AUA CAPITAL MANAGEMENT, LLC

Filed: 4/11/2024ACC: 0001085146-24-001737

📋 What this filing means

AUA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 90 equity positions with a total reported market value of $173.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$173.54M

Total AUM (reported)

1.55M

Total Shares

Allocation by class

TR UNIT$46.61M26.9%

COM$35.28M20.3%

MSCI EAFE ETF$9.46M5.4%

SHRT NAT MUN ETF$7.17M4.1%

NATIONAL MUN ETF$6.43M3.7%

CL A$5.30M3.1%

NUVEEN BLMBRG SH$5.19M3.0%

Portfolio Concentration

Top 3$63.24M36.4%

4–10$36.58M21.1%

11–25$39.14M22.6%

Rest$34.58M19.9%

Top 3 weight

36.4%

Top 10 weight

57.5%

Voting Authority Distribution

Total shares with voting rights: 1.55M

Sole

Full voting authority

563.97K

% of voting shares36.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

989.85K

% of voting shares63.7%

Investment Discretion (by position count)

Sole90

Shared0

Other0

Dominant voting typeNone · 63.7% of voting shares

Institutional Holdings90

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares89.12K

TypeSH

Market value$46.61M

26.86%

Sole

29.16K

Shared

0.00

None

59.95K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares118.41K

TypeSH

Market value$9.46M

5.45%

Sole

12.68K

Shared

0.00

None

105.73K

ISHARES TR

SOLE

SHRT NAT MUN ETF

Shares68.51K

TypeSH

Market value$7.17M

4.13%

Sole

15.56K

Shared

0.00

None

52.95K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares59.77K

TypeSH

Market value$6.43M

3.71%

Sole

19.04K

Shared

0.00

None

40.73K

AMAZON COM INC

SOLE

COM

Shares35.22K

TypeSH

Market value$6.35M

3.66%

Sole

493.00

Shared

0.00

None

34.73K

APPLE INC

SOLE

COM

Shares36.98K

TypeSH

Market value$6.34M

3.65%

Sole

1.63K

Shared

0.00

None

35.35K

SPDR SER TR

SOLE

NUVEEN BLMBRG SH

Shares109.38K

TypeSH

Market value$5.19M

2.99%

Sole

41.73K

Shared

0.00

None

67.65K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares53.73K

TypeSH

Market value$4.39M

2.53%

Sole

12.45K

Shared

0.00

None

41.28K

ALTRIA GROUP INC

SOLE

COM

Shares92.49K

TypeSH

Market value$4.03M

2.32%

Sole

1.20K

Shared

0.00

None

91.29K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares23.54K

TypeSH

Market value$3.83M

2.21%

Sole

5.60K

Shared

0.00

None

17.94K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares17.79K

TypeSH

Market value$3.74M

2.16%

Sole

5.10K

Shared

0.00

None

12.69K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares58.26K

TypeSH

Market value$3.54M

2.04%

Sole

17.78K

Shared

0.00

None

40.48K

MICROSOFT CORP

SOLE

COM

Shares8.14K

TypeSH

Market value$3.43M

1.97%

Sole

393.00

Shared

0.00

None

7.75K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares15.47K

TypeSH

Market value$3.22M

1.86%

Sole

4.05K

Shared

0.00

None

11.41K

META PLATFORMS INC

SOLE

CL A

Shares6.32K

TypeSH

Market value$3.07M

1.77%

Sole

70.00

Shared

0.00

None

6.25K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares55.11K

TypeSH

Market value$2.76M

