AUGUSTINE JOHN J (EVP & Chief Financial Officer) exercised options at QUAINT OAK BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/10/2023ACC: 0001437749-23-013480
DirectorOfficer· EVP & Chief Financial Officer
Since May 2019
-4.03K
Net shares
Net seller
$72.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
20K acquired · 24.03K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+20K
Price / share
$8.10
Trade value
$162K
% of position
78.3%
5/8/2023
25.54K→45.54K
Common Stock
Direct
Shares
−4.03K
Price / share
$18.10
Trade value
$72.91K
% of position
8.8%
5/8/2023
45.54K→41.51K
Total
Net shares
+15.97K
Net value
$89.09K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/8/2023 | M · Option Exercise | +20K | $8.10 | $162K | 78.3% | 25.54K | 45.54K |
| Common Stock Direct | 5/8/2023 | F · Tax Withholding | −4.03K | $18.10 | $72.91K | 8.8% | 45.54K | 41.51K |
| Total | +15.97K | $89.09K | ||||||
Derivative Transactions1
Employee Stock Option (Right to Buy)
Direct
Converts to
Common Stock
20K shares
Shares
−20K
Strike price
8.10
Held after
0.00
Exercisable
—
5/8/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) Direct | Common Stock20K shares | 5/8/2023 | M · Option Exercise | −20K | 8.10 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned4.69K
Common Stock
IndirectShares owned22.20K
Common Stock
IndirectShares owned19.18K
Common Stock
IndirectShares owned3K
Total
49.07K indirect49.07K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.69K | Indirect |
| Common Stock | 22.20K | Indirect |
| Common Stock | 19.18K | Indirect |
| Common Stock | 3K | Indirect |
| Total | 49.07K | 49.07K indirect |
Derivative Holdings (Post-Transaction)1
Employee Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
20K
Shares owned
20K
Exercise price
13.3000
Expiration
—
Exercise window
—
Total
Underlying
20K
Owned
20K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) Direct | Common Stock | 13.3000 | — | — | 20K | 20K |
| Total | 20K | 20K | ||||