ATWOOD BRIAN G reported 3 transactions at CERO THERAPEUTICS HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 2/16/2024ACC: 0001213900-24-015024
Director
Since Oct 2021
+374.74K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
374.74K acquired
Non-Derivative Transactions3
Common Stock
Direct
Shares
+125K
Price / share
—
Trade value
—
% of position
New position
2/14/2024
0.00→125K
Common Stock
Indirect
Shares
+100.53K
Price / share
—
Trade value
—
% of position
New position
2/14/2024
0.00→100.53K
Common Stock
Indirect
Shares
+148.21K
Price / share
—
Trade value
—
% of position
147.4%
2/14/2024
100.53K→248.74K
Total
Net shares
+373.74K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/14/2024 | J · J | +125K | — | — | New position | 0.00 | 125K |
| Common Stock Indirect | 2/14/2024 | J · J | +100.53K | — | — | New position | 0.00 | 100.53K |
| Common Stock Indirect | 2/14/2024 | J · J | +148.21K | — | — | 147.4% | 100.53K | 248.74K |
| Total | +373.74K | $0.00 | ||||||
Derivative Transactions1
Series A Convertible Preferred Stock
Indirect
Converts to
Common Stock
100.20K shares
Shares
+1K
Strike price
10
Held after
1K
Exercisable
—
2/14/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred Stock Indirect | Common Stock100.20K shares | 2/14/2024 | A · Award | +1K | 10 | — | 1K |