Filed: 11/13/2023ACC: 0001801573-23-000005
📋 What this filing means
AUFMAN ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 43 equity positions with a total reported market value of $119.21M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
43
Positions
$119.21M
Total AUM (reported)
1.40M
Total Shares
Allocation by class
ETF$92.49M77.6%
STOCK$24.82M20.8%
REIT$1.90M1.6%
Portfolio Concentration
Top 3$76.06M63.8%
4–10$26.96M22.6%
11–25$11.60M9.7%
Rest$4.59M3.8%
Top 3 weight
63.8%
Top 10 weight
86.4%
Voting Authority Distribution
Total shares with voting rights: 1.40M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.40M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole43
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings43
Rows:
Vanguard Small-Cap Index ETF
SOLEShares148.21K
TypeSH
Market value$28.02M
23.51%
Sole
0.00
Shared
0.00
None
148.21K
Vanguard 500 Index ETF
SOLEShares70.43K
TypeSH
Market value$27.66M
23.20%
Sole
0.00
Shared
0.00
None
70.43K
Vanguard Developed Markets Index ETF
SOLEShares466.17K
TypeSH
Market value$20.38M
17.10%
Sole
0.00
Shared
0.00
None
466.17K
Seagate Technology Holdings
SOLEShares106.42K
TypeSH
Market value$7.02M
5.89%
Sole
0.00
Shared
0.00
None
106.42K
Vanguard Mid-Cap Growth Index ETF
SOLEShares26.72K
TypeSH
Market value$5.20M
4.37%
Sole
0.00
Shared
0.00
None
26.72K
Minerals Technologies
SOLEShares74.19K
TypeSH
Market value$4.06M
3.41%
Sole
0.00
Shared
0.00
None
74.19K
iShares Core S&P 500 Index ETF
SOLEShares6.93K
TypeSH
Market value$2.97M
2.50%
Sole
0.00
Shared
0.00
None
6.93K
Vanguard FTSE All-World ex US Index ETF
SOLEShares55.16K
TypeSH
Market value$2.86M
2.40%
Sole
0.00
Shared
0.00
None
55.16K
Berkshire Hathaway Cl B
SOLEShares7.97K
TypeSH
Market value$2.79M
2.34%
Sole
0.00
Shared
0.00
None
7.97K
Revvity
SOLEShares18.53K
TypeSH
Market value$2.05M
1.72%
Sole
0.00
Shared
0.00
None
18.53K
Crown Castle International
SOLEShares20.68K
TypeSH
Market value$1.90M
1.60%
Sole
0.00
Shared
0.00
None
20.68K
Apple
SOLEShares7.65K
TypeSH
Market value$1.31M
1.10%
Sole
0.00
Shared
0.00
None
7.65K
Alphabet Cl C
SOLEShares8.71K
TypeSH
Market value$1.15M
0.96%
Sole
0.00
Shared
0.00
None
8.71K
Exxon Mobil
SOLEShares7.78K
TypeSH
Market value$914.2K
0.77%
Sole
0.00
Shared
0.00
None
7.78K
Alto Ingredients
SOLEShares192.91K
TypeSH
Market value$852.7K
0.72%
Sole
0.00
Shared
0.00
None
192.91K
Microsoft
SOLEShares2.40K
TypeSH
Market value$757.9K
0.64%
Sole
0.00
Shared
0.00
None
2.40K
Vanguard Total Int'l Stock Index ETF
SOLEShares13.12K
TypeSH
Market value$702.0K
0.59%
Sole
0.00
Shared
0.00
None
13.12K
SPDR S&P 500 Index ETF
SOLEShares1.53K
TypeSH
Market value$653.6K
0.55%
Sole
0.00
Shared
0.00
None
1.53K
Vanguard Mid-Cap Index ETF
SOLEShares2.80K
TypeSH
Market value$582.9K
0.49%
Sole
0.00
Shared
0.00
None
2.80K
iShares ESG Aware MSCI USA Small-Cap ETF
SOLEShares17.29K
TypeSH
Market value$581.7K
0.49%
Sole
0.00
Shared
0.00