1.59%

Sole

55.11K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares34.42K

TypeSH

Market value$2.64M

1.52%

Sole

7.19K

Shared

0.00

None

27.23K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares24.83K

TypeSH

Market value$2.43M

1.40%

Sole

15.29K

Shared

0.00

None

9.54K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares21.67K

TypeSH

Market value$2.39M

1.38%

Sole

2.55K

Shared

0.00

None

19.11K

ALPHABET INC

SOLE

CAP STK CL C

Shares15.22K

TypeSH

Market value$2.32M

1.34%

Sole

242.00

Shared

0.00

None

14.98K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares29.51K

TypeSH

Market value$2.28M

1.31%

Sole

8.73K

Shared

0.00

None

20.77K

MASTERCARD INCORPORATED

SOLE

CL A

Shares4.07K

TypeSH

Market value$1.96M

1.13%

Sole

178.00

Shared

0.00

None

3.89K

ISHARES TR

SOLE

US HLTHCARE ETF

Shares29.79K

TypeSH

Market value$1.84M

1.06%

Sole

6.67K

Shared

0.00

None

23.11K

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares15.86K

TypeSH

Market value$1.84M

1.06%

Sole

4.38K

Shared

0.00

None

11.48K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares4.86K

TypeSH

Market value$1.67M

0.96%

Sole

1.66K

Shared

0.00

None

3.20K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	89.12K	SH	$46.61M 26.86%	29.16K	59.95K
ISHARES TRSOLE	MSCI EAFE ETF	118.41K	SH	$9.46M 5.45%	12.68K	105.73K
ISHARES TRSOLE	SHRT NAT MUN ETF	68.51K	SH	$7.17M 4.13%	15.56K	52.95K
ISHARES TRSOLE	NATIONAL MUN ETF	59.77K	SH	$6.43M 3.71%	19.04K	40.73K
AMAZON COM INCSOLE	COM	35.22K	SH	$6.35M 3.66%	493.00	34.73K
APPLE INCSOLE	COM	36.98K	SH	$6.34M 3.65%	1.63K	35.35K
SPDR SER TRSOLE	NUVEEN BLMBRG SH	109.38K	SH	$5.19M 2.99%	41.73K	67.65K
ISHARES TRSOLE	1 3 YR TREAS BD	53.73K	SH	$4.39M 2.53%	12.45K	41.28K
ALTRIA GROUP INCSOLE	COM	92.49K	SH	$4.03M 2.32%	1.20K	91.29K
VANGUARD INDEX FDSSOLE	VALUE ETF	23.54K	SH	$3.83M 2.21%	5.60K	17.94K
ISHARES TRSOLE	RUSSELL 2000 ETF	17.79K	SH	$3.74M 2.16%	5.10K	12.69K
ISHARES TRSOLE	CORE S&P MCP ETF	58.26K	SH	$3.54M 2.04%	17.78K	40.48K
MICROSOFT CORPSOLE	COM	8.14K	SH	$3.43M 1.97%	393.00	7.75K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	15.47K	SH	$3.22M 1.86%	4.05K	11.41K
META PLATFORMS INCSOLE	CL A	6.32K	SH	$3.07M 1.77%	70.00	6.25K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	55.11K	SH	$2.76M 1.59%	55.11K	0.00
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	34.42K	SH	$2.64M 1.52%	7.19K	27.23K
ISHARES TRSOLE	CORE US AGGBD ET	24.83K	SH	$2.43M 1.40%	15.29K	9.54K
ISHARES TRSOLE	CORE S&P SCP ETF	21.67K	SH	$2.39M 1.38%	2.55K	19.11K
ALPHABET INCSOLE	CAP STK CL C	15.22K	SH	$2.32M 1.34%	242.00	14.98K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	29.51K	SH	$2.28M 1.31%	8.73K	20.77K
MASTERCARD INCORPORATEDSOLE	CL A	4.07K	SH	$1.96M 1.13%	178.00	3.89K
ISHARES TRSOLE	US HLTHCARE ETF	29.79K	SH	$1.84M 1.06%	6.67K	23.11K
ISHARES TRSOLE	3 7 YR TREAS BD	15.86K	SH	$1.84M 1.06%	4.38K	11.48K
VANGUARD INDEX FDSSOLE	GROWTH ETF	4.86K	SH	$1.67M 0.96%	1.66K	3.20K

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