AUGUSTINE JOHN J (EVP & Chief Financial Officer) exercised options at QUAINT OAK BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/15/2023ACC: 0001437749-23-026060
DirectorOfficer· EVP & Chief Financial Officer
Since May 2019
0.00
Net shares
Net seller
$39.9K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3K acquired · 3K disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+3K
Price / share
$13.30
Trade value
$39.90K
% of position
13.5%
9/15/2023
22.20K→25.20K
Total
Net shares
+3K
Net value
$39.90K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/15/2023 | M · Option Exercise | +3K | $13.30 | $39.90K | 13.5% | 22.20K | 25.20K |
| Total | +3K | $39.90K | ||||||
Derivative Transactions1
Employee Stock Option (Right to Buy)
Direct
Converts to
Common Stock
3K shares
Shares
−3K
Strike price
13.30
Held after
17K
Exercisable
—
9/15/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) Direct | Common Stock3K shares | 9/15/2023 | M · Option Exercise | −3K | 13.30 | — | 17K |
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned19.18K
Common Stock
IndirectShares owned3K
Common Stock
IndirectShares owned13.09K
Common Stock
DirectShares owned45.56K
Total
45.56K direct·35.28K indirect80.84K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 19.18K | Indirect |
| Common Stock | 3K | Indirect |
| Common Stock | 13.09K | Indirect |
| Common Stock | 45.56K | Direct |
| Total | 80.84K | 45.56K direct·35.28K indirect |
Derivative Holdings (Post-Transaction)1
Employee Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
15K
Shares owned
15K
Exercise price
18.0000
Expiration
—
Exercise window
—
Total
Underlying
15K
Owned
15K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) Direct | Common Stock | 18.0000 | — | — | 15K | 15K |
| Total | 15K | 15K | ||||