ASTOR ANDREW

PrivateCIK: 1698052

Location

SOUTH ORANGE, NJ

ASTOR ANDREW (Chief Financial Officer) exercised options at NEPHROS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

ASTOR ANDREW

Filed: 3/7/2022ACC: 0001437749-22-005408

InsiderASTOR ANDREWCIK 1698052

→

IssuerNEPHROS INCCIK 1196298

Officer· Chief Financial Officer

Since Dec 2018

0.00

Net shares

Net seller

$40.0K

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

14.81K acquired · 14.81K disposed

Non-Derivative Transactions1

Common Stock

Direct

M · Option Exercise

Shares

+14.81K

Price / share

$2.70

Trade value

$40K

% of position

19.0%

3/5/2022

77.96K→92.77K

Total

Net shares

+14.81K

Net value

$40K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/5/2022	M · Option Exercise	+14.81K	$2.70	$40K	19.0%	77.96K	92.77K
Total			+14.81K		$40K

Derivative Transactions1

Warrants (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

14.81K shares

Shares

−14.81K

Strike price

2.70

Held after

0.00

Exercisable

—

3/5/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Warrants (right to buy) Direct	Common Stock14.81K shares	3/5/2022	M · Option Exercise	−14.81K	2.70	—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)7

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

20K

Exercise price

8.3000

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

64.40K

Shares owned

64.40K

Exercise price

4.1400

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

152.06K

Shares owned

152.06K

Exercise price

7.0700

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

46.52K

Shares owned

46.52K

Exercise price

2.6400

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

22.22K

Shares owned

22.22K

Exercise price

5.8500

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

38.61K

Shares owned

38.61K

Exercise price

6.8200

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

5.56K

Shares owned

5.56K

Exercise price

4.5000

Expiration

—

Exercise window

—

Total

Underlying

349.38K

Owned

349.38K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (right to buy) Direct	Common Stock	8.3000	—	—	20K	20K
Stock Option (right to buy) Direct	Common Stock	4.1400	—	—	64.40K	64.40K
Stock Option (right to buy) Direct	Common Stock	7.0700	—	—	152.06K	152.06K
Stock Option (right to buy) Direct	Common Stock	2.6400	—	—	46.52K	46.52K
Stock Option (right to buy) Direct	Common Stock	5.8500	—	—	22.22K	22.22K
Stock Option (right to buy) Direct	Common Stock	6.8200	—	—	38.61K	38.61K
Stock Option (right to buy) Direct	Common Stock	4.5000	—	—	5.56K	5.56K
Total					349.38K	349.38K

ASTOR ANDREW — Insider Transaction (Form 4) Filed Mar 7, 2022 | Finecho