AUA CAPITAL MANAGEMENT, LLC

Filed: 4/22/2026ACC: 0001706915-26-000002

📋 What this filing means

AUA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 80 equity positions with a total reported market value of $195.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$195.73M

Total AUM (reported)

1.28M

Total Shares

Allocation by class

TR UNIT$54.81M28.0%

COM$43.20M22.1%

MSCI EAFE ETF$11.44M5.8%

SHRT NAT MUN ETF$7.18M3.7%

NATIONAL MUN ETF$6.86M3.5%

CL A$5.59M2.9%

RUSSELL 2000 ETF$5.19M2.7%

Portfolio Concentration

Top 3$75.57M38.6%

4–10$42.44M21.7%

11–25$45.91M23.5%

Rest$31.82M16.3%

Top 3 weight

38.6%

Top 10 weight

60.3%

Voting Authority Distribution

Total shares with voting rights: 1.28M

Sole

Full voting authority

255.93K

% of voting shares20.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.02M

% of voting shares80.0%

Investment Discretion (by position count)

Sole80

Shared0

Other0

Dominant voting typeNone · 80.0% of voting shares

Institutional Holdings80

Rows:

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares84.28K

TypeSH

Market value$54.81M

28.00%

Sole

28.14K

Shared

0.00

None

56.15K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares117.79K

TypeSH

Market value$11.44M

5.85%

Sole

12.76K

Shared

0.00

None

105.03K

APPLE INC

SOLE

COM

Shares36.71K

TypeSH

Market value$9.32M

4.76%

Sole

1.36K

Shared

0.00

None

35.35K

AMAZON COM INC

SOLE

COM

Shares35.02K

TypeSH

Market value$7.29M

3.73%

Sole

320.00

Shared

0.00

None

34.70K

ISHARES TR

SOLE

SHRT NAT MUN ETF

Shares67.38K

TypeSH

Market value$7.18M

3.67%

Sole

15.56K

Shared

0.00

None

51.82K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares64.58K

TypeSH

Market value$6.86M

3.50%

Sole

13.99K

Shared

0.00

None

50.59K

ALTRIA GROUP INC

SOLE

COM

Shares92.37K

TypeSH

Market value$6.10M

3.11%

Sole

1.08K

Shared

0.00

None

91.29K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares20.93K

TypeSH

Market value$5.19M

2.65%

Sole

5.41K

Shared

0.00

None

15.52K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares25.57K

TypeSH

Market value$5.02M

2.56%

Sole

4.33K

Shared

0.00

None

21.24K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares100.52K

TypeSH

Market value$4.81M

2.46%

Sole

41.11K

Shared

0.00

None

59.41K

ALPHABET INC

SOLE

CAP STK CL C

Shares15.18K

TypeSH

Market value$4.35M

2.22%

Sole

200.00

Shared

0.00

None

14.98K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares51.76K

TypeSH

Market value$4.27M

2.18%

Sole

11.99K

Shared

0.00

None

39.77K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares40.22K

TypeSH

Market value$3.99M

2.04%

Sole

6.07K

Shared

0.00

None

34.15K

SELECT SECTOR SPDR TR

SOLE

STATE STREET TEC

Shares29.94K

TypeSH

Market value$3.98M

2.03%

Sole

7.95K

Shared

0.00

None

21.99K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares55.17K

TypeSH

Market value$3.73M

1.90%

Sole

14.98K

Shared

0.00

None

40.19K

META PLATFORMS INC

SOLE

CL A

Shares6.25K

TypeSH

