Filed: 2/5/2020ACC: 0000914190-20-000042
Officer· Chief Financial Officer
Since Dec 2018
+33.28K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
33.28K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Stock Option (right to buy)
Direct
Converts to
Common Stock
19.32K shares
Shares
+19.32K
Strike price
4.14
Held after
64.40K
Exercisable
—
2/1/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
13.96K shares
Shares
+13.96K
Strike price
2.64
Held after
46.52K
Exercisable
—
2/1/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock19.32K shares | 2/1/2020 | A · Award | +19.32K | 4.14 | — | 64.40K |
| Stock Option (right to buy) Direct | Common Stock13.96K shares | 2/1/2020 | A · Award | +13.96K | 2.64 | — | 46.52K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned68.31K
Total
68.31K direct68.31K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 68.31K | Direct |
| Total | 68.31K | 68.31K direct |
Derivative Holdings (Post-Transaction)4
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
22.22K
Shares owned
22.22K
Exercise price
5.85
Expiration
—
Exercise window
—
Warrants (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
14.81K
Shares owned
14.81K
Exercise price
2.70
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
20K
Shares owned
20K
Exercise price
8.30
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
5.56K
Shares owned
5.56K
Exercise price
4.50
Expiration
—
Exercise window
—
Total
Underlying
62.59K
Owned
62.59K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 5.85 | — | — | 22.22K | 22.22K |
| Warrants (right to buy) Direct | Common Stock | 2.70 | — | — | 14.81K | 14.81K |
| Stock Option (right to buy) Direct | Common Stock | 8.30 | — | — | 20K | 20K |
| Stock Option (right to buy) Direct | Common Stock | 4.50 | — | — | 5.56K | 5.56K |
| Total | 62.59K | 62.59K | ||||