ASTOR INVESTMENT MANAGEMENT LLC

Filed: 1/30/2024ACC: 0001172661-24-000388

📋 What this filing means

ASTOR INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 29 equity positions with a total reported market value of $261.03M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$261.03M

Total AUM (reported)

4.80M

Total Shares

Allocation by class

HENDRSON AAA CL$24.85M9.5%

PORTFOLIO S&P500$24.45M9.4%

BLOOMBERG INVT$24.29M9.3%

CBOE VEST US EQT$23.12M8.9%

0-3 MNTH TREASRY$22.75M8.7%

PORTFOLI S&P1500$21.87M8.4%

S&P500 EQL WGT$19.49M7.5%

Portfolio Concentration

Top 3$73.59M28.2%

4–10$121.12M46.4%

11–25$64.43M24.7%

Rest$1.88M0.7%

Top 3 weight

28.2%

Top 10 weight

74.6%

Voting Authority Distribution

Total shares with voting rights: 4.80M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.80M

% of voting shares100.0%

Investment Discretion (by position count)

Sole0

Shared0

Other29

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings29

Rows:

JANUS DETROIT STR TR

DFND

HENDRSON AAA CL

Shares494.07K

TypeSH

Market value$24.85M

9.52%

Sole

0.00

Shared

0.00

None

494.07K

SPDR SER TR

DFND

PORTFOLIO S&P500

Shares437.34K

TypeSH

Market value$24.45M

9.37%

Sole

0.00

Shared

0.00

None

437.34K

SPDR SER TR

DFND

BLOOMBERG INVT

Shares794.04K

TypeSH

Market value$24.29M

9.31%

Sole

0.00

Shared

0.00

None

794.04K

FIRST TR EXCHNG TRADED FD VI

DFND

CBOE VEST US EQT

Shares661.55K

TypeSH

Market value$23.12M

8.86%

Sole

0.00

Shared

0.00

None

661.55K

ISHARES TR

DFND

0-3 MNTH TREASRY

Shares226.90K

TypeSH

Market value$22.75M

8.72%

Sole

0.00

Shared

0.00

None

226.90K

SPDR SER TR

DFND

PORTFOLI S&P1500

Shares374.15K

TypeSH

Market value$21.87M

8.38%

Sole

0.00

Shared

0.00

None

374.15K

INVESCO EXCHANGE TRADED FD T

DFND

S&P500 EQL WGT

Shares123.49K

TypeSH

Market value$19.49M

7.47%

Sole

0.00

Shared

0.00

None

123.49K

SPDR SER TR

DFND

BLOOMBERG 1-3 MO

Shares136.90K

TypeSH

Market value$12.51M

4.79%

Sole

0.00

Shared

0.00

None

136.90K

SPDR INDEX SHS FDS

DFND

PORTFOLIO EMG MK

Shares304.42K

TypeSH

Market value$10.78M

4.13%

Sole

0.00

Shared

0.00

None

304.42K

SPDR SER TR

DFND

SSGA US LRG ETF

Shares73.12K

TypeSH

Market value$10.60M

4.06%

Sole

0.00

Shared

0.00

None

73.12K

SIMPLIFY EXCHANGE TRADED FUN

DFND

ENHANCED INM ETF

Shares426.30K

TypeSH

Market value$10.47M

4.01%

Sole

0.00

Shared

0.00

None

426.30K

ISHARES TR

DFND

SHORT TREAS BD

Shares78.39K

TypeSH

Market value$8.63M

3.31%

Sole

0.00

Shared

0.00

None

78.39K

SELECT SECTOR SPDR TR

DFND

SBI CONS DISCR

Shares35.74K

TypeSH

Market value$6.39M

2.45%

Sole

0.00

Shared

0.00

None

35.74K

ISHARES U S ETF TR

DFND

BLACKROCK SH DUR

Shares108.40K

TypeSH

Market value$5.48M

2.10%

Sole

0.00

Shared

0.00

None

108.40K

VANGUARD WORLD FDS

DFND

COMM SRVC ETF

Shares44.14K

TypeSH

Market value$5.20M

1.99%

Sole

0.00

Shared

0.00

None

44.14K

SELECT SECTOR SPDR TR

DFND

INDL

Shares41.70K

TypeSH