Market value$3.57M

1.83%

Sole

0.00

Shared

0.00

None

6.25K

SPDR GOLD TR

SOLE

GOLD SHS

Shares7.84K

TypeSH

Market value$3.37M

1.72%

Sole

1.24K

Shared

0.00

None

6.60K

MICROSOFT CORP

SOLE

COM

Shares7.96K

TypeSH

Market value$2.95M

1.51%

Sole

208.00

Shared

0.00

None

7.75K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares32.23K

TypeSH

Market value$2.53M

1.29%

Sole

6.74K

Shared

0.00

None

25.49K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares19.40K

TypeSH

Market value$2.41M

1.23%

Sole

283.00

Shared

0.00

None

19.11K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares36.07K

TypeSH

Market value$2.31M

1.18%

Sole

36.07K

Shared

0.00

None

0.00

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares19.41K

TypeSH

Market value$2.30M

1.18%

Sole

4.38K

Shared

0.00

None

15.03K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares28.21K

TypeSH

Market value$2.24M

1.14%

Sole

8.52K

Shared

0.00

None

19.69K

MASTERCARD INCORPORATED

SOLE

CL A

Shares4.03K

TypeSH

Market value$2.01M

1.03%

Sole

136.00

Shared

0.00

None

3.89K

GOLDMAN SACHS GROUP INC

SOLE

COM

Shares2.23K

TypeSH

Market value$1.89M

0.96%

Sole

1.04K

Shared

0.00

None

1.19K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	84.28K	SH	$54.81M 28.00%	28.14K	56.15K
ISHARES TRSOLE	MSCI EAFE ETF	117.79K	SH	$11.44M 5.85%	12.76K	105.03K
APPLE INCSOLE	COM	36.71K	SH	$9.32M 4.76%	1.36K	35.35K
AMAZON COM INCSOLE	COM	35.02K	SH	$7.29M 3.73%	320.00	34.70K
ISHARES TRSOLE	SHRT NAT MUN ETF	67.38K	SH	$7.18M 3.67%	15.56K	51.82K
ISHARES TRSOLE	NATIONAL MUN ETF	64.58K	SH	$6.86M 3.50%	13.99K	50.59K
ALTRIA GROUP INCSOLE	COM	92.37K	SH	$6.10M 3.11%	1.08K	91.29K
ISHARES TRSOLE	RUSSELL 2000 ETF	20.93K	SH	$5.19M 2.65%	5.41K	15.52K
VANGUARD INDEX FDSSOLE	VALUE ETF	25.57K	SH	$5.02M 2.56%	4.33K	21.24K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	100.52K	SH	$4.81M 2.46%	41.11K	59.41K
ALPHABET INCSOLE	CAP STK CL C	15.18K	SH	$4.35M 2.22%	200.00	14.98K
ISHARES TRSOLE	1 3 YR TREAS BD	51.76K	SH	$4.27M 2.18%	11.99K	39.77K
ISHARES TRSOLE	CORE US AGGBD ET	40.22K	SH	$3.99M 2.04%	6.07K	34.15K
SELECT SECTOR SPDR TRSOLE	STATE STREET TEC	29.94K	SH	$3.98M 2.03%	7.95K	21.99K
ISHARES TRSOLE	CORE S&P MCP ETF	55.17K	SH	$3.73M 1.90%	14.98K	40.19K
META PLATFORMS INCSOLE	CL A	6.25K	SH	$3.57M 1.83%	0.00	6.25K
SPDR GOLD TRSOLE	GOLD SHS	7.84K	SH	$3.37M 1.72%	1.24K	6.60K
MICROSOFT CORPSOLE	COM	7.96K	SH	$2.95M 1.51%	208.00	7.75K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	32.23K	SH	$2.53M 1.29%	6.74K	25.49K
ISHARES TRSOLE	CORE S&P SCP ETF	19.40K	SH	$2.41M 1.23%	283.00	19.11K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	36.07K	SH	$2.31M 1.18%	36.07K	0.00
ISHARES TRSOLE	3 7 YR TREAS BD	19.41K	SH	$2.30M 1.18%	4.38K	15.03K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	28.21K	SH	$2.24M 1.14%	8.52K	19.69K
MASTERCARD INCORPORATEDSOLE	CL A	4.03K	SH	$2.01M 1.03%	136.00	3.89K
GOLDMAN SACHS GROUP INCSOLE	COM	2.23K	SH	$1.89M 0.96%	1.04K	1.19K

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