AUA CAPITAL MANAGEMENT, LLC

Filed: 8/8/2024ACC: 0001085146-24-003596

📋 What this filing means

AUA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 79 equity positions with a total reported market value of $166.10M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$166.10M

Total AUM (reported)

1.44M

Total Shares

Allocation by class

TR UNIT$46.72M28.1%

COM$37.23M22.4%

MSCI EAFE ETF$9.05M5.4%

SHRT NAT MUN ETF$7.09M4.3%

NATIONAL MUN ETF$6.22M3.7%

CL A$5.24M3.2%

NUVEEN BLMBRG SH$5.16M3.1%

Portfolio Concentration

Top 3$63.56M38.3%

4–10$37.42M22.5%

11–25$37.26M22.4%

Rest$27.87M16.8%

Top 3 weight

38.3%

Top 10 weight

60.8%

Voting Authority Distribution

Total shares with voting rights: 1.44M

Sole

Full voting authority

463.50K

% of voting shares32.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

977.11K

% of voting shares67.8%

Investment Discretion (by position count)

Sole79

Shared0

Other0

Dominant voting typeNone · 67.8% of voting shares

Institutional Holdings79

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares85.84K

TypeSH

Market value$46.72M

28.13%

Sole

28.55K

Shared

0.00

None

57.29K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares115.56K

TypeSH

Market value$9.05M

5.45%

Sole

12.38K

Shared

0.00

None

103.19K

APPLE INC

SOLE

COM

Shares36.98K

TypeSH

Market value$7.79M

4.69%

Sole

1.63K

Shared

0.00

None

35.35K

ISHARES TR

SOLE

SHRT NAT MUN ETF

Shares67.79K

TypeSH

Market value$7.09M

4.27%

Sole

15.56K

Shared

0.00

None

52.23K

AMAZON COM INC

SOLE

COM

Shares35.20K

TypeSH

Market value$6.80M

4.10%

Sole

493.00

Shared

0.00

None

34.70K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares58.39K

TypeSH

Market value$6.22M

3.75%

Sole

18.55K

Shared

0.00

None

39.84K

SPDR SER TR

SOLE

NUVEEN BLMBRG SH

Shares109.25K

TypeSH

Market value$5.16M

3.10%

Sole

41.60K

Shared

0.00

None

67.65K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares52.66K

TypeSH

Market value$4.30M

2.59%

Sole

12.30K

Shared

0.00

None

40.36K

ALTRIA GROUP INC

SOLE

COM

Shares92.49K

TypeSH

Market value$4.21M

2.54%

Sole

1.20K

Shared

0.00

None

91.29K

MICROSOFT CORP

SOLE

COM

Shares8.14K

TypeSH

Market value$3.64M

2.19%

Sole

393.00

Shared

0.00

None

7.75K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares17.36K

TypeSH

Market value$3.52M

2.12%

Sole

5.05K

Shared

0.00

None

12.31K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares21.36K

TypeSH

Market value$3.43M

2.06%

Sole

3.42K

Shared

0.00

None

17.94K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares58.26K

TypeSH

Market value$3.41M

2.05%

Sole

17.78K

Shared

0.00

None

40.48K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares15.07K

TypeSH

Market value$3.41M

2.05%

Sole

3.96K

Shared

0.00

None

11.11K

META PLATFORMS INC

SOLE

CL A

Shares6.32K

TypeSH

Market value$3.19M

1.92%

Sole

70.00

Shared

0.00

None

6.25K

ALPHABET INC

SOLE

CAP STK CL C

Shares15.22K

TypeSH

Market value$2.79M

1.68%