Market value$4.75M

1.82%

Sole

0.00

Shared

0.00

None

41.70K

SPDR SER TR

DFND

PORTFOLIO S&P600

Shares105.95K

TypeSH

Market value$4.47M

1.71%

Sole

0.00

Shared

0.00

None

105.95K

SPDR SER TR

DFND

PORTFOLIO S&P400

Shares89.49K

TypeSH

Market value$4.36M

1.67%

Sole

0.00

Shared

0.00

None

89.49K

SELECT SECTOR SPDR TR

DFND

SBI CONS STPLS

Shares54.11K

TypeSH

Market value$3.90M

1.49%

Sole

0.00

Shared

0.00

None

54.11K

ISHARES TR

DFND

FLTG RATE NT ETF

Shares69.66K

TypeSH

Market value$3.53M

1.35%

Sole

0.00

Shared

0.00

None

69.66K

SELECT SECTOR SPDR TR

DFND

ENERGY

Shares27.87K

TypeSH

Market value$2.34M

0.90%

Sole

0.00

Shared

0.00

None

27.87K

GOLDMAN SACHS ETF TR

DFND

ACCES TREASURY

Shares17.52K

TypeSH

Market value$1.75M

0.67%

Sole

0.00

Shared

0.00

None

17.52K

SELECT SECTOR SPDR TR

DFND

SBI MATERIALS

Shares16.13K

TypeSH

Market value$1.38M

0.53%

Sole

0.00

Shared

0.00

None

16.13K

ISHARES TR

DFND

20 YR TR BD ETF

Shares10.51K

TypeSH

Market value$1.04M

0.40%

Sole

0.00

Shared

0.00

None

10.51K

KRANESHARES TR

DFND

KFA MOUNT LUCAS

Shares26.27K

TypeSH

Market value$757.2K

0.29%

Sole

0.00

Shared

0.00

None

26.27K

Issuer	Class	Shares	Type	Value / Portfolio %	None
JANUS DETROIT STR TRDFND	HENDRSON AAA CL	494.07K	SH	$24.85M 9.52%	494.07K
SPDR SER TRDFND	PORTFOLIO S&P500	437.34K	SH	$24.45M 9.37%	437.34K
SPDR SER TRDFND	BLOOMBERG INVT	794.04K	SH	$24.29M 9.31%	794.04K
FIRST TR EXCHNG TRADED FD VIDFND	CBOE VEST US EQT	661.55K	SH	$23.12M 8.86%	661.55K
ISHARES TRDFND	0-3 MNTH TREASRY	226.90K	SH	$22.75M 8.72%	226.90K
SPDR SER TRDFND	PORTFOLI S&P1500	374.15K	SH	$21.87M 8.38%	374.15K
INVESCO EXCHANGE TRADED FD TDFND	S&P500 EQL WGT	123.49K	SH	$19.49M 7.47%	123.49K
SPDR SER TRDFND	BLOOMBERG 1-3 MO	136.90K	SH	$12.51M 4.79%	136.90K
SPDR INDEX SHS FDSDFND	PORTFOLIO EMG MK	304.42K	SH	$10.78M 4.13%	304.42K
SPDR SER TRDFND	SSGA US LRG ETF	73.12K	SH	$10.60M 4.06%	73.12K
SIMPLIFY EXCHANGE TRADED FUNDFND	ENHANCED INM ETF	426.30K	SH	$10.47M 4.01%	426.30K
ISHARES TRDFND	SHORT TREAS BD	78.39K	SH	$8.63M 3.31%	78.39K
SELECT SECTOR SPDR TRDFND	SBI CONS DISCR	35.74K	SH	$6.39M 2.45%	35.74K
ISHARES U S ETF TRDFND	BLACKROCK SH DUR	108.40K	SH	$5.48M 2.10%	108.40K
VANGUARD WORLD FDSDFND	COMM SRVC ETF	44.14K	SH	$5.20M 1.99%	44.14K
SELECT SECTOR SPDR TRDFND	INDL	41.70K	SH	$4.75M 1.82%	41.70K
SPDR SER TRDFND	PORTFOLIO S&P600	105.95K	SH	$4.47M 1.71%	105.95K
SPDR SER TRDFND	PORTFOLIO S&P400	89.49K	SH	$4.36M 1.67%	89.49K
SELECT SECTOR SPDR TRDFND	SBI CONS STPLS	54.11K	SH	$3.90M 1.49%	54.11K
ISHARES TRDFND	FLTG RATE NT ETF	69.66K	SH	$3.53M 1.35%	69.66K
SELECT SECTOR SPDR TRDFND	ENERGY	27.87K	SH	$2.34M 0.90%	27.87K
GOLDMAN SACHS ETF TRDFND	ACCES TREASURY	17.52K	SH	$1.75M 0.67%	17.52K
SELECT SECTOR SPDR TRDFND	SBI MATERIALS	16.13K	SH	$1.38M 0.53%	16.13K
ISHARES TRDFND	20 YR TR BD ETF	10.51K	SH	$1.04M 0.40%	10.51K
KRANESHARES TRDFND	KFA MOUNT LUCAS	26.27K	SH	$757.2K 0.29%	26.27K

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