Filed: 1/27/2025ACC: 0001085146-25-000500
📋 What this filing means
AUA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 77 equity positions with a total reported market value of $155.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
77
Positions
$155.80M
Total AUM (reported)
1.27M
Total Shares
Allocation by class
TR UNIT$46.43M29.8%
COM$30.18M19.4%
MSCI EAFE ETF$8.25M5.3%
SHRT NAT MUN ETF$7.13M4.6%
NATIONAL MUN ETF$5.70M3.7%
CL A$5.32M3.4%
NUVEEN BLMBRG SH$4.81M3.1%
Portfolio Concentration
Top 3$61.80M39.7%
4–10$32.76M21.0%
11–25$34.80M22.3%
Rest$26.43M17.0%
Top 3 weight
39.7%
Top 10 weight
60.7%
Voting Authority Distribution
Total shares with voting rights: 1.27M
Sole
Full voting authority
448.20K
shares
% of voting shares35.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
826.45K
shares
% of voting shares64.8%
Investment Discretion (by position count)
Sole77
Shared0
Other0
Dominant voting typeNone · 64.8% of voting shares
Institutional Holdings77
Rows:
SPDR S&P 500 ETF TR
SOLEShares79.21K
TypeSH
Market value$46.43M
29.80%
Sole
28.44K
Shared
0.00
None
50.77K
ISHARES TR
SOLEShares109.09K
TypeSH
Market value$8.25M
5.29%
Sole
11.13K
Shared
0.00
None
97.96K
ISHARES TR
SOLEShares67.55K
TypeSH
Market value$7.13M
4.57%
Sole
15.56K
Shared
0.00
None
51.99K
AMAZON COM INC
SOLEShares26.96K
TypeSH
Market value$5.92M
3.80%
Sole
320.00
Shared
0.00
None
26.64K
ISHARES TR
SOLEShares53.52K
TypeSH
Market value$5.70M
3.66%
Sole
14.41K
Shared
0.00
None
39.12K
SPDR SER TR
SOLEShares101.60K
TypeSH
Market value$4.81M
3.09%
Sole
40.94K
Shared
0.00
None
60.66K
APPLE INC
SOLEShares18.48K
TypeSH
Market value$4.63M
2.97%
Sole
1.36K
Shared
0.00
None
17.12K
ISHARES TR
SOLEShares53.37K
TypeSH
Market value$4.38M
2.81%
Sole
12.24K
Shared
0.00
None
41.13K
ISHARES TR
SOLEShares17.30K
TypeSH
Market value$3.82M
2.45%
Sole
5.05K
Shared
0.00
None
12.25K
SELECT SECTOR SPDR TR
SOLEShares15.07K
TypeSH
Market value$3.50M
2.25%
Sole
3.96K
Shared
0.00
None
11.11K
META PLATFORMS INC
SOLEShares5.72K
TypeSH
Market value$3.35M
2.15%
Sole
0.00
Shared
0.00
None
5.72K
MICROSOFT CORP
SOLEShares7.21K
TypeSH
Market value$3.04M
1.95%
Sole
208.00
Shared
0.00
None
7K
ALPHABET INC
SOLEShares15.18K
TypeSH
Market value$2.89M
1.86%
Sole
200.00
Shared
0.00
None
14.98K
ISHARES TR
SOLEShares45.98K
TypeSH
Market value$2.87M
1.84%
Sole
14.98K
Shared
0.00
None
31K
VANGUARD BD INDEX FDS
SOLEShares34.24K
TypeSH
Market value$2.65M
1.70%
Sole
7.70K
Shared
0.00
None
26.54K
ISHARES TR
SOLEShares26.37K
TypeSH
Market value$2.56M
1.64%
Sole
7.44K
Shared
0.00
None
18.93K
ALTRIA GROUP INC
SOLEShares46.41K
TypeSH
Market value$2.43M
1.56%
Sole
1.08K
Shared
0.00
None
45.33K
VANGUARD INDEX FDS
SOLEShares13.76K
TypeSH
Market value$2.33M
1.50%
Sole
3.28K
Shared
0.00
None
10.48K
VANGUARD SCOTTSDALE FDS
SOLEShares28.46K
TypeSH
Market value$2.22M
1.42%
Sole
8.72K
Shared
0.00
None
19.74K
ISHARES TR
SOLEShares15.83K
TypeSH
Market value$1.83M
