ASTOR ANDREW

PrivateCIK: 1698052

Location

SOUTH ORANGE, NJ

ASTOR ANDREW

Filed: 12/16/2021ACC: 0001437749-21-028832

InsiderASTOR ANDREWCIK 1698052

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IssuerNEPHROS INCCIK 1196298

Officer· Chief Financial Officer

Since Dec 2018

+38.61K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

1

Total transactions

38.61K acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions1

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Stock

38.61K shares

Shares

+38.61K

Strike price

6.82

Held after

38.61K

Exercisable

—

12/14/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (right to buy) Direct	Common Stock38.61K shares	12/14/2021	A · Award	+38.61K	6.82	—	38.61K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Direct

Shares owned77.96K

Total

77.96K direct77.96K

Security Title	Shares Owned	Ownership Type
Common Stock	77.96K	Direct
Total	77.96K	77.96K direct

Derivative Holdings (Post-Transaction)7

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

46.52K

Shares owned

46.52K

Exercise price

2.6400

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

64.40K

Shares owned

64.40K

Exercise price

4.1400

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

20K

Exercise price

8.3000

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

152.06K

Shares owned

152.06K

Exercise price

7.0700

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

22.22K

Shares owned

22.22K

Exercise price

5.8500

Expiration

—

Exercise window

—

Warrants (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

14.81K

Shares owned

14.81K

Exercise price

2.7000

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

5.56K

Shares owned

5.56K

Exercise price

4.5000

Expiration

—

Exercise window

—

Total

Underlying

325.58K

Owned

325.58K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (right to buy) Direct	Common Stock	2.6400	—	—	46.52K	46.52K
Stock Option (right to buy) Direct	Common Stock	4.1400	—	—	64.40K	64.40K
Stock Option (right to buy) Direct	Common Stock	8.3000	—	—	20K	20K
Stock Option (right to buy) Direct	Common Stock	7.0700	—	—	152.06K	152.06K
Stock Option (right to buy) Direct	Common Stock	5.8500	—	—	22.22K	22.22K
Warrants (right to buy) Direct	Common Stock	2.7000	—	—	14.81K	14.81K
Stock Option (right to buy) Direct	Common Stock	4.5000	—	—	5.56K	5.56K
Total					325.58K	325.58K

ASTOR ANDREW — Insider Transaction (Form 4) Filed Dec 16, 2021 | Finecho