AUM (reported)
107.12M
Total Shares
Allocation by class
COM$1.09M16.7%
CORE S&P500 ETF$617.2K9.5%
ULTRA SHRT INC$421.3K6.5%
SHORT TRM BOND$390.3K6.0%
US DIVIDEND EQ$297.1K4.6%
RUSSELL 2000 ETF$219.4K3.4%
CORE US AGGBD ET$192.1K2.9%
Portfolio Concentration
Top 3$1.43M21.9%
4–10$1.19M18.2%
11–25$800.4K12.3%
Rest$3.10M47.6%
Top 3 weight
21.9%
Top 10 weight
40.2%
Voting Authority Distribution
Total shares with voting rights: 107.12M
Sole
Full voting authority
107.12M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1328
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1328
Rows:
ISHARES TR
SOLEShares1.72M
TypeSH
Market value$617.2K
9.48%
Sole
1.72M
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares8.40M
TypeSH
Market value$421.3K
6.47%
Sole
8.40M
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares5.22M
TypeSH
Market value$390.3K
5.99%
Sole
5.22M
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares4.47M
TypeSH
Market value$297.1K
4.56%
Sole
4.47M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.33M
TypeSH
Market value$219.4K
3.37%
Sole
1.33M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.99M
TypeSH
Market value$192.1K
2.95%
Sole
1.99M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares3.28M
TypeSH
Market value$172.7K
2.65%
Sole
3.28M
Shared
0.00
None
0.00
APPLE INC
SOLEShares863.38K
TypeSH
Market value$119.3K
1.83%
Sole
863.38K
Shared
0.00
None
0.00
LATTICE STRATEGIES TR
SOLEShares4.34M
TypeSH
Market value$94.4K
1.45%
Sole
4.34M
Shared
0.00
None
0.00
ISHARES INC
SOLEShares2.13M
TypeSH
Market value$91.4K
1.40%
Sole
2.13M
Shared
0.00
None
0.00
ETFIS SER TR I
SOLEShares3.88M
TypeSH
Market value$85.6K
1.31%
Sole
3.88M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares989.69K
TypeSH
Market value$79.3K
1.22%
Sole
989.69K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.28M
TypeSH
Market value$79.3K
1.22%
Sole
1.28M
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares2.20M
TypeSH
Market value$71.6K
1.10%
Sole
2.20M
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares239.14K
TypeSH
Market value$63.9K
0.98%
Sole
239.14K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares251.78K
TypeSH
Market value$53.9K
0.83%
Sole
251.78K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares223.42K
TypeSH
Market value$52.0K
0.80%
Sole
223.42K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares141.37K
TypeSH
Market value$50.5K
0.78%
Sole
141.37K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares548.31K
TypeSH
Market value$47.8K
0.73%
Sole
548.31K
Shared
0.00
None
0.00
FIRST TR VALUE LINE DIVID IN
SOLEShares1.08M
TypeSH
Market value$38.7K
0.59%
Sole
1.08M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares308.49K
TypeSH
Market value$38.1K
0.58%
Sole
308.49K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares331.05K
TypeSH
Market value$37.4K
0.57%
Sole
331.05K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares210.04K
TypeSH
Market value$35.9K
0.55%
Sole
210.04K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares132.21K
TypeSH
Market value$35.3K
0.54%
Sole
132.21K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares355.02K
TypeSH
Market value$31.0K
0.48%
Sole
355.02K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 1.72M | SH | $617.2K 9.48% | 1.72M | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 8.40M | SH | $421.3K 6.47% | 8.40M | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 5.22M | SH | $390.3K 5.99% | 5.22M | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 4.47M | SH | $297.1K 4.56% | 4.47M | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 1.33M | SH | $219.4K 3.37% | 1.33M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 1.99M | SH | $192.1K 2.95% | 1.99M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 3.28M | SH | $172.7K 2.65% | 3.28M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 863.38K | SH | $119.3K 1.83% | 863.38K | 0.00 | 0.00 |
LATTICE STRATEGIES TRSOLE | HARTFORD MLT ETF | 4.34M | SH | $94.4K 1.45% | 4.34M | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 2.13M | SH | $91.4K 1.40% | 2.13M | 0.00 | 0.00 |
ETFIS SER TR ISOLE | VIRTUS REAL AS | 3.88M | SH | $85.6K 1.31% | 3.88M | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 989.69K | SH | $79.3K 1.22% | 989.69K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS MID CAP ETF | 1.28M | SH | $79.3K 1.22% | 1.28M | 0.00 | 0.00 |
WISDOMTREE TRSOLE | EMER MKT HIGH FD | 2.20M | SH | $71.6K 1.10% | 2.20M | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 239.14K | SH | $63.9K 0.98% | 239.14K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 251.78K | SH | $53.9K 0.83% | 251.78K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 223.42K | SH | $52.0K 0.80% | 223.42K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 141.37K | SH | $50.5K 0.78% | 141.37K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 548.31K | SH | $47.8K 0.73% | 548.31K | 0.00 | 0.00 |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 1.08M | SH | $38.7K 0.59% | 1.08M | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 308.49K | SH | $38.1K 0.58% | 308.49K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 331.05K | SH | $37.4K 0.57% | 331.05K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 210.04K | SH | $35.9K 0.55% | 210.04K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 132.21K | SH | $35.3K 0.54% | 132.21K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 355.02K | SH | $31.0K 0.48% | 355.02K | 0.00 | 0.00 |
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