Filed: 1/23/2026ACC: 0001706915-26-000001
📋 What this filing means
AUA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 80 equity positions with a total reported market value of $199.40M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
80
Positions
$199.40M
Total AUM (reported)
1.44M
Total Shares
Allocation by class
TR UNIT$57.72M28.9%
COM$45.67M22.9%
MSCI EAFE ETF$10.96M5.5%
SHRT NAT MUN ETF$7.19M3.6%
CL A$6.63M3.3%
NATIONAL MUN ETF$6.12M3.1%
RUSSELL 2000 ETF$4.96M2.5%
Portfolio Concentration
Top 3$78.66M39.4%
4–10$41.32M20.7%
11–25$45.89M23.0%
Rest$33.53M16.8%
Top 3 weight
39.4%
Top 10 weight
60.2%
Voting Authority Distribution
Total shares with voting rights: 1.44M
Sole
Full voting authority
444.08K
shares
% of voting shares30.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1M
shares
% of voting shares69.3%
Investment Discretion (by position count)
Sole80
Shared0
Other0
Dominant voting typeNone · 69.3% of voting shares
Institutional Holdings80
Rows:
SPDR S&P 500 ETF TR
SOLEShares84.64K
TypeSH
Market value$57.72M
28.95%
Sole
28.07K
Shared
0.00
None
56.57K
ISHARES TR
SOLEShares114.17K
TypeSH
Market value$10.96M
5.50%
Sole
11.13K
Shared
0.00
None
103.05K
APPLE INC
SOLEShares36.71K
TypeSH
Market value$9.98M
5.01%
Sole
1.36K
Shared
0.00
None
35.35K
AMAZON COM INC
SOLEShares35.02K
TypeSH
Market value$8.08M
4.05%
Sole
320.00
Shared
0.00
None
34.70K
ISHARES TR
SOLEShares67.38K
TypeSH
Market value$7.19M
3.61%
Sole
15.56K
Shared
0.00
None
51.82K
ISHARES TR
SOLEShares57.15K
TypeSH
Market value$6.12M
3.07%
Sole
13.93K
Shared
0.00
None
43.21K
ALTRIA GROUP INC
SOLEShares92.37K
TypeSH
Market value$5.33M
2.67%
Sole
1.08K
Shared
0.00
None
91.29K
ISHARES TR
SOLEShares20.15K
TypeSH
Market value$4.96M
2.49%
Sole
5.01K
Shared
0.00
None
15.15K
SPDR SERIES TRUST
SOLEShares101.56K
TypeSH
Market value$4.87M
2.44%
Sole
40.94K
Shared
0.00
None
60.63K
ALPHABET INC
SOLEShares15.18K
TypeSH
Market value$4.76M
2.39%
Sole
200.00
Shared
0.00
None
14.98K
ISHARES TR
SOLEShares53.14K
TypeSH
Market value$4.40M
2.21%
Sole
11.76K
Shared
0.00
None
41.38K
VANGUARD INDEX FDS
SOLEShares22.82K
TypeSH
Market value$4.36M
2.19%
Sole
3K
Shared
0.00
None
19.82K
SELECT SECTOR SPDR TR
SOLEShares30.13K
TypeSH
Market value$4.34M
2.18%
Sole
7.92K
Shared
0.00
None
22.22K
META PLATFORMS INC
SOLEShares6.25K
TypeSH
Market value$4.12M
2.07%
Sole
0.00
Shared
0.00
None
6.25K
MICROSOFT CORP
SOLEShares7.96K
TypeSH
Market value$3.85M
1.93%
Sole
208.00
Shared
0.00
None
7.75K
ISHARES TR
SOLEShares55.17K
TypeSH
Market value$3.64M
1.83%
Sole
14.98K
Shared
0.00
None
40.19K
SPDR GOLD TR
SOLEShares7.84K
TypeSH
Market value$3.11M
1.56%
Sole
1.24K
Shared
0.00
None
6.60K
VANGUARD BD INDEX FDS
SOLEShares32.76K
TypeSH
Market value$2.58M
1.29%
Sole
6.65K
Shared
0.00
None
26.11K
ISHARES TR
SOLEShares24.66K
TypeSH
Market value$2.46M
1.23%
Sole
6.04K
Shared
0.00
None
18.62K
ISHARES TR
SOLEShares19.40K
TypeSH
Market value$2.33M
1.17%
Sole
283.00
Shared
