ASTOR INVESTMENT MANAGEMENT LLC

Filed: 4/30/2024ACC: 0001172661-24-001952

📋 What this filing means

ASTOR INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 30 equity positions with a total reported market value of $251.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$251.78M

Total AUM (reported)

4.96M

Total Shares

Allocation by class

PORTFOLIO S&P500$24.86M9.9%

HENDRSON AAA CL$23.99M9.5%

BLOOMBERG INVT$23.64M9.4%

FT VEST US EQT$22.51M8.9%

S&P500 EQL WGT$19.67M7.8%

RL EST SEL SEC$12.19M4.8%

PORTFOLIO EMG MK$10.60M4.2%

Portfolio Concentration

Top 3$72.49M28.8%

4–10$95.79M38.0%

11–25$81.81M32.5%

Rest$1.69M0.7%

Top 3 weight

28.8%

Top 10 weight

66.8%

Voting Authority Distribution

Total shares with voting rights: 4.96M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.96M

% of voting shares100.0%

Investment Discretion (by position count)

Sole0

Shared0

Other30

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings30

Rows:

SPDR SER TR

DFND

PORTFOLIO S&P500

Shares404.08K

TypeSH

Market value$24.86M

9.87%

Sole

0.00

Shared

0.00

None

404.08K

JANUS DETROIT STR TR

DFND

HENDRSON AAA CL

Shares472.78K

TypeSH

Market value$23.99M

9.53%

Sole

0.00

Shared

0.00

None

472.78K

SPDR SER TR

DFND

BLOOMBERG INVT

Shares766.63K

TypeSH

Market value$23.64M

9.39%

Sole

0.00

Shared

0.00

None

766.63K

FIRST TR EXCHNG TRADED FD VI

DFND

FT VEST US EQT

Shares506.52K

TypeSH

Market value$22.51M

8.94%

Sole

0.00

Shared

0.00

None

506.52K

INVESCO EXCHANGE TRADED FD T

DFND

S&P500 EQL WGT

Shares116.16K

TypeSH

Market value$19.67M

7.81%

Sole

0.00

Shared

0.00

None

116.16K

SELECT SECTOR SPDR TR

DFND

RL EST SEL SEC

Shares308.27K

TypeSH

Market value$12.19M

4.84%

Sole

0.00

Shared

0.00

None

308.27K

SPDR INDEX SHS FDS

DFND

PORTFOLIO EMG MK

Shares292.91K

TypeSH

Market value$10.60M

4.21%

Sole

0.00

Shared

0.00

None

292.91K

SPDR SER TR

DFND

PORTFOLI S&P1500

Shares163.24K

TypeSH

Market value$10.47M

4.16%

Sole

0.00

Shared

0.00

None

163.24K

SSGA ACTIVE ETF TR

DFND

BLACKSTONE SENR

Shares242.08K

TypeSH

Market value$10.19M

4.05%

Sole

0.00

Shared

0.00

None

242.08K

SIMPLIFY EXCHANGE TRADED FUN

DFND

ENHANCED INM ETF

Shares416.06K

TypeSH

Market value$10.15M

4.03%

Sole

0.00

Shared

0.00

None

416.06K

FIRST TR EXCHANGE-TRADED FD

DFND

SMID RISNG ETF

Shares247.08K

TypeSH

Market value$8.60M

3.42%

Sole

0.00

Shared

0.00

None

247.08K

SELECT SECTOR SPDR TR

DFND

SBI CONS DISCR

Shares46.60K

TypeSH

Market value$8.57M

3.40%

Sole

0.00

Shared

0.00

None

46.60K

INVESCO EXCH TRADED FD TR II

DFND

NASDAQ 100 ETF

Shares46.06K

TypeSH

Market value$8.42M

3.34%

Sole

0.00

Shared

0.00

None

46.06K

PIMCO ETF TR

DFND

MULTISECTOR BD

Shares321.95K

TypeSH

Market value$8.29M

3.29%

Sole

0.00

Shared

0.00

None

321.95K

BONDBLOXX ETF TRUST

DFND

BLOOMBERG SEVEN

Shares174.13K

TypeSH

Market value$8.27M

3.28%

Sole

0.00

Shared

0.00

None

174.13K

VANGUARD WORLD FD

DFND

COMM SRVC ETF

Shares55.13K

