Filed: 7/10/2025ACC: 0001085146-25-003715
📋 What this filing means
AUA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 76 equity positions with a total reported market value of $167.44M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
76
Positions
$167.44M
Total AUM (reported)
1.28M
Total Shares
Allocation by class
TR UNIT$50.85M30.4%
COM$31.37M18.7%
MSCI EAFE ETF$10.06M6.0%
SHRT NAT MUN ETF$7.18M4.3%
CL A$6.34M3.8%
NATIONAL MUN ETF$5.98M3.6%
NUVEEN ICE SHORT$4.86M2.9%
Portfolio Concentration
Top 3$68.09M40.7%
4–10$33.49M20.0%
11–25$37.26M22.3%
Rest$28.60M17.1%
Top 3 weight
40.7%
Top 10 weight
60.7%
Voting Authority Distribution
Total shares with voting rights: 1.28M
Sole
Full voting authority
440.64K
shares
% of voting shares34.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
841.59K
shares
% of voting shares65.6%
Investment Discretion (by position count)
Sole76
Shared0
Other0
Dominant voting typeNone · 65.6% of voting shares
Institutional Holdings76
Rows:
SPDR S&P 500 ETF TR
SOLEShares82.30K
TypeSH
Market value$50.85M
30.37%
Sole
28.29K
Shared
0.00
None
54.01K
ISHARES TR
SOLEShares112.52K
TypeSH
Market value$10.06M
6.01%
Sole
11.13K
Shared
0.00
None
101.39K
ISHARES TR
SOLEShares67.55K
TypeSH
Market value$7.18M
4.29%
Sole
15.56K
Shared
0.00
None
51.99K
ISHARES TR
SOLEShares57.21K
TypeSH
Market value$5.98M
3.57%
Sole
14.33K
Shared
0.00
None
42.88K
AMAZON COM INC
SOLEShares26.96K
TypeSH
Market value$5.92M
3.53%
Sole
320.00
Shared
0.00
None
26.64K
SPDR SERIES TRUST
SOLEShares101.60K
TypeSH
Market value$4.86M
2.90%
Sole
40.94K
Shared
0.00
None
60.66K
ISHARES TR
SOLEShares20.18K
TypeSH
Market value$4.35M
2.60%
Sole
5.01K
Shared
0.00
None
15.17K
ISHARES TR
SOLEShares52.42K
TypeSH
Market value$4.34M
2.59%
Sole
11.95K
Shared
0.00
None
40.47K
META PLATFORMS INC
SOLEShares5.72K
TypeSH
Market value$4.22M
2.52%
Sole
0.00
Shared
0.00
None
5.72K
SELECT SECTOR SPDR TR
SOLEShares15.07K
TypeSH
Market value$3.82M
2.28%
Sole
3.96K
Shared
0.00
None
11.11K
APPLE INC
SOLEShares18.48K
TypeSH
Market value$3.79M
2.27%
Sole
1.36K
Shared
0.00
None
17.12K
MICROSOFT CORP
SOLEShares7.21K
TypeSH
Market value$3.58M
2.14%
Sole
208.00
Shared
0.00
None
7K
VANGUARD INDEX FDS
SOLEShares16.17K
TypeSH
Market value$2.86M
1.71%
Sole
3K
Shared
0.00
None
13.17K
ISHARES TR
SOLEShares45.98K
TypeSH
Market value$2.85M
1.70%
Sole
14.98K
Shared
0.00
None
31K
ALTRIA GROUP INC
SOLEShares46.41K
TypeSH
Market value$2.72M
1.63%
Sole
1.08K
Shared
0.00
None
45.33K
ALPHABET INC
SOLEShares15.18K
TypeSH
Market value$2.69M
1.61%
Sole
200.00
Shared
0.00
None
14.98K
VANGUARD BD INDEX FDS
SOLEShares33.19K
TypeSH
Market value$2.61M
1.56%
Sole
6.65K
Shared
0.00
None
26.54K
ISHARES TR
SOLEShares24.96K
TypeSH
Market value$2.48M
1.48%
Sole
6.03K
Shared
0.00
None
18.93K
SPDR GOLD TR
SOLEShares7.76K
TypeSH
Market value$2.37M
1.41%
Sole
1.24K
Shared
0.00
None
6.52K
VANGUARD SCOTTSDALE FDS
SOLEShares28.37K
TypeSH
Market value$2.26M