None
17.29K
iShares ESG Advanced MSCI USA ETF
SOLEShares14K
TypeSH
Market value$485.3K
0.41%
Sole
0.00
Shared
0.00
None
14K
iShares ESG Aware MSCI EAFE ETF
SOLEShares6.86K
TypeSH
Market value$474.3K
0.40%
Sole
0.00
Shared
0.00
None
6.86K
Johnson & Johnson
SOLEShares2.85K
TypeSH
Market value$444.2K
0.37%
Sole
0.00
Shared
0.00
None
2.85K
ConocoPhillips
SOLEShares3.29K
TypeSH
Market value$394.7K
0.33%
Sole
0.00
Shared
0.00
None
3.29K
Fidelity NASDAQ Composite Index ETF
SOLEShares7.54K
TypeSH
Market value$392.0K
0.33%
Sole
0.00
Shared
0.00
None
7.54K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Vanguard Small-Cap Index ETFSOLE | ETF | 148.21K | SH | $28.02M 23.51% | 0.00 | 0.00 | 148.21K |
Vanguard 500 Index ETFSOLE | ETF | 70.43K | SH | $27.66M 23.20% | 0.00 | 0.00 | 70.43K |
Vanguard Developed Markets Index ETFSOLE | ETF | 466.17K | SH | $20.38M 17.10% | 0.00 | 0.00 | 466.17K |
Seagate Technology HoldingsSOLE | Stock | 106.42K | SH | $7.02M 5.89% | 0.00 | 0.00 | 106.42K |
Vanguard Mid-Cap Growth Index ETFSOLE | ETF | 26.72K | SH | $5.20M 4.37% | 0.00 | 0.00 | 26.72K |
Minerals TechnologiesSOLE | Stock | 74.19K | SH | $4.06M 3.41% | 0.00 | 0.00 | 74.19K |
iShares Core S&P 500 Index ETFSOLE | ETF | 6.93K | SH | $2.97M 2.50% | 0.00 | 0.00 | 6.93K |
Vanguard FTSE All-World ex US Index ETFSOLE | ETF | 55.16K | SH | $2.86M 2.40% | 0.00 | 0.00 | 55.16K |
Berkshire Hathaway Cl BSOLE | Stock | 7.97K | SH | $2.79M 2.34% | 0.00 | 0.00 | 7.97K |
RevvitySOLE | Stock | 18.53K | SH | $2.05M 1.72% | 0.00 | 0.00 | 18.53K |
Crown Castle InternationalSOLE | REIT | 20.68K | SH | $1.90M 1.60% | 0.00 | 0.00 | 20.68K |
AppleSOLE | Stock | 7.65K | SH | $1.31M 1.10% | 0.00 | 0.00 | 7.65K |
Alphabet Cl CSOLE | Stock | 8.71K | SH | $1.15M 0.96% | 0.00 | 0.00 | 8.71K |
Exxon MobilSOLE | Stock | 7.78K | SH | $914.2K 0.77% | 0.00 | 0.00 | 7.78K |
Alto IngredientsSOLE | Stock | 192.91K | SH | $852.7K 0.72% | 0.00 | 0.00 | 192.91K |
MicrosoftSOLE | Stock | 2.40K | SH | $757.9K 0.64% | 0.00 | 0.00 | 2.40K |
Vanguard Total Int'l Stock Index ETFSOLE | ETF | 13.12K | SH | $702.0K 0.59% | 0.00 | 0.00 | 13.12K |
SPDR S&P 500 Index ETFSOLE | ETF | 1.53K | SH | $653.6K 0.55% | 0.00 | 0.00 | 1.53K |
Vanguard Mid-Cap Index ETFSOLE | ETF | 2.80K | SH | $582.9K 0.49% | 0.00 | 0.00 | 2.80K |
iShares ESG Aware MSCI USA Small-Cap ETFSOLE | ETF | 17.29K | SH | $581.7K 0.49% | 0.00 | 0.00 | 17.29K |
iShares ESG Advanced MSCI USA ETFSOLE | ETF | 14K | SH | $485.3K 0.41% | 0.00 | 0.00 | 14K |
iShares ESG Aware MSCI EAFE ETFSOLE | ETF | 6.86K | SH | $474.3K 0.40% | 0.00 | 0.00 | 6.86K |
Johnson & JohnsonSOLE | Stock | 2.85K | SH | $444.2K 0.37% | 0.00 | 0.00 | 2.85K |
ConocoPhillipsSOLE | Stock | 3.29K | SH | $394.7K 0.33% | 0.00 | 0.00 | 3.29K |
Fidelity NASDAQ Composite Index ETFSOLE | ETF | 7.54K | SH | $392.0K 0.33% | 0.00 | 0.00 | 7.54K |
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