ASTOR ANDREW (Chief Financial Officer) received a stock award from NEPHROS INC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

ASTOR ANDREW

Filed: 12/18/2019ACC: 0000914190-19-000510

InsiderASTOR ANDREWCIK 1698052

→

IssuerNEPHROS INCCIK 1196298

Officer· Chief Financial Officer

Since Dec 2018

+26.85K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

26.85K acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

+6.85K

Price / share

—

Trade value

—

% of position

11.1%

12/16/2019

61.46K→68.31K

Total

Net shares

+6.85K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/16/2019	A · Award	+6.85K	—	—	11.1%	61.46K	68.31K
Total			+6.85K		$0.00

Derivative Transactions1

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Stock

20K shares

+20K

Strike price

8.30

Held after

20K

Exercisable

—

12/16/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (right to buy) Direct	Common Stock20K shares	12/16/2019	A · Award	+20K	8.30	—	20K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Warrants (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

14.81K

Shares owned

14.81K

Exercise price

2.70

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

32.57K

Shares owned

32.57K

Exercise price

2.64

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

5.56K

Shares owned

5.56K

Exercise price

4.50

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

22.22K

Shares owned

22.22K

Exercise price

5.85

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

45.08K

Shares owned

45.08K

Exercise price

4.14

Expiration

—

Exercise window

—

Total

Underlying

120.24K

Owned

120.24K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrants (right to buy) Direct	Common Stock	2.70	—	—	14.81K	14.81K
Stock Option (right to buy) Direct	Common Stock	2.64	—	—	32.57K	32.57K
Stock Option (right to buy) Direct	Common Stock	4.50	—	—	5.56K	5.56K
Stock Option (right to buy) Direct	Common Stock	5.85	—	—	22.22K	22.22K
Stock Option (right to buy) Direct	Common Stock	4.14	—	—	45.08K	45.08K
Total					120.24K	120.24K