ASSETMARK, INC

Filed: 5/5/2023ACC: 0001344551-23-000007

📋 What this filing means

ASSETMARK, INC filed this quarterly 13F‑HR report disclosing 1584 equity positions with a total reported market value of $24.19B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1584

Positions

$24.19B

Total AUM (reported)

316.80M

Total Shares

Allocation by class

COM$5.33B22.0%

MEGA GRWTH IND$1.33B5.5%

MEGA CAP VAL ETF$1.17B4.8%

S&P 500 ETF SHS$1.15B4.8%

1 3 YR TREAS BD$578.20M2.4%

IBOXX INV CP ETF$554.83M2.3%

20 YR TR BD ETF$499.08M2.1%

Portfolio Concentration

Top 3$3.64B15.1%

4–10$3.52B14.5%

11–25$4.29B17.8%

Rest$12.73B52.6%

Top 3 weight

15.1%

Top 10 weight

29.6%

Voting Authority Distribution

Total shares with voting rights: 316.80M

Sole

Full voting authority

316.80M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other1584

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings1584

Rows:

VANGUARD WORLD FD MEGA GRWTH IND

DFND

MEGA GRWTH IND

Shares6.50M

TypeSH

Market value$1.33B

5.49%

Sole

6.50M

Shared

0.00

None

0.00

VANGUARD WORLD FD MEGA CAP VAL ETF

DFND

MEGA CAP VAL ETF

Shares11.55M

TypeSH

Market value$1.17B

4.82%

Sole

11.55M

Shared

0.00

None

0.00

VANGUARD INDEX FDS S&P 500 ETF SHS

DFND

S&P 500 ETF SHS

Shares3.06M

TypeSH

Market value$1.15B

4.75%

Sole

3.06M

Shared

0.00

None

0.00

ISHARES TR 1 3 YR TREAS BD

DFND

1 3 YR TREAS BD

Shares7.04M

TypeSH

Market value$578.20M

2.39%

Sole

7.04M

Shared

0.00

None

0.00

ISHARES TR IBOXX INV CP ETF

DFND

IBOXX INV CP ETF

Shares5.06M

TypeSH

Market value$554.83M

2.29%

Sole

5.06M

Shared

0.00

None

0.00

ISHARES TR 20 YR TR BD ETF

DFND

20 YR TR BD ETF

Shares4.69M

TypeSH

Market value$499.08M

2.06%

Sole

4.69M

Shared

0.00

None

0.00

SPDR SER TR BLOOMBERG 1-3 MO

DFND

SPDR BLOOMBERG

Shares5.37M

TypeSH

Market value$492.80M

2.04%

Sole

5.37M

Shared

0.00

None

0.00

VANGUARD INDEX FDS SM CP VAL ETF

DFND

SM CP VAL ETF

Shares3.02M

TypeSH

Market value$480.01M

1.98%

Sole

3.02M

Shared

0.00

None

0.00

ISHARES TR 7-10 YR TRSY BD

DFND

BARCLAYS 7 10 YR

Shares4.63M

TypeSH

Market value$458.56M

1.90%

Sole

4.63M

Shared

0.00

None

0.00

ISHARES TR CORE MSCI EAFE

DFND

CORE MSCI EAFE

Shares6.80M

TypeSH

Market value$454.76M

1.88%

Sole

6.80M

Shared

0.00

None

0.00

SPDR SER TR PORTFLI INTRMDIT

DFND

PORTFLI INTRMDIT

Shares14.11M

TypeSH

Market value$408.34M

1.69%

Sole

14.11M

Shared

0.00

None

0.00

ISHARES INC CORE MSCI EMKT

DFND

CORE MSCI EMKT

Shares7.51M

TypeSH

Market value$366.58M

1.52%

Sole

7.51M

Shared

0.00

None

0.00

VANGUARD INDEX FDS MCAP VL IDXVIP

DFND

MCAP VL IDXVIP

Shares2.69M

TypeSH

Market value$360.41M

1.49%

Sole

2.69M

Shared

0.00

None

0.00

VANGUARD INDEX FDS MCAP GR IDXVIP

DFND

MCAP GR IDXVIP

Shares1.81M

TypeSH

Market value$353.37M

1.46%

Sole

1.81M

Shared

0.00

None

0.00

MICROSOFT CORP COM

DFND

COM

Shares1.12M

TypeSH

Market value$323.69M

1.34%

Sole

1.12M

Shared

0.00

None

0.00

ISHARES TR US TREAS BD ETF

DFND

US TREAS BD ETF

Shares13.70M

TypeSH

Market value$320.39M

1.32%

Sole

13.70M

Shared

0.00

None

0.00

VANGUARD INDEX FDS SML CP GRW ETF

DFND

