Filed: 11/4/2025ACC: 0001706915-25-000003
📋 What this filing means
AUA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 77 equity positions with a total reported market value of $178.21M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
77
Positions
$178.21M
Total AUM (reported)
1.28M
Total Shares
Allocation by class
TR UNIT$54.73M30.7%
COM$33.64M18.9%
MSCI EAFE ETF$10.50M5.9%
SHRT NAT MUN ETF$7.19M4.0%
CL A$6.32M3.5%
NATIONAL MUN ETF$6.13M3.4%
NUVEEN ICE SHORT$4.90M2.7%
Portfolio Concentration
Top 3$72.42M40.6%
4–10$35.20M19.8%
11–25$40.32M22.6%
Rest$30.28M17.0%
Top 3 weight
40.6%
Top 10 weight
60.4%
Voting Authority Distribution
Total shares with voting rights: 1.28M
Sole
Full voting authority
440.29K
shares
% of voting shares34.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
844.39K
shares
% of voting shares65.7%
Investment Discretion (by position count)
Sole77
Shared0
Other0
Dominant voting typeNone · 65.7% of voting shares
Institutional Holdings77
Rows:
SPDR S&P 500 ETF TR
SOLEShares82.15K
TypeSH
Market value$54.73M
30.71%
Sole
28.15K
Shared
0.00
None
54K
ISHARES TR
SOLEShares112.40K
TypeSH
Market value$10.50M
5.89%
Sole
11.13K
Shared
0.00
None
101.28K
ISHARES TR
SOLEShares67.38K
TypeSH
Market value$7.19M
4.04%
Sole
15.56K
Shared
0.00
None
51.82K
ISHARES TR
SOLEShares57.59K
TypeSH
Market value$6.13M
3.44%
Sole
14.23K
Shared
0.00
None
43.35K
AMAZON COM INC
SOLEShares26.96K
TypeSH
Market value$5.92M
3.32%
Sole
320.00
Shared
0.00
None
26.64K
SPDR SERIES TRUST
SOLEShares101.56K
TypeSH
Market value$4.90M
2.75%
Sole
40.94K
Shared
0.00
None
60.63K
ISHARES TR
SOLEShares20.15K
TypeSH
Market value$4.88M
2.74%
Sole
5.01K
Shared
0.00
None
15.15K
APPLE INC
SOLEShares18.48K
TypeSH
Market value$4.71M
2.64%
Sole
1.36K
Shared
0.00
None
17.12K
ISHARES TR
SOLEShares53.26K
TypeSH
Market value$4.42M
2.48%
Sole
11.88K
Shared
0.00
None
41.38K
SELECT SECTOR SPDR TR
SOLEShares15.07K
TypeSH
Market value$4.25M
2.38%
Sole
3.96K
Shared
0.00
None
11.11K
META PLATFORMS INC
SOLEShares5.72K
TypeSH
Market value$4.20M
2.36%
Sole
0.00
Shared
0.00
None
5.72K
MICROSOFT CORP
SOLEShares7.21K
TypeSH
Market value$3.73M
2.09%
Sole
208.00
Shared
0.00
None
7K
ALPHABET INC
SOLEShares15.18K
TypeSH
Market value$3.70M
2.07%
Sole
200.00
Shared
0.00
None
14.98K
ALTRIA GROUP INC
SOLEShares46.41K
TypeSH
Market value$3.07M
1.72%
Sole
1.08K
Shared
0.00
None
45.33K
VANGUARD INDEX FDS
SOLEShares16.29K
TypeSH
Market value$3.04M
1.70%
Sole
3K
Shared
0.00
None
13.29K
ISHARES TR
SOLEShares45.98K
TypeSH
Market value$3.00M
1.68%
Sole
14.98K
Shared
0.00
None
31K
SPDR GOLD TR
SOLEShares7.84K
TypeSH
Market value$2.79M
1.56%
Sole
1.24K
Shared
0.00
None
6.60K
VANGUARD BD INDEX FDS
SOLEShares33.04K
TypeSH
Market value$2.61M
1.46%
Sole
6.65K
Shared
0.00
None
26.39K
ISHARES TR
SOLEShares24.65K
TypeSH
Market value$2.47M
1.39%
Sole
6.03K
Shared
0.00
None
18.62K
VANGUARD SCOTTSDALE FDS
SOLEShares28.32K
TypeSH
Market value$2.26M
