ATHYRIUM OPPORTUNITIES III CO-INVEST 1 LP

PrivateCIK: 1815260
Location

NEW YORK, NY

10% Owner
Since Jun 2020
-28.99M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
24.51M acquired · 53.50M disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions5

11.00% / 13.00% Convertible Senior Secured Notes due 2028

Indirect
A · Award
Converts to

Common Stock

4.46M shares

Shares

+6.95M

Strike price

1.56

Held after

6.95M

Exercisable

12/18/2023

Warrant

Indirect
A · Award
Converts to

Common Stock

2.09M shares

Shares

+2.09M

Strike price

5.00

Held after

2.09M

Exercisable

12/18/2023

7.25% Convertible Senior Notes due 2025

Indirect
D · Disposition
Converts to

Common Stock

594.94K shares

Shares

53.50M

Strike price

89.9248

Held after

0.00

Exercisable

12/18/2023

11.00% / 13.00% Convertible Senior Secured Notes due 2028

Indirect
A · Award
Converts to

Common Stock

6.69M shares

Shares

+10.43M

Strike price

1.56

Held after

17.38M

Exercisable

12/18/2023

Warrant

Indirect
A · Award
Converts to

Common Stock

5.04M shares

Shares

+5.04M

Strike price

5.50

Held after

5.04M

Exercisable

12/18/2023
ATHYRIUM OPPORTUNITIES III CO-INVEST 1 LP — Insider Transaction (Form 4) Filed Dec 20, 2023 | Finecho