AUA CAPITAL MANAGEMENT, LLC

Filed: 10/16/2024ACC: 0001085146-24-004935

📋 What this filing means

AUA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 82 equity positions with a total reported market value of $172.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$172.72M

Total AUM (reported)

1.45M

Total Shares

Allocation by class

TR UNIT$47.11M27.3%

COM$39.48M22.9%

MSCI EAFE ETF$9.48M5.5%

SHRT NAT MUN ETF$7.17M4.2%

CL A$5.85M3.4%

NATIONAL MUN ETF$5.85M3.4%

NUVEEN BLMBRG SH$5.26M3.0%

Portfolio Concentration

Top 3$65.14M37.7%

4–10$37.78M21.9%

11–25$39.73M23.0%

Rest$30.07M17.4%

Top 3 weight

37.7%

Top 10 weight

59.6%

Voting Authority Distribution

Total shares with voting rights: 1.45M

Sole

Full voting authority

454.17K

% of voting shares31.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

992.11K

% of voting shares68.6%

Investment Discretion (by position count)

Sole82

Shared0

Other0

Dominant voting typeNone · 68.6% of voting shares

Institutional Holdings82

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares82.11K

TypeSH

Market value$47.11M

27.27%

Sole

28.51K

Shared

0.00

None

53.59K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares113.33K

TypeSH

Market value$9.48M

5.49%

Sole

11.60K

Shared

0.00

None

101.73K

APPLE INC

SOLE

COM

Shares36.71K

TypeSH

Market value$8.55M

4.95%

Sole

1.36K

Shared

0.00

None

35.35K

ISHARES TR

SOLE

SHRT NAT MUN ETF

Shares67.55K

TypeSH

Market value$7.17M

4.15%

Sole

15.56K

Shared

0.00

None

51.99K

AMAZON COM INC

SOLE

COM

Shares35.02K

TypeSH

Market value$6.53M

3.78%

Sole

320.00

Shared

0.00

None

34.70K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares53.81K

TypeSH

Market value$5.85M

3.38%

Sole

14.69K

Shared

0.00

None

39.12K

SPDR SER TR

SOLE

NUVEEN BLMBRG SH

Shares109.25K

TypeSH

Market value$5.26M

3.04%

Sole

41.60K

Shared

0.00

None

67.65K

ALTRIA GROUP INC

SOLE

COM

Shares92.37K

TypeSH

Market value$4.71M

2.73%

Sole

1.08K

Shared

0.00

None

91.29K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares53.37K

TypeSH

Market value$4.44M

2.57%

Sole

12.24K

Shared

0.00

None

41.13K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares17.30K

TypeSH

Market value$3.82M

2.21%

Sole

5.05K

Shared

0.00

None

12.25K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares21.22K

TypeSH

Market value$3.70M

2.14%

Sole

3.28K

Shared

0.00

None

17.94K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares58.26K

TypeSH

Market value$3.63M

2.10%

Sole

17.78K

Shared

0.00

None

40.48K

META PLATFORMS INC

SOLE

CL A

Shares6.25K

TypeSH

Market value$3.58M

2.07%

Sole

0.00

Shared

0.00

None

6.25K

MICROSOFT CORP

SOLE

COM

Shares7.96K

TypeSH

Market value$3.42M

1.98%

Sole

208.00

Shared

0.00

None

7.75K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares15.07K

TypeSH

Market value$3.40M

1.97%

Sole

3.96K

Shared

0.00

None

11.11K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares34.22K

TypeSH

Market value$2.69M

