AUSDAL FINANCIAL PARTNERS, INC.

Filed: 1/11/2024ACC: 0001172661-24-000203

📋 What this filing means

AUSDAL FINANCIAL PARTNERS, INC. filed this quarterly 13F‑HR report disclosing 457 equity positions with a total reported market value of $808.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

457

Positions

$808.36M

Total AUM (reported)

13.04M

Total Shares

Allocation by class

COM$151.48M18.7%

SHORT TREAS BD$75.37M9.3%

MSCI ACWI ETF$30.38M3.8%

US DIVIDEND EQ$23.20M2.9%

PORTFOLIO S&P500$19.89M2.5%

SHS$15.13M1.9%

RUS MD CP GR ETF$14.91M1.8%

Portfolio Concentration

Top 3$128.95M16.0%

4–10$111.36M13.8%

11–25$119.84M14.8%

Rest$448.21M55.4%

Top 3 weight

16.0%

Top 10 weight

29.7%

Voting Authority Distribution

Total shares with voting rights: 13.04M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.04M

% of voting shares100.0%

Investment Discretion (by position count)

Sole457

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings457

Rows:

ISHARES TR

SOLE

SHORT TREAS BD

Shares684.38K

TypeSH

Market value$75.37M

9.32%

Sole

0.00

Shared

0.00

None

684.38K

ISHARES TR

SOLE

MSCI ACWI ETF

Shares298.53K

TypeSH

Market value$30.38M

3.76%

Sole

0.00

Shared

0.00

None

298.53K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares304.71K

TypeSH

Market value$23.20M

2.87%

Sole

0.00

Shared

0.00

None

304.71K

CATERPILLAR INC

SOLE

COM

Shares69.94K

TypeSH

Market value$20.68M

2.56%

Sole

0.00

Shared

0.00

None

69.94K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares355.77K

TypeSH

Market value$19.89M

2.46%

Sole

0.00

Shared

0.00

None

355.77K

APPLE INC

SOLE

COM

Shares86.99K

TypeSH

Market value$16.75M

2.07%

Sole

0.00

Shared

0.00

None

86.99K

ISHARES TR

SOLE

RUS MD CP GR ETF

Shares142.78K

TypeSH

Market value$14.91M

1.85%

Sole

0.00

Shared

0.00

None

142.78K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares437.99K

TypeSH

Market value$14.90M

1.84%

Sole

0.00

Shared

0.00

None

437.99K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares132.96K

TypeSH

Market value$12.15M

1.50%

Sole

0.00

Shared

0.00

None

132.96K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares145.67K

TypeSH

Market value$12.08M

1.49%

Sole

0.00

Shared

0.00

None

145.67K

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares103.04K

TypeSH

Market value$10.28M

1.27%

Sole

0.00

Shared

0.00

None

103.04K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares128.43K

TypeSH

Market value$10.28M

1.27%

Sole

0.00

Shared

0.00

None

128.43K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares24.73K

TypeSH

Market value$10.13M

1.25%

Sole

0.00

Shared

0.00

None

24.73K

MICROSOFT CORP

SOLE

COM

Shares25.39K

TypeSH

Market value$9.55M

1.18%

Sole

0.00

Shared

0.00

None

25.39K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares80.53K

TypeSH

Market value$8.73M

1.08%

Sole

0.00

Shared

0.00

None

80.53K

ISHARES TR

SOLE

RUS 1000 ETF

Shares32K

TypeSH

Market value$8.39M

1.04%

Sole

0.00

Shared

0.00

None

32K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares83.30K

TypeSH

Market value$8.27M

1.02%

Sole

0.00

Shared

0.00

None

83.30K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares40.79K

TypeSH

Market value$8.19M

1.01%

Sole

0.00

Shared

0.00

None

40.79K

AB ACTIVE ETFS INC

SOLE

ULTRA SHORT INCM

Shares138.76K

TypeSH

Market value$6.98M

0.86%

Sole

0.00

Shared

0.00

None

138.76K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares140.83K

TypeSH

Market value$6.75M

0.83%

Sole

0.00

Shared

0.00

None

140.83K

TESLA INC

SOLE

COM

Shares26.55K

TypeSH

Market value$6.60M

0.82%

Sole

0.00

Shared

0.00

None

26.55K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares87.20K

TypeSH

Market value$6.57M

0.81%

Sole

0.00

Shared

0.00

None

87.20K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares161.51K

TypeSH

Market value$6.55M

0.81%

Sole

0.00

Shared

0.00

None

161.51K

PIMCO ETF TR

SOLE

INV GRD CRP BD

Shares66.55K

TypeSH

Market value$6.47M

0.80%

Sole

0.00

Shared

0.00

None

66.55K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares12.79K

TypeSH

Market value$6.11M

0.76%

Sole

0.00

Shared

0.00

None

12.79K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	SHORT TREAS BD	684.38K	SH	$75.37M 9.32%	684.38K
ISHARES TRSOLE	MSCI ACWI ETF	298.53K	SH	$30.38M 3.76%	298.53K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	304.71K	SH	$23.20M 2.87%	304.71K
CATERPILLAR INCSOLE	COM	69.94K	SH	$20.68M 2.56%	69.94K
SPDR SER TRSOLE	PORTFOLIO S&P500	355.77K	SH	$19.89M 2.46%	355.77K
APPLE INCSOLE	COM	86.99K	SH	$16.75M 2.07%	86.99K
ISHARES TRSOLE	RUS MD CP GR ETF	142.78K	SH	$14.91M 1.85%	142.78K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	437.99K	SH	$14.90M 1.84%	437.99K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	132.96K	SH	$12.15M 1.50%	132.96K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	145.67K	SH	$12.08M 1.49%	145.67K
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	103.04K	SH	$10.28M 1.27%	103.04K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	128.43K	SH	$10.28M 1.27%	128.43K
INVESCO QQQ TRSOLE	UNIT SER 1	24.73K	SH	$10.13M 1.25%	24.73K
MICROSOFT CORPSOLE	COM	25.39K	SH	$9.55M 1.18%	25.39K
ISHARES TRSOLE	NATIONAL MUN ETF	80.53K	SH	$8.73M 1.08%	80.53K
ISHARES TRSOLE	RUS 1000 ETF	32K	SH	$8.39M 1.04%	32K
ISHARES TRSOLE	CORE US AGGBD ET	83.30K	SH	$8.27M 1.02%	83.30K
ISHARES TRSOLE	RUSSELL 2000 ETF	40.79K	SH	$8.19M 1.01%	40.79K
AB ACTIVE ETFS INCSOLE	ULTRA SHORT INCM	138.76K	SH	$6.98M 0.86%	138.76K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	140.83K	SH	$6.75M 0.83%	140.83K
TESLA INCSOLE	COM	26.55K	SH	$6.60M 0.82%	26.55K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	87.20K	SH	$6.57M 0.81%	87.20K
FIRST TR VALUE LINE DIVID INSOLE	SHS	161.51K	SH	$6.55M 0.81%	161.51K
PIMCO ETF TRSOLE	INV GRD CRP BD	66.55K	SH	$6.47M 0.80%	66.55K
ISHARES TRSOLE	CORE S&P500 ETF	12.79K	SH	$6.11M 0.76%	12.79K

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