Filed: 11/2/2023ACC: 0001172661-23-003596
📋 What this filing means
ASTOR INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 26 equity positions with a total reported market value of $265.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
26
Positions
$265.61M
Total AUM (reported)
4.49M
Total Shares
Allocation by class
BLOOMBERG INVT$30.04M11.3%
HENDRSON AAA CL$26.22M9.9%
BLOOMBERG 1-3 MO$24.72M9.3%
PORTFOLIO S&P500$24.59M9.3%
0-3 MNTH TREASRY$24.25M9.1%
PORTFOLI S&P1500$21.76M8.2%
SSGA US LRG ETF$19.21M7.2%
Portfolio Concentration
Top 3$80.98M30.5%
4–10$128.01M48.2%
11–25$56.26M21.2%
Rest$356.8K0.1%
Top 3 weight
30.5%
Top 10 weight
78.7%
Voting Authority Distribution
Total shares with voting rights: 4.49M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.49M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other26
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings26
Rows:
SPDR SER TR
DFNDShares977.99K
TypeSH
Market value$30.04M
11.31%
Sole
0.00
Shared
0.00
None
977.99K
JANUS DETROIT STR TR
DFNDShares520.96K
TypeSH
Market value$26.22M
9.87%
Sole
0.00
Shared
0.00
None
520.96K
SPDR SER TR
DFNDShares269.17K
TypeSH
Market value$24.72M
9.31%
Sole
0.00
Shared
0.00
None
269.17K
SPDR SER TR
DFNDShares489.24K
TypeSH
Market value$24.59M
9.26%
Sole
0.00
Shared
0.00
None
489.24K
ISHARES TR
DFNDShares240.88K
TypeSH
Market value$24.25M
9.13%
Sole
0.00
Shared
0.00
None
240.88K
SPDR SER TR
DFNDShares414.46K
TypeSH
Market value$21.76M
8.19%
Sole
0.00
Shared
0.00
None
414.46K
SPDR SER TR
DFNDShares143.89K
TypeSH
Market value$19.21M
7.23%
Sole
0.00
Shared
0.00
None
143.89K
GOLDMAN SACHS ETF TR
DFNDShares151.22K
TypeSH
Market value$15.14M
5.70%
Sole
0.00
Shared
0.00
None
151.22K
FIRST TR EXCHNG TRADED FD VI
DFNDShares323.81K
TypeSH
Market value$12.62M
4.75%
Sole
0.00
Shared
0.00
None
323.81K
ISHARES TR
DFNDShares94.55K
TypeSH
Market value$10.45M
3.93%
Sole
0.00
Shared
0.00
None
94.55K
INVESCO EXCHANGE TRADED FD T
DFNDShares73.22K
TypeSH
Market value$10.37M
3.91%
Sole
0.00
Shared
0.00
None
73.22K
VICTORY PORTFOLIOS II
DFNDShares206.10K
TypeSH
Market value$10.08M
3.80%
Sole
0.00
Shared
0.00
None
206.10K
ISHARES INC
DFNDShares173.90K
TypeSH
Market value$8.67M
3.26%
Sole
0.00
Shared
0.00
None
173.90K
ISHARES U S ETF TR
DFNDShares110.86K
TypeSH
Market value$5.53M
2.08%
Sole
0.00
Shared
0.00
None
110.86K
ISHARES TR
DFNDShares76.13K
TypeSH
Market value$3.87M
1.46%
Sole
0.00
Shared
0.00
None
76.13K
SELECT SECTOR SPDR TR
DFNDShares23.31K
TypeSH
Market value$3.75M
1.41%
Sole
0.00
Shared
0.00
None
23.31K
VANGUARD WORLD FDS
DFNDShares28.50K
TypeSH
Market value$3.00M
1.13%
Sole
0.00
Shared
0.00
None
28.50K
SELECT SECTOR SPDR TR
DFNDShares27.88K
TypeSH
Market value$2.83M
1.06%
Sole
0.00
Shared
0.00
None
27.88K
SELECT SECTOR SPDR TR
DFNDShares34.11K
TypeSH
Market value$2.35M
0.88%
Sole
0.00
Shared
0.00
None
34.11K
SELECT SECTOR SPDR TR
DFNDShares16.08K
TypeSH
Market value$1.45M
0.55%
Sole
0.00
Shared
