Filed: 11/14/2022ACC: 0001801573-22-000004
📋 What this filing means
AUFMAN ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 40 equity positions with a total reported market value of $95.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
40
Positions
$95.0K
Total AUM (reported)
1.23M
Total Shares
Allocation by class
ETF$74.8K78.7%
STOCK$17.3K18.2%
REIT$2.9K3.1%
Portfolio Concentration
Top 3$64.1K67.4%
4–10$19.2K20.2%
11–25$7.9K8.3%
Rest$3.9K4.1%
Top 3 weight
67.4%
Top 10 weight
87.6%
Voting Authority Distribution
Total shares with voting rights: 1.23M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.23M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole40
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings40
Rows:
Vanguard Small-Cap Index ETF
SOLEShares143.46K
TypeSH
Market value$24.5K
25.81%
Sole
0.00
Shared
0.00
None
143.46K
Vanguard 500 Index ETF
SOLEShares69.72K
TypeSH
Market value$22.9K
24.09%
Sole
0.00
Shared
0.00
None
69.72K
Vanguard FTSE Developed Markets ETF
SOLEShares458.23K
TypeSH
Market value$16.7K
17.54%
Sole
0.00
Shared
0.00
None
458.23K
Seagate Technology Holdings
SOLEShares108.83K
TypeSH
Market value$5.8K
6.10%
Sole
0.00
Shared
0.00
None
108.83K
Crown Castle International
SOLEShares20.31K
TypeSH
Market value$2.9K
3.09%
Sole
0.00
Shared
0.00
None
20.31K
Vanguard Mid-Cap Growth Index ETF
SOLEShares15.47K
TypeSH
Market value$2.6K
2.78%
Sole
0.00
Shared
0.00
None
15.47K
iShares Core S&P 500 Index ETF
SOLEShares6.52K
TypeSH
Market value$2.3K
2.46%
Sole
0.00
Shared
0.00
None
6.52K
Berkshire Hathaway Cl B
SOLEShares8.22K
TypeSH
Market value$2.2K
2.31%
Sole
0.00
Shared
0.00
None
8.22K
Vanguard FTSE All-World ex US Index ETF
SOLEShares47.65K
TypeSH
Market value$2.1K
2.22%
Sole
0.00
Shared
0.00
None
47.65K
Exxon Mobil
SOLEShares13.31K
TypeSH
Market value$1.2K
1.22%
Sole
0.00
Shared
0.00
None
13.31K
Apple
SOLEShares7.67K
TypeSH
Market value$1.1K
1.12%
Sole
0.00
Shared
0.00
None
7.67K
Alphabet Cl C
SOLEShares8.43K
TypeSH
Market value$811.00
0.85%
Sole
0.00
Shared
0.00
None
8.43K
Alto Ingredients
SOLEShares172.80K
TypeSH
Market value$629.00
0.66%
Sole
0.00
Shared
0.00
None
172.80K
Microsoft
SOLEShares2.53K
TypeSH
Market value$590.00
0.62%
Sole
0.00
Shared
0.00
None
2.53K
Johnson & Johnson
SOLEShares3.58K
TypeSH
Market value$585.00
0.62%
Sole
0.00
Shared
0.00
None
3.58K
SPDR S&P 500 Index ETF
SOLEShares1.54K
TypeSH
Market value$550.00
0.58%
Sole
0.00
Shared
0.00
None
1.54K
Vanguard Mid-Cap ETF
SOLEShares2.75K
TypeSH
Market value$518.00
0.55%
Sole
0.00
Shared
0.00
None
2.75K
UnitedHealth Group
SOLEShares933.00
TypeSH
Market value$471.00
0.50%
Sole
0.00
Shared
0.00
None
932.00
Minerals Technologies
SOLEShares8.34K
TypeSH
Market value$412.00
0.43%
Sole
0.00
Shared
0.00
None
8.33K
Vanguard Total International Stock ETF
SOLEShares8.89K
TypeSH
Market value$407.00
0.43%
Sole
0.00
