Filed: 4/9/2025ACC: 0001085146-25-001949
📋 What this filing means
AUA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 77 equity positions with a total reported market value of $153.65M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
77
Positions
$153.65M
Total AUM (reported)
1.28M
Total Shares
Allocation by class
TR UNIT$45.24M29.4%
COM$29.00M18.9%
MSCI EAFE ETF$9.21M6.0%
SHRT NAT MUN ETF$7.13M4.6%
NATIONAL MUN ETF$6.03M3.9%
CL A$5.37M3.5%
NUVEEN BLMBRG SH$4.84M3.1%
Portfolio Concentration
Top 3$61.58M40.1%
4–10$31.83M20.7%
11–25$34.33M22.3%
Rest$25.91M16.9%
Top 3 weight
40.1%
Top 10 weight
60.8%
Voting Authority Distribution
Total shares with voting rights: 1.28M
Sole
Full voting authority
440.84K
shares
% of voting shares34.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
839.96K
shares
% of voting shares65.6%
Investment Discretion (by position count)
Sole77
Shared0
Other0
Dominant voting typeNone · 65.6% of voting shares
Institutional Holdings77
Rows:
SPDR S&P 500 ETF TR
SOLEShares80.87K
TypeSH
Market value$45.24M
29.44%
Sole
28.36K
Shared
0.00
None
52.51K
ISHARES TR
SOLEShares112.67K
TypeSH
Market value$9.21M
5.99%
Sole
11.13K
Shared
0.00
None
101.54K
ISHARES TR
SOLEShares67.55K
TypeSH
Market value$7.13M
4.64%
Sole
15.56K
Shared
0.00
None
51.99K
ISHARES TR
SOLEShares57.21K
TypeSH
Market value$6.03M
3.93%
Sole
14.33K
Shared
0.00
None
42.88K
AMAZON COM INC
SOLEShares26.96K
TypeSH
Market value$5.13M
3.34%
Sole
320.00
Shared
0.00
None
26.64K
SPDR SER TR
SOLEShares101.60K
TypeSH
Market value$4.84M
3.15%
Sole
40.94K
Shared
0.00
None
60.66K
ISHARES TR
SOLEShares53.08K
TypeSH
Market value$4.39M
2.86%
Sole
11.95K
Shared
0.00
None
41.13K
APPLE INC
SOLEShares18.48K
TypeSH
Market value$4.11M
2.67%
Sole
1.36K
Shared
0.00
None
17.12K
ISHARES TR
SOLEShares20.22K
TypeSH
Market value$4.03M
2.62%
Sole
5.05K
Shared
0.00
None
15.17K
META PLATFORMS INC
SOLEShares5.72K
TypeSH
Market value$3.30M
2.15%
Sole
0.00
Shared
0.00
None
5.72K
SELECT SECTOR SPDR TR
SOLEShares15.07K
TypeSH
Market value$3.11M
2.02%
Sole
3.96K
Shared
0.00
None
11.11K
ALTRIA GROUP INC
SOLEShares46.41K
TypeSH
Market value$2.79M
1.81%
Sole
1.08K
Shared
0.00
None
45.33K
MICROSOFT CORP
SOLEShares7.21K
TypeSH
Market value$2.71M
1.76%
Sole
208.00
Shared
0.00
None
7K
ISHARES TR
SOLEShares45.98K
TypeSH
Market value$2.68M
1.75%
Sole
14.98K
Shared
0.00
None
31K
VANGUARD BD INDEX FDS
SOLEShares33.23K
TypeSH
Market value$2.60M
1.69%
Sole
6.70K
Shared
0.00
None
26.54K
ISHARES TR
SOLEShares24.95K
TypeSH
Market value$2.47M
1.61%
Sole
6.02K
Shared
0.00
None
18.93K
ALPHABET INC
SOLEShares15.18K
TypeSH
Market value$2.37M
1.54%
Sole
200.00
Shared
0.00
None
14.98K
VANGUARD INDEX FDS
SOLEShares13.48K
TypeSH
Market value$2.33M
1.52%
Sole
3K
Shared
0.00
None
10.48K
VANGUARD SCOTTSDALE FDS
SOLEShares28.37K
TypeSH
Market value$2.24M
1.46%
Sole
8.63K
Shared
0.00
None
19.74K
SPDR GOLD TR
SOLEShares7.76K
TypeSH
Market value$2.24M