1.27%
Sole
8.63K
Shared
0.00
None
19.69K
VANGUARD TAX-MANAGED FDS
SOLEShares36.06K
TypeSH
Market value$2.16M
1.21%
Sole
36.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares15.79K
TypeSH
Market value$1.89M
1.06%
Sole
4.35K
Shared
0.00
None
11.44K
MASTERCARD INCORPORATED
SOLEShares3.30K
TypeSH
Market value$1.88M
1.05%
Sole
136.00
Shared
0.00
None
3.17K
GOLDMAN SACHS GROUP INC
SOLEShares2.23K
TypeSH
Market value$1.78M
1.00%
Sole
1.04K
Shared
0.00
None
1.19K
ISHARES TR
SOLEShares29.96K
TypeSH
Market value$1.76M
0.99%
Sole
6.67K
Shared
0.00
None
23.29K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 82.15K | SH | $54.73M 30.71% | 28.15K | 0.00 | 54K |
ISHARES TRSOLE | MSCI EAFE ETF | 112.40K | SH | $10.50M 5.89% | 11.13K | 0.00 | 101.28K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 67.38K | SH | $7.19M 4.04% | 15.56K | 0.00 | 51.82K |
ISHARES TRSOLE | NATIONAL MUN ETF | 57.59K | SH | $6.13M 3.44% | 14.23K | 0.00 | 43.35K |
AMAZON COM INCSOLE | COM | 26.96K | SH | $5.92M 3.32% | 320.00 | 0.00 | 26.64K |
SPDR SERIES TRUSTSOLE | NUVEEN ICE SHORT | 101.56K | SH | $4.90M 2.75% | 40.94K | 0.00 | 60.63K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 20.15K | SH | $4.88M 2.74% | 5.01K | 0.00 | 15.15K |
APPLE INCSOLE | COM | 18.48K | SH | $4.71M 2.64% | 1.36K | 0.00 | 17.12K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 53.26K | SH | $4.42M 2.48% | 11.88K | 0.00 | 41.38K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 15.07K | SH | $4.25M 2.38% | 3.96K | 0.00 | 11.11K |
META PLATFORMS INCSOLE | CL A | 5.72K | SH | $4.20M 2.36% | 0.00 | 0.00 | 5.72K |
MICROSOFT CORPSOLE | COM | 7.21K | SH | $3.73M 2.09% | 208.00 | 0.00 | 7K |
ALPHABET INCSOLE | CAP STK CL C | 15.18K | SH | $3.70M 2.07% | 200.00 | 0.00 | 14.98K |
ALTRIA GROUP INCSOLE | COM | 46.41K | SH | $3.07M 1.72% | 1.08K | 0.00 | 45.33K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 16.29K | SH | $3.04M 1.70% | 3K | 0.00 | 13.29K |
ISHARES TRSOLE | CORE S&P MCP ETF | 45.98K | SH | $3.00M 1.68% | 14.98K | 0.00 | 31K |
SPDR GOLD TRSOLE | GOLD SHS | 7.84K | SH | $2.79M 1.56% | 1.24K | 0.00 | 6.60K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 33.04K | SH | $2.61M 1.46% | 6.65K | 0.00 | 26.39K |
ISHARES TRSOLE | CORE US AGGBD ET | 24.65K | SH | $2.47M 1.39% | 6.03K | 0.00 | 18.62K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 28.32K | SH | $2.26M 1.27% | 8.63K | 0.00 | 19.69K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 36.06K | SH | $2.16M 1.21% | 36.06K | 0.00 | 0.00 |
ISHARES TRSOLE | 3 7 YR TREAS BD | 15.79K | SH | $1.89M 1.06% | 4.35K | 0.00 | 11.44K |
MASTERCARD INCORPORATEDSOLE | CL A | 3.30K | SH | $1.88M 1.05% | 136.00 | 0.00 | 3.17K |
GOLDMAN SACHS GROUP INCSOLE | COM | 2.23K | SH | $1.78M 1.00% | 1.04K | 0.00 | 1.19K |
ISHARES TRSOLE | US HLTHCARE ETF | 29.96K | SH | $1.76M 0.99% | 6.67K | 0.00 | 23.29K |
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