0.00
None
16.08K
SPDR SER TR
DFNDShares47.41K
TypeSH
Market value$1.39M
0.52%
Sole
0.00
Shared
0.00
None
47.41K
ISHARES TR
DFNDShares12.55K
TypeSH
Market value$1.11M
0.42%
Sole
0.00
Shared
0.00
None
12.55K
SELECT SECTOR SPDR TR
DFNDShares10.47K
TypeSH
Market value$822.3K
0.31%
Sole
0.00
Shared
0.00
None
10.47K
ALPS ETF TR
DFNDShares15.94K
TypeSH
Market value$672.6K
0.25%
Sole
0.00
Shared
0.00
None
15.94K
SPDR S&P 500 ETF TR
DFNDShares841.00
TypeSH
Market value$359.5K
0.14%
Sole
0.00
Shared
0.00
None
841.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRDFND | BLOOMBERG INVT | 977.99K | SH | $30.04M 11.31% | 0.00 | 0.00 | 977.99K |
JANUS DETROIT STR TRDFND | HENDRSON AAA CL | 520.96K | SH | $26.22M 9.87% | 0.00 | 0.00 | 520.96K |
SPDR SER TRDFND | BLOOMBERG 1-3 MO | 269.17K | SH | $24.72M 9.31% | 0.00 | 0.00 | 269.17K |
SPDR SER TRDFND | PORTFOLIO S&P500 | 489.24K | SH | $24.59M 9.26% | 0.00 | 0.00 | 489.24K |
ISHARES TRDFND | 0-3 MNTH TREASRY | 240.88K | SH | $24.25M 9.13% | 0.00 | 0.00 | 240.88K |
SPDR SER TRDFND | PORTFOLI S&P1500 | 414.46K | SH | $21.76M 8.19% | 0.00 | 0.00 | 414.46K |
SPDR SER TRDFND | SSGA US LRG ETF | 143.89K | SH | $19.21M 7.23% | 0.00 | 0.00 | 143.89K |
GOLDMAN SACHS ETF TRDFND | ACCES TREASURY | 151.22K | SH | $15.14M 5.70% | 0.00 | 0.00 | 151.22K |
FIRST TR EXCHNG TRADED FD VIDFND | US EQT BUFFER | 323.81K | SH | $12.62M 4.75% | 0.00 | 0.00 | 323.81K |
ISHARES TRDFND | SHORT TREAS BD | 94.55K | SH | $10.45M 3.93% | 0.00 | 0.00 | 94.55K |
INVESCO EXCHANGE TRADED FD TDFND | S&P500 EQL WGT | 73.22K | SH | $10.37M 3.91% | 0.00 | 0.00 | 73.22K |
VICTORY PORTFOLIOS IIDFND | SHORT TRM BD ETF | 206.10K | SH | $10.08M 3.80% | 0.00 | 0.00 | 206.10K |
ISHARES INCDFND | MSCI EMRG CHN | 173.90K | SH | $8.67M 3.26% | 0.00 | 0.00 | 173.90K |
ISHARES U S ETF TRDFND | BLACKROCK ST MAT | 110.86K | SH | $5.53M 2.08% | 0.00 | 0.00 | 110.86K |
ISHARES TRDFND | FLTG RATE NT ETF | 76.13K | SH | $3.87M 1.46% | 0.00 | 0.00 | 76.13K |
SELECT SECTOR SPDR TRDFND | SBI CONS DISCR | 23.31K | SH | $3.75M 1.41% | 0.00 | 0.00 | 23.31K |
VANGUARD WORLD FDSDFND | COMM SRVC ETF | 28.50K | SH | $3.00M 1.13% | 0.00 | 0.00 | 28.50K |
SELECT SECTOR SPDR TRDFND | INDL | 27.88K | SH | $2.83M 1.06% | 0.00 | 0.00 | 27.88K |
SELECT SECTOR SPDR TRDFND | SBI CONS STPLS | 34.11K | SH | $2.35M 0.88% | 0.00 | 0.00 | 34.11K |
SELECT SECTOR SPDR TRDFND | ENERGY | 16.08K | SH | $1.45M 0.55% | 0.00 | 0.00 | 16.08K |
SPDR SER TRDFND | PORTFOLIO SHORT | 47.41K | SH | $1.39M 0.52% | 0.00 | 0.00 | 47.41K |
ISHARES TRDFND | 20 YR TR BD ETF | 12.55K | SH | $1.11M 0.42% | 0.00 | 0.00 | 12.55K |
SELECT SECTOR SPDR TRDFND | SBI MATERIALS | 10.47K | SH | $822.3K 0.31% | 0.00 | 0.00 | 10.47K |
ALPS ETF TRDFND | ALERIAN MLP | 15.94K | SH | $672.6K 0.25% | 0.00 | 0.00 | 15.94K |
SPDR S&P 500 ETF TRDFND | TR UNIT | 841.00 | SH | $359.5K 0.14% | 0.00 | 0.00 | 841.00 |
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