AULT LEE A III exercised options at ANWORTH MORTGAGE ASSET CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/23/2019ACC: 0001179110-19-006585
Director
Since Jul 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
20K acquired · 20K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+20K
Price / share
—
Trade value
—
% of position
24.1%
5/22/2019
83K→103K
Total
Net shares
+20K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/22/2019 | M · Option Exercise | +20K | — | — | 24.1% | 83K | 103K |
| Total | +20K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock
20K shares
Shares
−20K
Strike price
Held after
0.00
Exercisable
—
5/22/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock20K shares | 5/22/2019 | M · Option Exercise | −20K | — | 0.00 |