1.17%
Sole
4.35K
Shared
0.00
None
11.48K
VANGUARD TAX-MANAGED FDS
SOLEShares37.94K
TypeSH
Market value$1.81M
1.16%
Sole
37.94K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares3.30K
TypeSH
Market value$1.74M
1.12%
Sole
136.00
Shared
0.00
None
3.17K
ISHARES TR
SOLEShares29.79K
TypeSH
Market value$1.74M
1.11%
Sole
6.67K
Shared
0.00
None
23.11K
SPDR GOLD TR
SOLEShares7.05K
TypeSH
Market value$1.71M
1.10%
Sole
1.26K
Shared
0.00
None
5.78K
ISHARES TR
SOLEShares14.39K
TypeSH
Market value$1.66M
1.06%
Sole
558.00
Shared
0.00
None
13.84K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 79.21K | SH | $46.43M 29.80% | 28.44K | 0.00 | 50.77K |
ISHARES TRSOLE | MSCI EAFE ETF | 109.09K | SH | $8.25M 5.29% | 11.13K | 0.00 | 97.96K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 67.55K | SH | $7.13M 4.57% | 15.56K | 0.00 | 51.99K |
AMAZON COM INCSOLE | COM | 26.96K | SH | $5.92M 3.80% | 320.00 | 0.00 | 26.64K |
ISHARES TRSOLE | NATIONAL MUN ETF | 53.52K | SH | $5.70M 3.66% | 14.41K | 0.00 | 39.12K |
SPDR SER TRSOLE | NUVEEN BLMBRG SH | 101.60K | SH | $4.81M 3.09% | 40.94K | 0.00 | 60.66K |
APPLE INCSOLE | COM | 18.48K | SH | $4.63M 2.97% | 1.36K | 0.00 | 17.12K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 53.37K | SH | $4.38M 2.81% | 12.24K | 0.00 | 41.13K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 17.30K | SH | $3.82M 2.45% | 5.05K | 0.00 | 12.25K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 15.07K | SH | $3.50M 2.25% | 3.96K | 0.00 | 11.11K |
META PLATFORMS INCSOLE | CL A | 5.72K | SH | $3.35M 2.15% | 0.00 | 0.00 | 5.72K |
MICROSOFT CORPSOLE | COM | 7.21K | SH | $3.04M 1.95% | 208.00 | 0.00 | 7K |
ALPHABET INCSOLE | CAP STK CL C | 15.18K | SH | $2.89M 1.86% | 200.00 | 0.00 | 14.98K |
ISHARES TRSOLE | CORE S&P MCP ETF | 45.98K | SH | $2.87M 1.84% | 14.98K | 0.00 | 31K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 34.24K | SH | $2.65M 1.70% | 7.70K | 0.00 | 26.54K |
ISHARES TRSOLE | CORE US AGGBD ET | 26.37K | SH | $2.56M 1.64% | 7.44K | 0.00 | 18.93K |
ALTRIA GROUP INCSOLE | COM | 46.41K | SH | $2.43M 1.56% | 1.08K | 0.00 | 45.33K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 13.76K | SH | $2.33M 1.50% | 3.28K | 0.00 | 10.48K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 28.46K | SH | $2.22M 1.42% | 8.72K | 0.00 | 19.74K |
ISHARES TRSOLE | 3 7 YR TREAS BD | 15.83K | SH | $1.83M 1.17% | 4.35K | 0.00 | 11.48K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 37.94K | SH | $1.81M 1.16% | 37.94K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 3.30K | SH | $1.74M 1.12% | 136.00 | 0.00 | 3.17K |
ISHARES TRSOLE | US HLTHCARE ETF | 29.79K | SH | $1.74M 1.11% | 6.67K | 0.00 | 23.11K |
SPDR GOLD TRSOLE | GOLD SHS | 7.05K | SH | $1.71M 1.10% | 1.26K | 0.00 | 5.78K |
ISHARES TRSOLE | CORE S&P SCP ETF | 14.39K | SH | $1.66M 1.06% | 558.00 | 0.00 | 13.84K |
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