ASTOR INVESTMENT MANAGEMENT LLC

Filed: 2/1/2023ACC: 0001172661-23-000378

📋 What this filing means

ASTOR INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 22 equity positions with a total reported market value of $327.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$327.14M

Total AUM (reported)

7.53M

Total Shares

Allocation by class

BLOOMBERG INVT$45.89M14.0%

BLOOMBERG 1-3 MO$44.98M13.8%

FLTG RATE NT ETF$35.47M10.8%

PORTFOLIO SHORT$34.89M10.7%

HENDRSON AAA CL$32.20M9.8%

PORTFOLIO S&P500$28.24M8.6%

BULSHS 2024 CB$23.66M7.2%

Portfolio Concentration

Top 3$126.35M38.6%

4–10$162.75M49.7%

11–25$38.04M11.6%

Top 3 weight

38.6%

Top 10 weight

88.4%

Voting Authority Distribution

Total shares with voting rights: 7.53M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

7.53M

% of voting shares100.0%

Investment Discretion (by position count)

Sole0

Shared0

Other22

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings22

Rows:

SPDR SER TR

DFND

BLOOMBERG INVT

Shares1.51M

TypeSH

Market value$45.89M

14.03%

Sole

0.00

Shared

0.00

None

1.51M

SPDR SER TR

DFND

BLOOMBERG 1-3 MO

Shares491.76K

TypeSH

Market value$44.98M

13.75%

Sole

0.00

Shared

0.00

None

491.76K

ISHARES TR

DFND

FLTG RATE NT ETF

Shares704.79K

TypeSH

Market value$35.47M

10.84%

Sole

0.00

Shared

0.00

None

704.79K

SPDR SER TR

DFND

PORTFOLIO SHORT

Shares1.19M

TypeSH

Market value$34.89M

10.67%

Sole

0.00

Shared

0.00

None

1.19M

JANUS DETROIT STR TR

DFND

HENDRSON AAA CL

Shares653.63K

TypeSH

Market value$32.20M

9.84%

Sole

0.00

Shared

0.00

None

653.63K

SPDR SER TR

DFND

PORTFOLIO S&P500

Shares627.84K

TypeSH

Market value$28.24M

8.63%

Sole

0.00

Shared

0.00

None

627.84K

INVESCO EXCH TRD SLF IDX FD

DFND

BULSHS 2024 CB

Shares1.15M

TypeSH

Market value$23.66M

7.23%

Sole

0.00

Shared

0.00

None

1.15M

ISHARES TR

DFND

SHORT TREAS BD

Shares157.54K

TypeSH

Market value$17.32M

5.29%

Sole

0.00

Shared

0.00

None

157.54K

ISHARES U S ETF TR

DFND

INT RT HDG C B

Shares148.54K

TypeSH

Market value$13.44M

4.11%

Sole

0.00

Shared

0.00

None

148.54K

SPDR SER TR

DFND

PORTFOLI S&P1500

Shares274.92K

TypeSH

Market value$13.00M

3.97%

Sole

0.00

Shared

0.00

None

274.92K

VICTORY PORTFOLIOS II

DFND

VCTRYSHS USAA CR

Shares254.34K

TypeSH

Market value$12.37M

3.78%

Sole

0.00

Shared

0.00

None

254.34K

ISHARES U S ETF TR

DFND

BLACKROCK ST MAT

Shares112.40K

TypeSH

Market value$5.54M

1.69%

Sole

0.00

Shared

0.00

None

112.40K

SELECT SECTOR SPDR TR

DFND

SBI HEALTHCARE

Shares26.62K

TypeSH

Market value$3.62M

1.11%

Sole

0.00

Shared

0.00

None

26.62K