1.56%

Sole

7.69K

Shared

0.00

None

26.54K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares26.35K

TypeSH

Market value$2.67M

1.54%

Sole

7.42K

Shared

0.00

None

18.93K

ALPHABET INC

SOLE

CAP STK CL C

Shares15.18K

TypeSH

Market value$2.54M

1.47%

Sole

200.00

Shared

0.00

None

14.98K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares19.67K

TypeSH

Market value$2.30M

1.33%

Sole

557.00

Shared

0.00

None

19.11K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares28.46K

TypeSH

Market value$2.26M

1.31%

Sole

8.72K

Shared

0.00

None

19.74K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares37.91K

TypeSH

Market value$2.00M

1.16%

Sole

37.91K

Shared

0.00

None

0.00

MASTERCARD INCORPORATED

SOLE

CL A

Shares4.03K

TypeSH

Market value$1.99M

1.15%

Sole

136.00

Shared

0.00

None

3.89K

ISHARES TR

SOLE

US HLTHCARE ETF

Shares29.79K

TypeSH

Market value$1.94M

1.12%

Sole

6.67K

Shared

0.00

None

23.11K

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares15.83K

TypeSH

Market value$1.89M

1.10%

Sole

4.35K

Shared

0.00

None

11.48K

SPDR GOLD TR

SOLE

GOLD SHS

Shares7.05K

TypeSH

Market value$1.71M

0.99%

Sole

1.26K

Shared

0.00

None

5.78K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	82.11K	SH	$47.11M 27.27%	28.51K	53.59K
ISHARES TRSOLE	MSCI EAFE ETF	113.33K	SH	$9.48M 5.49%	11.60K	101.73K
APPLE INCSOLE	COM	36.71K	SH	$8.55M 4.95%	1.36K	35.35K
ISHARES TRSOLE	SHRT NAT MUN ETF	67.55K	SH	$7.17M 4.15%	15.56K	51.99K
AMAZON COM INCSOLE	COM	35.02K	SH	$6.53M 3.78%	320.00	34.70K
ISHARES TRSOLE	NATIONAL MUN ETF	53.81K	SH	$5.85M 3.38%	14.69K	39.12K
SPDR SER TRSOLE	NUVEEN BLMBRG SH	109.25K	SH	$5.26M 3.04%	41.60K	67.65K
ALTRIA GROUP INCSOLE	COM	92.37K	SH	$4.71M 2.73%	1.08K	91.29K
ISHARES TRSOLE	1 3 YR TREAS BD	53.37K	SH	$4.44M 2.57%	12.24K	41.13K
ISHARES TRSOLE	RUSSELL 2000 ETF	17.30K	SH	$3.82M 2.21%	5.05K	12.25K
VANGUARD INDEX FDSSOLE	VALUE ETF	21.22K	SH	$3.70M 2.14%	3.28K	17.94K
ISHARES TRSOLE	CORE S&P MCP ETF	58.26K	SH	$3.63M 2.10%	17.78K	40.48K
META PLATFORMS INCSOLE	CL A	6.25K	SH	$3.58M 2.07%	0.00	6.25K
MICROSOFT CORPSOLE	COM	7.96K	SH	$3.42M 1.98%	208.00	7.75K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	15.07K	SH	$3.40M 1.97%	3.96K	11.11K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	34.22K	SH	$2.69M 1.56%	7.69K	26.54K
ISHARES TRSOLE	CORE US AGGBD ET	26.35K	SH	$2.67M 1.54%	7.42K	18.93K
ALPHABET INCSOLE	CAP STK CL C	15.18K	SH	$2.54M 1.47%	200.00	14.98K
ISHARES TRSOLE	CORE S&P SCP ETF	19.67K	SH	$2.30M 1.33%	557.00	19.11K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	28.46K	SH	$2.26M 1.31%	8.72K	19.74K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	37.91K	SH	$2.00M 1.16%	37.91K	0.00
MASTERCARD INCORPORATEDSOLE	CL A	4.03K	SH	$1.99M 1.15%	136.00	3.89K
ISHARES TRSOLE	US HLTHCARE ETF	29.79K	SH	$1.94M 1.12%	6.67K	23.11K
ISHARES TRSOLE	3 7 YR TREAS BD	15.83K	SH	$1.89M 1.10%	4.35K	11.48K
SPDR GOLD TRSOLE	GOLD SHS	7.05K	SH	$1.71M 0.99%	1.26K	5.78K

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