ATHYRIUM OPPORTUNITIES III CO-INVEST 1 LP

PrivateCIK: 1815260

Location

NEW YORK, NY

ATHYRIUM OPPORTUNITIES III CO-INVEST 1 LP

Filed: 8/14/2024ACC: 0000950170-24-097355

InsiderATHYRIUM OPPORTUNITIES III CO-INVEST 1 LPCIK 1815260

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IssuerBIORA THERAPEUTICS, INC.CIK 1580063

10% Owner

Since Jun 2020

0.00

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

12

Total transactions

8.41M acquired · 8.41M disposed

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions12

11.00%/13. 00% Convertible Senior Secured Notes due 2028

Indirect

D · Disposition

Converts to

Common Stock

11.79M shares

Shares

−N/A

Strike price

1.56

Held after

N/A

Exercisable

—

8/12/2024

11.00%/13. 00% Convertible Senior Secured Notes due 2028

Indirect

A · Award

Converts to

Common Stock

24.32M shares

Shares

+N/A

Strike price

0.76

Held after

N/A

Exercisable

—

8/12/2024

Warrant

Indirect

D · Disposition

Converts to

Common Stock

323.89K shares

Shares

−323.89K

Strike price

8.22

Held after

0.00

Exercisable

—

8/12/2024

Warrant

Indirect

A · Award

Converts to

Common Stock

323.89K shares

Shares

+323.89K

Strike price

0.60

Held after

323.89K

Exercisable

—

8/12/2024

Warrant

Indirect

D · Disposition

Converts to

Common Stock

500.25K shares

Shares

−500.25K

Strike price

8.22

Held after

0.00

Exercisable

—

8/12/2024

Warrant

Indirect

A · Award

Converts to

Common Stock

500.25K shares

Shares

+500.25K

Strike price

0.60

Held after

500.25K

Exercisable

—

8/12/2024

Warrant

Indirect

D · Disposition

Converts to

Common Stock

2.09M shares

Shares

−2.09M

Strike price

5.00

Held after

0.00

Exercisable

—

8/12/2024

Warrant

Indirect

A · Award

Converts to

Common Stock

2.09M shares

Shares

+2.09M

Strike price

0.60

Held after

2.09M

Exercisable

—

8/12/2024

Warrant

Indirect

D · Disposition

Converts to

Common Stock

5.04M shares

Shares

−5.04M

Strike price

5.50

Held after

0.00

Exercisable

—

8/12/2024

Warrant

Indirect

A · Award

Converts to

Common Stock

5.04M shares

Shares

+5.04M

Strike price

0.60

Held after

5.04M

Exercisable

—

8/12/2024

Warrant

Indirect

D · Disposition

Converts to

Common Stock

457.25K shares

Shares

−457.25K

Strike price

0.63

Held after

0.00

Exercisable

—

8/12/2024

Warrant

Indirect

A · Award

Converts to

Common Stock

457.25K shares

Shares

+457.25K

Strike price

0.60

Held after

457.25K

Exercisable

—

8/12/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
11.00%/13. 00% Convertible Senior Secured Notes due 2028 Indirect	Common Stock11.79M shares	8/12/2024	D · Disposition	−N/A	1.56	—	N/A
11.00%/13. 00% Convertible Senior Secured Notes due 2028 Indirect	Common Stock24.32M shares	8/12/2024	A · Award	+N/A	0.76	—	N/A
Warrant Indirect	Common Stock323.89K shares	8/12/2024	D · Disposition	−323.89K	8.22	—	0.00
Warrant Indirect	Common Stock323.89K shares	8/12/2024	A · Award	+323.89K	0.60	—	323.89K
Warrant Indirect	Common Stock500.25K shares	8/12/2024	D · Disposition	−500.25K	8.22	—	0.00
Warrant Indirect	Common Stock500.25K shares	8/12/2024	A · Award	+500.25K	0.60	—	500.25K
Warrant Indirect	Common Stock2.09M shares	8/12/2024	D · Disposition	−2.09M	5.00	—	0.00
Warrant Indirect	Common Stock2.09M shares	8/12/2024	A · Award	+2.09M	0.60	—	2.09M
Warrant Indirect	Common Stock5.04M shares	8/12/2024	D · Disposition	−5.04M	5.50	—	0.00
Warrant Indirect	Common Stock5.04M shares	8/12/2024	A · Award	+5.04M	0.60	—	5.04M
Warrant Indirect	Common Stock457.25K shares	8/12/2024	D · Disposition	−457.25K	0.63	—	0.00
Warrant Indirect	Common Stock457.25K shares	8/12/2024	A · Award	+457.25K	0.60	—	457.25K

ATHYRIUM OPPORTUNITIES III CO-INVEST 1 LP — Insider Transaction (Form 4) Filed Aug 14, 2024 | Finecho