Shared
0.00
None
8.89K
AMC Networks Cl A
SOLEShares19.92K
TypeSH
Market value$404.00
0.43%
Sole
0.00
Shared
0.00
None
19.92K
ConocoPhillips
SOLEShares3.92K
TypeSH
Market value$402.00
0.42%
Sole
0.00
Shared
0.00
None
3.92K
The Walt Disney Company
SOLEShares4.09K
TypeSH
Market value$385.00
0.41%
Sole
0.00
Shared
0.00
None
4.08K
AbbVie
SOLEShares2.75K
TypeSH
Market value$370.00
0.39%
Sole
0.00
Shared
0.00
None
2.75K
iShares ESG Aware MSCI USA Small-Cap ETF
SOLEShares10.48K
TypeSH
Market value$322.00
0.34%
Sole
0.00
Shared
0.00
None
10.48K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Vanguard Small-Cap Index ETFSOLE | ETF | 143.46K | SH | $24.5K 25.81% | 0.00 | 0.00 | 143.46K |
Vanguard 500 Index ETFSOLE | ETF | 69.72K | SH | $22.9K 24.09% | 0.00 | 0.00 | 69.72K |
Vanguard FTSE Developed Markets ETFSOLE | ETF | 458.23K | SH | $16.7K 17.54% | 0.00 | 0.00 | 458.23K |
Seagate Technology HoldingsSOLE | Stock | 108.83K | SH | $5.8K 6.10% | 0.00 | 0.00 | 108.83K |
Crown Castle InternationalSOLE | REIT | 20.31K | SH | $2.9K 3.09% | 0.00 | 0.00 | 20.31K |
Vanguard Mid-Cap Growth Index ETFSOLE | ETF | 15.47K | SH | $2.6K 2.78% | 0.00 | 0.00 | 15.47K |
iShares Core S&P 500 Index ETFSOLE | ETF | 6.52K | SH | $2.3K 2.46% | 0.00 | 0.00 | 6.52K |
Berkshire Hathaway Cl BSOLE | Stock | 8.22K | SH | $2.2K 2.31% | 0.00 | 0.00 | 8.22K |
Vanguard FTSE All-World ex US Index ETFSOLE | ETF | 47.65K | SH | $2.1K 2.22% | 0.00 | 0.00 | 47.65K |
Exxon MobilSOLE | Stock | 13.31K | SH | $1.2K 1.22% | 0.00 | 0.00 | 13.31K |
AppleSOLE | Stock | 7.67K | SH | $1.1K 1.12% | 0.00 | 0.00 | 7.67K |
Alphabet Cl CSOLE | Stock | 8.43K | SH | $811.00 0.85% | 0.00 | 0.00 | 8.43K |
Alto IngredientsSOLE | Stock | 172.80K | SH | $629.00 0.66% | 0.00 | 0.00 | 172.80K |
MicrosoftSOLE | Stock | 2.53K | SH | $590.00 0.62% | 0.00 | 0.00 | 2.53K |
Johnson & JohnsonSOLE | Stock | 3.58K | SH | $585.00 0.62% | 0.00 | 0.00 | 3.58K |
SPDR S&P 500 Index ETFSOLE | ETF | 1.54K | SH | $550.00 0.58% | 0.00 | 0.00 | 1.54K |
Vanguard Mid-Cap ETFSOLE | ETF | 2.75K | SH | $518.00 0.55% | 0.00 | 0.00 | 2.75K |
UnitedHealth GroupSOLE | Stock | 933.00 | SH | $471.00 0.50% | 0.00 | 0.00 | 932.00 |
Minerals TechnologiesSOLE | Stock | 8.34K | SH | $412.00 0.43% | 0.00 | 0.00 | 8.33K |
Vanguard Total International Stock ETFSOLE | ETF | 8.89K | SH | $407.00 0.43% | 0.00 | 0.00 | 8.89K |
AMC Networks Cl ASOLE | Stock | 19.92K | SH | $404.00 0.43% | 0.00 | 0.00 | 19.92K |
ConocoPhillipsSOLE | Stock | 3.92K | SH | $402.00 0.42% | 0.00 | 0.00 | 3.92K |
The Walt Disney CompanySOLE | Stock | 4.09K | SH | $385.00 0.41% | 0.00 | 0.00 | 4.08K |
AbbVieSOLE | Stock | 2.75K | SH | $370.00 0.39% | 0.00 | 0.00 | 2.75K |
iShares ESG Aware MSCI USA Small-Cap ETFSOLE | ETF | 10.48K | SH | $322.00 0.34% | 0.00 | 0.00 | 10.48K |
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