TypeSH

Market value$7.23M

2.87%

Sole

0.00

Shared

0.00

None

55.13K

SELECT SECTOR SPDR TR

DFND

INDL

Shares54.66K

TypeSH

Market value$6.89M

2.73%

Sole

0.00

Shared

0.00

None

54.66K

ISHARES TR

DFND

0-3 MNTH TREASRY

Shares61.45K

TypeSH

Market value$6.19M

2.46%

Sole

0.00

Shared

0.00

None

61.45K

ISHARES TR

DFND

SHORT TREAS BD

Shares55.70K

TypeSH

Market value$6.16M

2.45%

Sole

0.00

Shared

0.00

None

55.70K

SELECT SECTOR SPDR TR

DFND

SBI CONS STPLS

Shares66.54K

TypeSH

Market value$5.08M

2.02%

Sole

0.00

Shared

0.00

None

66.54K

SELECT SECTOR SPDR TR

DFND

ENERGY

Shares33.51K

TypeSH

Market value$3.16M

1.26%

Sole

0.00

Shared

0.00

None

33.51K

GOLDMAN SACHS ETF TR

DFND

ACCES TREASURY

Shares17.13K

TypeSH

Market value$1.73M

0.69%

Sole

0.00

Shared

0.00

None

17.13K

ISHARES TR

DFND

FLTG RATE NT ETF

Shares28.16K

TypeSH

Market value$1.44M

0.57%

Sole

0.00

Shared

0.00

None

28.16K

ISHARES U S ETF TR

DFND

BLACKROCK SH DUR

Shares25.45K

TypeSH

Market value$1.28M

0.51%

Sole

0.00

Shared

0.00

None

25.45K

KRANESHARES TRUST

DFND

KFA MOUNT LUCAS

Shares16.93K

TypeSH

Market value$506.0K

0.20%

Sole

0.00

Shared

0.00

None

16.93K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRDFND	PORTFOLIO S&P500	404.08K	SH	$24.86M 9.87%	404.08K
JANUS DETROIT STR TRDFND	HENDRSON AAA CL	472.78K	SH	$23.99M 9.53%	472.78K
SPDR SER TRDFND	BLOOMBERG INVT	766.63K	SH	$23.64M 9.39%	766.63K
FIRST TR EXCHNG TRADED FD VIDFND	FT VEST US EQT	506.52K	SH	$22.51M 8.94%	506.52K
INVESCO EXCHANGE TRADED FD TDFND	S&P500 EQL WGT	116.16K	SH	$19.67M 7.81%	116.16K
SELECT SECTOR SPDR TRDFND	RL EST SEL SEC	308.27K	SH	$12.19M 4.84%	308.27K
SPDR INDEX SHS FDSDFND	PORTFOLIO EMG MK	292.91K	SH	$10.60M 4.21%	292.91K
SPDR SER TRDFND	PORTFOLI S&P1500	163.24K	SH	$10.47M 4.16%	163.24K
SSGA ACTIVE ETF TRDFND	BLACKSTONE SENR	242.08K	SH	$10.19M 4.05%	242.08K
SIMPLIFY EXCHANGE TRADED FUNDFND	ENHANCED INM ETF	416.06K	SH	$10.15M 4.03%	416.06K
FIRST TR EXCHANGE-TRADED FDDFND	SMID RISNG ETF	247.08K	SH	$8.60M 3.42%	247.08K
SELECT SECTOR SPDR TRDFND	SBI CONS DISCR	46.60K	SH	$8.57M 3.40%	46.60K
INVESCO EXCH TRADED FD TR IIDFND	NASDAQ 100 ETF	46.06K	SH	$8.42M 3.34%	46.06K
PIMCO ETF TRDFND	MULTISECTOR BD	321.95K	SH	$8.29M 3.29%	321.95K
BONDBLOXX ETF TRUSTDFND	BLOOMBERG SEVEN	174.13K	SH	$8.27M 3.28%	174.13K
VANGUARD WORLD FDDFND	COMM SRVC ETF	55.13K	SH	$7.23M 2.87%	55.13K
SELECT SECTOR SPDR TRDFND	INDL	54.66K	SH	$6.89M 2.73%	54.66K
ISHARES TRDFND	0-3 MNTH TREASRY	61.45K	SH	$6.19M 2.46%	61.45K
ISHARES TRDFND	SHORT TREAS BD	55.70K	SH	$6.16M 2.45%	55.70K
SELECT SECTOR SPDR TRDFND	SBI CONS STPLS	66.54K	SH	$5.08M 2.02%	66.54K
SELECT SECTOR SPDR TRDFND	ENERGY	33.51K	SH	$3.16M 1.26%	33.51K
GOLDMAN SACHS ETF TRDFND	ACCES TREASURY	17.13K	SH	$1.73M 0.69%	17.13K
ISHARES TRDFND	FLTG RATE NT ETF	28.16K	SH	$1.44M 0.57%	28.16K
ISHARES U S ETF TRDFND	BLACKROCK SH DUR	25.45K	SH	$1.28M 0.51%	25.45K
KRANESHARES TRUSTDFND	KFA MOUNT LUCAS	16.93K	SH	$506.0K 0.20%	16.93K

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