INVESCO EXCHANGE TRADED FD T

DFND

S&P500 EQL TEC

Shares14.17K

TypeSH

Market value$3.44M

1.05%

Sole

0.00

Shared

0.00

None

14.17K

ISHARES TR

DFND

ISHS 1-5YR INVS

Shares55.53K

TypeSH

Market value$2.77M

0.85%

Sole

0.00

Shared

0.00

None

55.53K

FIRST TR EXCHANGE TRADED FD

DFND

TECH ALPHADEX

Shares29.90K

TypeSH

Market value$2.74M

0.84%

Sole

0.00

Shared

0.00

None

29.90K

SELECT SECTOR SPDR TR

DFND

COMMUNICATION

Shares40.87K

TypeSH

Market value$1.96M

0.60%

Sole

0.00

Shared

0.00

None

40.87K

SELECT SECTOR SPDR TR

DFND

SBI CONS STPLS

Shares24.85K

TypeSH

Market value$1.85M

0.57%

Sole

0.00

Shared

0.00

None

24.85K

ALPS ETF TR

DFND

ALERIAN MLP

Shares38.52K

TypeSH

Market value$1.47M

0.45%

Sole

0.00

Shared

0.00

None

38.52K

SELECT SECTOR SPDR TR

DFND

ENERGY

Shares13.65K

TypeSH

Market value$1.19M

0.36%

Sole

0.00

Shared

0.00

None

13.65K

SELECT SECTOR SPDR TR

DFND

SBI MATERIALS

Shares7.24K

TypeSH

Market value$562.7K

0.17%

Sole

0.00

Shared

0.00

None

7.24K

ISHARES TR

DFND

CORE HIGH DV ETF

Shares5.11K

TypeSH

Market value$533.0K

0.16%

Sole

0.00

Shared

0.00

None

5.11K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRDFND	BLOOMBERG INVT	1.51M	SH	$45.89M 14.03%	1.51M
SPDR SER TRDFND	BLOOMBERG 1-3 MO	491.76K	SH	$44.98M 13.75%	491.76K
ISHARES TRDFND	FLTG RATE NT ETF	704.79K	SH	$35.47M 10.84%	704.79K
SPDR SER TRDFND	PORTFOLIO SHORT	1.19M	SH	$34.89M 10.67%	1.19M
JANUS DETROIT STR TRDFND	HENDRSON AAA CL	653.63K	SH	$32.20M 9.84%	653.63K
SPDR SER TRDFND	PORTFOLIO S&P500	627.84K	SH	$28.24M 8.63%	627.84K
INVESCO EXCH TRD SLF IDX FDDFND	BULSHS 2024 CB	1.15M	SH	$23.66M 7.23%	1.15M
ISHARES TRDFND	SHORT TREAS BD	157.54K	SH	$17.32M 5.29%	157.54K
ISHARES U S ETF TRDFND	INT RT HDG C B	148.54K	SH	$13.44M 4.11%	148.54K
SPDR SER TRDFND	PORTFOLI S&P1500	274.92K	SH	$13.00M 3.97%	274.92K
VICTORY PORTFOLIOS IIDFND	VCTRYSHS USAA CR	254.34K	SH	$12.37M 3.78%	254.34K
ISHARES U S ETF TRDFND	BLACKROCK ST MAT	112.40K	SH	$5.54M 1.69%	112.40K
SELECT SECTOR SPDR TRDFND	SBI HEALTHCARE	26.62K	SH	$3.62M 1.11%	26.62K
INVESCO EXCHANGE TRADED FD TDFND	S&P500 EQL TEC	14.17K	SH	$3.44M 1.05%	14.17K
ISHARES TRDFND	ISHS 1-5YR INVS	55.53K	SH	$2.77M 0.85%	55.53K
FIRST TR EXCHANGE TRADED FDDFND	TECH ALPHADEX	29.90K	SH	$2.74M 0.84%	29.90K
SELECT SECTOR SPDR TRDFND	COMMUNICATION	40.87K	SH	$1.96M 0.60%	40.87K
SELECT SECTOR SPDR TRDFND	SBI CONS STPLS	24.85K	SH	$1.85M 0.57%	24.85K
ALPS ETF TRDFND	ALERIAN MLP	38.52K	SH	$1.47M 0.45%	38.52K
SELECT SECTOR SPDR TRDFND	ENERGY	13.65K	SH	$1.19M 0.36%	13.65K
SELECT SECTOR SPDR TRDFND	SBI MATERIALS	7.24K	SH	$562.7K 0.17%	7.24K
ISHARES TRDFND	CORE HIGH DV ETF	5.11K	SH	$533.0K 0.16%	5.11K