0.00
None
19.11K
MASTERCARD INCORPORATED
SOLEShares4.03K
TypeSH
Market value$2.30M
1.15%
Sole
136.00
Shared
0.00
None
3.89K
VANGUARD SCOTTSDALE FDS
SOLEShares28.32K
TypeSH
Market value$2.26M
1.13%
Sole
8.63K
Shared
0.00
None
19.69K
VANGUARD TAX-MANAGED FDS
SOLEShares36.07K
TypeSH
Market value$2.25M
1.13%
Sole
36.07K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC
SOLEShares2.23K
TypeSH
Market value$1.96M
0.98%
Sole
1.04K
Shared
0.00
None
1.19K
ISHARES TR
SOLEShares29.58K
TypeSH
Market value$1.93M
0.97%
Sole
6.59K
Shared
0.00
None
22.99K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 84.64K | SH | $57.72M 28.95% | 28.07K | 0.00 | 56.57K |
ISHARES TRSOLE | MSCI EAFE ETF | 114.17K | SH | $10.96M 5.50% | 11.13K | 0.00 | 103.05K |
APPLE INCSOLE | COM | 36.71K | SH | $9.98M 5.01% | 1.36K | 0.00 | 35.35K |
AMAZON COM INCSOLE | COM | 35.02K | SH | $8.08M 4.05% | 320.00 | 0.00 | 34.70K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 67.38K | SH | $7.19M 3.61% | 15.56K | 0.00 | 51.82K |
ISHARES TRSOLE | NATIONAL MUN ETF | 57.15K | SH | $6.12M 3.07% | 13.93K | 0.00 | 43.21K |
ALTRIA GROUP INCSOLE | COM | 92.37K | SH | $5.33M 2.67% | 1.08K | 0.00 | 91.29K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 20.15K | SH | $4.96M 2.49% | 5.01K | 0.00 | 15.15K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 101.56K | SH | $4.87M 2.44% | 40.94K | 0.00 | 60.63K |
ALPHABET INCSOLE | CAP STK CL C | 15.18K | SH | $4.76M 2.39% | 200.00 | 0.00 | 14.98K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 53.14K | SH | $4.40M 2.21% | 11.76K | 0.00 | 41.38K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 22.82K | SH | $4.36M 2.19% | 3K | 0.00 | 19.82K |
SELECT SECTOR SPDR TRSOLE | STATE STREET TEC | 30.13K | SH | $4.34M 2.18% | 7.92K | 0.00 | 22.22K |
META PLATFORMS INCSOLE | CL A | 6.25K | SH | $4.12M 2.07% | 0.00 | 0.00 | 6.25K |
MICROSOFT CORPSOLE | COM | 7.96K | SH | $3.85M 1.93% | 208.00 | 0.00 | 7.75K |
ISHARES TRSOLE | CORE S&P MCP ETF | 55.17K | SH | $3.64M 1.83% | 14.98K | 0.00 | 40.19K |
SPDR GOLD TRSOLE | GOLD SHS | 7.84K | SH | $3.11M 1.56% | 1.24K | 0.00 | 6.60K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 32.76K | SH | $2.58M 1.29% | 6.65K | 0.00 | 26.11K |
ISHARES TRSOLE | CORE US AGGBD ET | 24.66K | SH | $2.46M 1.23% | 6.04K | 0.00 | 18.62K |
ISHARES TRSOLE | CORE S&P SCP ETF | 19.40K | SH | $2.33M 1.17% | 283.00 | 0.00 | 19.11K |
MASTERCARD INCORPORATEDSOLE | CL A | 4.03K | SH | $2.30M 1.15% | 136.00 | 0.00 | 3.89K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 28.32K | SH | $2.26M 1.13% | 8.63K | 0.00 | 19.69K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 36.07K | SH | $2.25M 1.13% | 36.07K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INCSOLE | COM | 2.23K | SH | $1.96M 0.98% | 1.04K | 0.00 | 1.19K |
ISHARES TRSOLE | US HLTHCARE ETF | 29.58K | SH | $1.93M 0.97% | 6.59K | 0.00 | 22.99K |
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