AUGUSTINE JOHN J (EVP & Chief Financial Officer) reported 1 transaction at QUAINT OAK BANCORP, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/8/2023ACC: 0001437749-23-025471
DirectorOfficer· EVP & Chief Financial Officer
Since May 2019
+8.25K
Net shares
Net buyer
$128.7K
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
8.25K acquired
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+8.25K
Price / share
$15.60
Trade value
$128.70K
% of position
170.6%
9/7/2023
4.84K→13.09K
Total
Net shares
+8.25K
Net value
$128.70K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/7/2023 | I · I | +8.25K | $15.60 | $128.70K | 170.6% | 4.84K | 13.09K |
| Total | +8.25K | $128.70K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned19.18K
Common Stock
IndirectShares owned3K
Common Stock
IndirectShares owned22.20K
Common Stock
DirectShares owned45.56K
Total
45.56K direct·44.38K indirect89.94K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 19.18K | Indirect |
| Common Stock | 3K | Indirect |
| Common Stock | 22.20K | Indirect |
| Common Stock | 45.56K | Direct |
| Total | 89.94K | 45.56K direct·44.38K indirect |
Derivative Holdings (Post-Transaction)2
Employee Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
20K
Shares owned
20K
Exercise price
13.3000
Expiration
—
Exercise window
—
Employee Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
15K
Shares owned
15K
Exercise price
18.0000
Expiration
—
Exercise window
—
Total
Underlying
35K
Owned
35K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) Direct | Common Stock | 13.3000 | — | — | 20K | 20K |
| Employee Stock Option (Right to Buy) Direct | Common Stock | 18.0000 | — | — | 15K | 15K |
| Total | 35K | 35K | ||||