1.46%
Sole
1.24K
Shared
0.00
None
6.52K
ISHARES TR
SOLEShares15.83K
TypeSH
Market value$1.87M
1.22%
Sole
4.35K
Shared
0.00
None
11.48K
VANGUARD TAX-MANAGED FDS
SOLEShares36.06K
TypeSH
Market value$1.83M
1.19%
Sole
36.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares29.79K
TypeSH
Market value$1.81M
1.18%
Sole
6.67K
Shared
0.00
None
23.11K
MASTERCARD INCORPORATED
SOLEShares3.30K
TypeSH
Market value$1.81M
1.18%
Sole
136.00
Shared
0.00
None
3.17K
ISHARES TR
SOLEShares14.12K
TypeSH
Market value$1.48M
0.96%
Sole
283.00
Shared
0.00
None
13.84K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 80.87K | SH | $45.24M 29.44% | 28.36K | 0.00 | 52.51K |
ISHARES TRSOLE | MSCI EAFE ETF | 112.67K | SH | $9.21M 5.99% | 11.13K | 0.00 | 101.54K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 67.55K | SH | $7.13M 4.64% | 15.56K | 0.00 | 51.99K |
ISHARES TRSOLE | NATIONAL MUN ETF | 57.21K | SH | $6.03M 3.93% | 14.33K | 0.00 | 42.88K |
AMAZON COM INCSOLE | COM | 26.96K | SH | $5.13M 3.34% | 320.00 | 0.00 | 26.64K |
SPDR SER TRSOLE | NUVEEN BLMBRG SH | 101.60K | SH | $4.84M 3.15% | 40.94K | 0.00 | 60.66K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 53.08K | SH | $4.39M 2.86% | 11.95K | 0.00 | 41.13K |
APPLE INCSOLE | COM | 18.48K | SH | $4.11M 2.67% | 1.36K | 0.00 | 17.12K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 20.22K | SH | $4.03M 2.62% | 5.05K | 0.00 | 15.17K |
META PLATFORMS INCSOLE | CL A | 5.72K | SH | $3.30M 2.15% | 0.00 | 0.00 | 5.72K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 15.07K | SH | $3.11M 2.02% | 3.96K | 0.00 | 11.11K |
ALTRIA GROUP INCSOLE | COM | 46.41K | SH | $2.79M 1.81% | 1.08K | 0.00 | 45.33K |
MICROSOFT CORPSOLE | COM | 7.21K | SH | $2.71M 1.76% | 208.00 | 0.00 | 7K |
ISHARES TRSOLE | CORE S&P MCP ETF | 45.98K | SH | $2.68M 1.75% | 14.98K | 0.00 | 31K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 33.23K | SH | $2.60M 1.69% | 6.70K | 0.00 | 26.54K |
ISHARES TRSOLE | CORE US AGGBD ET | 24.95K | SH | $2.47M 1.61% | 6.02K | 0.00 | 18.93K |
ALPHABET INCSOLE | CAP STK CL C | 15.18K | SH | $2.37M 1.54% | 200.00 | 0.00 | 14.98K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 13.48K | SH | $2.33M 1.52% | 3K | 0.00 | 10.48K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 28.37K | SH | $2.24M 1.46% | 8.63K | 0.00 | 19.74K |
SPDR GOLD TRSOLE | GOLD SHS | 7.76K | SH | $2.24M 1.46% | 1.24K | 0.00 | 6.52K |
ISHARES TRSOLE | 3 7 YR TREAS BD | 15.83K | SH | $1.87M 1.22% | 4.35K | 0.00 | 11.48K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 36.06K | SH | $1.83M 1.19% | 36.06K | 0.00 | 0.00 |
ISHARES TRSOLE | US HLTHCARE ETF | 29.79K | SH | $1.81M 1.18% | 6.67K | 0.00 | 23.11K |
MASTERCARD INCORPORATEDSOLE | CL A | 3.30K | SH | $1.81M 1.18% | 136.00 | 0.00 | 3.17K |
ISHARES TRSOLE | CORE S&P SCP ETF | 14.12K | SH | $1.48M 0.96% | 283.00 | 0.00 | 13.84K |
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