1.35%
Sole
8.63K
Shared
0.00
None
19.74K
VANGUARD TAX-MANAGED FDS
SOLEShares36.06K
TypeSH
Market value$2.06M
1.23%
Sole
36.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares15.83K
TypeSH
Market value$1.89M
1.13%
Sole
4.35K
Shared
0.00
None
11.48K
MASTERCARD INCORPORATED
SOLEShares3.30K
TypeSH
Market value$1.85M
1.11%
Sole
136.00
Shared
0.00
None
3.17K
ISHARES TR
SOLEShares29.79K
TypeSH
Market value$1.68M
1.00%
Sole
6.67K
Shared
0.00
None
23.11K
GOLDMAN SACHS GROUP INC
SOLEShares2.23K
TypeSH
Market value$1.58M
0.94%
Sole
1.04K
Shared
0.00
None
1.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 82.30K | SH | $50.85M 30.37% | 28.29K | 0.00 | 54.01K |
ISHARES TRSOLE | MSCI EAFE ETF | 112.52K | SH | $10.06M 6.01% | 11.13K | 0.00 | 101.39K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 67.55K | SH | $7.18M 4.29% | 15.56K | 0.00 | 51.99K |
ISHARES TRSOLE | NATIONAL MUN ETF | 57.21K | SH | $5.98M 3.57% | 14.33K | 0.00 | 42.88K |
AMAZON COM INCSOLE | COM | 26.96K | SH | $5.92M 3.53% | 320.00 | 0.00 | 26.64K |
SPDR SERIES TRUSTSOLE | NUVEEN ICE SHORT | 101.60K | SH | $4.86M 2.90% | 40.94K | 0.00 | 60.66K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 20.18K | SH | $4.35M 2.60% | 5.01K | 0.00 | 15.17K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 52.42K | SH | $4.34M 2.59% | 11.95K | 0.00 | 40.47K |
META PLATFORMS INCSOLE | CL A | 5.72K | SH | $4.22M 2.52% | 0.00 | 0.00 | 5.72K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 15.07K | SH | $3.82M 2.28% | 3.96K | 0.00 | 11.11K |
APPLE INCSOLE | COM | 18.48K | SH | $3.79M 2.27% | 1.36K | 0.00 | 17.12K |
MICROSOFT CORPSOLE | COM | 7.21K | SH | $3.58M 2.14% | 208.00 | 0.00 | 7K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 16.17K | SH | $2.86M 1.71% | 3K | 0.00 | 13.17K |
ISHARES TRSOLE | CORE S&P MCP ETF | 45.98K | SH | $2.85M 1.70% | 14.98K | 0.00 | 31K |
ALTRIA GROUP INCSOLE | COM | 46.41K | SH | $2.72M 1.63% | 1.08K | 0.00 | 45.33K |
ALPHABET INCSOLE | CAP STK CL C | 15.18K | SH | $2.69M 1.61% | 200.00 | 0.00 | 14.98K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 33.19K | SH | $2.61M 1.56% | 6.65K | 0.00 | 26.54K |
ISHARES TRSOLE | CORE US AGGBD ET | 24.96K | SH | $2.48M 1.48% | 6.03K | 0.00 | 18.93K |
SPDR GOLD TRSOLE | GOLD SHS | 7.76K | SH | $2.37M 1.41% | 1.24K | 0.00 | 6.52K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 28.37K | SH | $2.26M 1.35% | 8.63K | 0.00 | 19.74K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 36.06K | SH | $2.06M 1.23% | 36.06K | 0.00 | 0.00 |
ISHARES TRSOLE | 3 7 YR TREAS BD | 15.83K | SH | $1.89M 1.13% | 4.35K | 0.00 | 11.48K |
MASTERCARD INCORPORATEDSOLE | CL A | 3.30K | SH | $1.85M 1.11% | 136.00 | 0.00 | 3.17K |
ISHARES TRSOLE | US HLTHCARE ETF | 29.79K | SH | $1.68M 1.00% | 6.67K | 0.00 | 23.11K |
GOLDMAN SACHS GROUP INCSOLE | COM | 2.23K | SH | $1.58M 0.94% | 1.04K | 0.00 | 1.19K |
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