SML CP GRW ETF

Shares1.24M

TypeSH

Market value$267.33M

1.11%

Sole

1.24M

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF

DFND

MORTG-BACK SEC

Shares5.66M

TypeSH

Market value$263.44M

1.09%

Sole

5.66M

Shared

0.00

None

0.00

VANGUARD INDEX FDS VALUE ETF

DFND

VALUE ETF

Shares1.84M

TypeSH

Market value$254.36M

1.05%

Sole

1.84M

Shared

0.00

None

0.00

APPLE INC COM

DFND

COM

Shares1.52M

TypeSH

Market value$250.56M

1.04%

Sole

1.52M

Shared

0.00

None

0.00

ISHARES TR 3 7 YR TREAS BD

DFND

3 7 YR TREAS BD

Shares1.99M

TypeSH

Market value$234.43M

0.97%

Sole

1.99M

Shared

0.00

None

0.00

PIMCO ETF TR ENHAN SHRT MA AC

DFND

ENHAN SHRT MA AC

Shares2.26M

TypeSH

Market value$224.72M

0.93%

Sole

2.26M

Shared

0.00

None

0.00

ISHARES TR ISHS 1-5YR INVS

DFND

ISHS 1-5YR INVS

Shares4.44M

TypeSH

Market value$224.65M

0.93%

Sole

4.44M

Shared

0.00

None

0.00

VANGUARD CHARLOTTE FDS TOTAL INT BD ETF

DFND

INTL BD IDX ETF

Shares4.55M

TypeSH

Market value$222.75M

0.92%

Sole

4.55M

Shared

0.00

None

0.00

ISHARES TR USD INV GRDE ETF

DFND

USD INV GRDE ETF

Shares4.34M

TypeSH

Market value$219.94M

0.91%

Sole

4.34M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD WORLD FD MEGA GRWTH INDDFND	MEGA GRWTH IND	6.50M	SH	$1.33B 5.49%	6.50M
VANGUARD WORLD FD MEGA CAP VAL ETFDFND	MEGA CAP VAL ETF	11.55M	SH	$1.17B 4.82%	11.55M
VANGUARD INDEX FDS S&P 500 ETF SHSDFND	S&P 500 ETF SHS	3.06M	SH	$1.15B 4.75%	3.06M
ISHARES TR 1 3 YR TREAS BDDFND	1 3 YR TREAS BD	7.04M	SH	$578.20M 2.39%	7.04M
ISHARES TR IBOXX INV CP ETFDFND	IBOXX INV CP ETF	5.06M	SH	$554.83M 2.29%	5.06M
ISHARES TR 20 YR TR BD ETFDFND	20 YR TR BD ETF	4.69M	SH	$499.08M 2.06%	4.69M
SPDR SER TR BLOOMBERG 1-3 MODFND	SPDR BLOOMBERG	5.37M	SH	$492.80M 2.04%	5.37M
VANGUARD INDEX FDS SM CP VAL ETFDFND	SM CP VAL ETF	3.02M	SH	$480.01M 1.98%	3.02M
ISHARES TR 7-10 YR TRSY BDDFND	BARCLAYS 7 10 YR	4.63M	SH	$458.56M 1.90%	4.63M
ISHARES TR CORE MSCI EAFEDFND	CORE MSCI EAFE	6.80M	SH	$454.76M 1.88%	6.80M
SPDR SER TR PORTFLI INTRMDITDFND	PORTFLI INTRMDIT	14.11M	SH	$408.34M 1.69%	14.11M
ISHARES INC CORE MSCI EMKTDFND	CORE MSCI EMKT	7.51M	SH	$366.58M 1.52%	7.51M
VANGUARD INDEX FDS MCAP VL IDXVIPDFND	MCAP VL IDXVIP	2.69M	SH	$360.41M 1.49%	2.69M
VANGUARD INDEX FDS MCAP GR IDXVIPDFND	MCAP GR IDXVIP	1.81M	SH	$353.37M 1.46%	1.81M
MICROSOFT CORP COMDFND	COM	1.12M	SH	$323.69M 1.34%	1.12M
ISHARES TR US TREAS BD ETFDFND	US TREAS BD ETF	13.70M	SH	$320.39M 1.32%	13.70M
VANGUARD INDEX FDS SML CP GRW ETFDFND	SML CP GRW ETF	1.24M	SH	$267.33M 1.11%	1.24M
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETFDFND	MORTG-BACK SEC	5.66M	SH	$263.44M 1.09%	5.66M
VANGUARD INDEX FDS VALUE ETFDFND	VALUE ETF	1.84M	SH	$254.36M 1.05%	1.84M
APPLE INC COMDFND	COM	1.52M	SH	$250.56M 1.04%	1.52M
ISHARES TR 3 7 YR TREAS BDDFND	3 7 YR TREAS BD	1.99M	SH	$234.43M 0.97%	1.99M
PIMCO ETF TR ENHAN SHRT MA ACDFND	ENHAN SHRT MA AC	2.26M	SH	$224.72M 0.93%	2.26M
ISHARES TR ISHS 1-5YR INVSDFND	ISHS 1-5YR INVS	4.44M	SH	$224.65M 0.93%	4.44M
VANGUARD CHARLOTTE FDS TOTAL INT BD ETFDFND	INTL BD IDX ETF	4.55M	SH	$222.75M 0.92%	4.55M
ISHARES TR USD INV GRDE ETFDFND	USD INV GRDE ETF	4.34M	SH	$219.94M 0.91%	4.34M

Page 1 of 64

…