Sole

242.00

Shared

0.00

None

14.98K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares34.49K

TypeSH

Market value$2.65M

1.59%

Sole

7.69K

Shared

0.00

None

26.80K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares28.81K

TypeSH

Market value$2.23M

1.34%

Sole

8.72K

Shared

0.00

None

20.09K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares19.79K

TypeSH

Market value$2.11M

1.27%

Sole

679.00

Shared

0.00

None

19.11K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares38.87K

TypeSH

Market value$1.92M

1.16%

Sole

38.87K

Shared

0.00

None

0.00

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares15.83K

TypeSH

Market value$1.83M

1.10%

Sole

4.35K

Shared

0.00

None

11.48K

ISHARES TR

SOLE

US HLTHCARE ETF

Shares29.79K

TypeSH

Market value$1.82M

1.10%

Sole

6.67K

Shared

0.00

None

23.11K

MASTERCARD INCORPORATED

SOLE

CL A

Shares4.07K

TypeSH

Market value$1.80M

1.08%

Sole

178.00

Shared

0.00

None

3.89K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares16.77K

TypeSH

Market value$1.63M

0.98%

Sole

7.67K

Shared

0.00

None

9.10K

SPDR GOLD TR

SOLE

GOLD SHS

Shares7.13K

TypeSH

Market value$1.53M

0.92%

Sole

1.26K

Shared

0.00

None

5.86K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	85.84K	SH	$46.72M 28.13%	28.55K	57.29K
ISHARES TRSOLE	MSCI EAFE ETF	115.56K	SH	$9.05M 5.45%	12.38K	103.19K
APPLE INCSOLE	COM	36.98K	SH	$7.79M 4.69%	1.63K	35.35K
ISHARES TRSOLE	SHRT NAT MUN ETF	67.79K	SH	$7.09M 4.27%	15.56K	52.23K
AMAZON COM INCSOLE	COM	35.20K	SH	$6.80M 4.10%	493.00	34.70K
ISHARES TRSOLE	NATIONAL MUN ETF	58.39K	SH	$6.22M 3.75%	18.55K	39.84K
SPDR SER TRSOLE	NUVEEN BLMBRG SH	109.25K	SH	$5.16M 3.10%	41.60K	67.65K
ISHARES TRSOLE	1 3 YR TREAS BD	52.66K	SH	$4.30M 2.59%	12.30K	40.36K
ALTRIA GROUP INCSOLE	COM	92.49K	SH	$4.21M 2.54%	1.20K	91.29K
MICROSOFT CORPSOLE	COM	8.14K	SH	$3.64M 2.19%	393.00	7.75K
ISHARES TRSOLE	RUSSELL 2000 ETF	17.36K	SH	$3.52M 2.12%	5.05K	12.31K
VANGUARD INDEX FDSSOLE	VALUE ETF	21.36K	SH	$3.43M 2.06%	3.42K	17.94K
ISHARES TRSOLE	CORE S&P MCP ETF	58.26K	SH	$3.41M 2.05%	17.78K	40.48K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	15.07K	SH	$3.41M 2.05%	3.96K	11.11K
META PLATFORMS INCSOLE	CL A	6.32K	SH	$3.19M 1.92%	70.00	6.25K
ALPHABET INCSOLE	CAP STK CL C	15.22K	SH	$2.79M 1.68%	242.00	14.98K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	34.49K	SH	$2.65M 1.59%	7.69K	26.80K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	28.81K	SH	$2.23M 1.34%	8.72K	20.09K
ISHARES TRSOLE	CORE S&P SCP ETF	19.79K	SH	$2.11M 1.27%	679.00	19.11K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	38.87K	SH	$1.92M 1.16%	38.87K	0.00
ISHARES TRSOLE	3 7 YR TREAS BD	15.83K	SH	$1.83M 1.10%	4.35K	11.48K
ISHARES TRSOLE	US HLTHCARE ETF	29.79K	SH	$1.82M 1.10%	6.67K	23.11K
MASTERCARD INCORPORATEDSOLE	CL A	4.07K	SH	$1.80M 1.08%	178.00	3.89K
ISHARES TRSOLE	CORE US AGGBD ET	16.77K	SH	$1.63M 0.98%	7.67K	9.10K
SPDR GOLD TRSOLE	GOLD SHS	7.13K	SH	$1.53M 0.92%	1.26K	5.86K

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