ASSETMARK, INC

Filed: 2/10/2023ACC: 0001344551-23-000003

📋 What this filing means

ASSETMARK, INC filed this quarterly 13F‑HR report disclosing 1591 equity positions with a total reported market value of $23.07B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1591

Positions

$23.07B

Total AUM (reported)

313.46M

Total Shares

Allocation by class

COM$4.76B20.6%

MEGA CAP VAL ETF$1.17B5.1%

MEGA GRWTH IND$1.10B4.8%

S&P 500 ETF SHS$1.05B4.6%

IBOXX HI YD ETF$654.05M2.8%

BLOOMBERG 1-3 MO$632.44M2.7%

SM CP VAL ETF$475.04M2.1%

Portfolio Concentration

Top 3$3.32B14.4%

4–10$3.54B15.3%

11–25$4.03B17.5%

Rest$12.17B52.8%

Top 3 weight

14.4%

Top 10 weight

29.8%

Voting Authority Distribution

Total shares with voting rights: 313.46M

Sole

Full voting authority

313.46M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other1591

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings1591

Rows:

VANGUARD WORLD FD

DFND

MEGA CAP VAL ETF

Shares11.37M

TypeSH

Market value$1.17B

5.07%

Sole

11.37M

Shared

0.00

None

0.00

VANGUARD WORLD FD

DFND

MEGA GRWTH IND

Shares6.40M

TypeSH

Market value$1.10B

4.77%

Sole

6.40M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

DFND

S&P 500 ETF SHS

Shares3M

TypeSH

Market value$1.05B

4.57%

Sole

Shared

0.00

None

0.00

ISHARES TR

DFND

IBOXX HI YD ETF

Shares8.88M

TypeSH

Market value$654.05M

2.84%

Sole

8.88M

Shared

0.00

None

0.00

SPDR SER TR

DFND

BLOOMBERG 1-3 MO

Shares6.91M

TypeSH

Market value$632.44M

2.74%

Sole

6.91M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

DFND

SM CP VAL ETF

Shares2.99M

TypeSH

Market value$475.04M

2.06%

Sole

2.99M

Shared

0.00

None

0.00

ISHARES TR

DFND

IBOXX INV CP ETF

Shares4.33M

TypeSH

Market value$456.47M

1.98%

Sole

4.33M

Shared

0.00

None

0.00

ISHARES TR

DFND

20 YR TR BD ETF

Shares4.57M

TypeSH

Market value$454.84M

1.97%

Sole

4.57M

Shared

0.00

None

0.00

ISHARES TR

DFND

ISHS 1-5YR INVS

Shares9.03M

TypeSH

Market value$449.77M

1.95%

Sole

9.03M

Shared

0.00

None

0.00

ISHARES TR

DFND

CORE MSCI EAFE

Shares6.76M

TypeSH

Market value$416.67M

1.81%

Sole

6.76M

Shared

0.00

None

0.00

ISHARES INC

DFND

CORE MSCI EMKT

Shares7.70M

TypeSH

Market value$359.54M

1.56%

Sole

7.70M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

DFND

MCAP VL IDXVIP

Shares2.65M

TypeSH

Market value$358.39M

1.55%

Sole

2.65M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

DFND

MCAP GR IDXVIP

Shares1.79M

TypeSH

Market value$322.51M

1.40%

Sole

1.79M

Shared

0.00

None

0.00

SPDR SER TR

DFND

BLOOMBERG HIGH Y

Shares3.52M

TypeSH

Market value$316.75M

1.37%

Sole

3.52M

Shared

0.00

None

0.00

ISHARES TR

DFND

US TREAS BD ETF

Shares13.76M

TypeSH

Market value$312.54M

1.35%

Sole

13.76M

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

DFND

MTG-BKD SECS ETF

Shares6.07M

TypeSH

Market value$276.11M

1.20%

Sole

6.07M

Shared

0.00

None

0.00

MICROSOFT CORP

DFND

COM

Shares1.05M

TypeSH

Market value$252.26M

1.09%

Sole

1.05M

Shared

0.00

None

0.00

ISHARES TR

DFND

ISHS 5-10YR INVT

Shares5.08M

TypeSH

Market value$251.51M

1.09%

Sole

5.08M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

DFND

SML CP GRW ETF

Shares1.19M

TypeSH

Market value$238.53M

1.03%

Sole

1.19M

Shared

0.00

None

0.00

ISHARES TR

DFND

0-5YR HI YL CP

Shares5.80M

TypeSH

Market value$237.00M

1.03%

Sole

5.80M

Shared

0.00

None

0.00

SPDR SER TR

DFND

BBG CONV SEC ETF

Shares3.68M

TypeSH

Market value$236.85M

1.03%

Sole

3.68M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

DFND

VALUE ETF

Shares1.63M

TypeSH

Market value$228.60M

0.99%

Sole

1.63M

Shared

0.00

None

0.00

ISHARES TR

DFND

3 7 YR TREAS BD

Shares1.91M

TypeSH

Market value$219.60M

0.95%

Sole

1.91M

Shared

0.00

None

0.00

VANGUARD CHARLOTTE FDS

DFND

TOTAL INT BD ETF

Shares4.51M

TypeSH

Market value$214.04M

0.93%

Sole

4.51M

Shared

0.00

None

0.00

ISHARES TR

DFND

NATIONAL MUN ETF

Shares1.98M

TypeSH

Market value$208.65M

0.90%

Sole

1.98M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD WORLD FDDFND	MEGA CAP VAL ETF	11.37M	SH	$1.17B 5.07%	11.37M
VANGUARD WORLD FDDFND	MEGA GRWTH IND	6.40M	SH	$1.10B 4.77%	6.40M
VANGUARD INDEX FDSDFND	S&P 500 ETF SHS	3M	SH	$1.05B 4.57%	3M
ISHARES TRDFND	IBOXX HI YD ETF	8.88M	SH	$654.05M 2.84%	8.88M
SPDR SER TRDFND	BLOOMBERG 1-3 MO	6.91M	SH	$632.44M 2.74%	6.91M
VANGUARD INDEX FDSDFND	SM CP VAL ETF	2.99M	SH	$475.04M 2.06%	2.99M
ISHARES TRDFND	IBOXX INV CP ETF	4.33M	SH	$456.47M 1.98%	4.33M
ISHARES TRDFND	20 YR TR BD ETF	4.57M	SH	$454.84M 1.97%	4.57M
ISHARES TRDFND	ISHS 1-5YR INVS	9.03M	SH	$449.77M 1.95%	9.03M
ISHARES TRDFND	CORE MSCI EAFE	6.76M	SH	$416.67M 1.81%	6.76M
ISHARES INCDFND	CORE MSCI EMKT	7.70M	SH	$359.54M 1.56%	7.70M
VANGUARD INDEX FDSDFND	MCAP VL IDXVIP	2.65M	SH	$358.39M 1.55%	2.65M
VANGUARD INDEX FDSDFND	MCAP GR IDXVIP	1.79M	SH	$322.51M 1.40%	1.79M
SPDR SER TRDFND	BLOOMBERG HIGH Y	3.52M	SH	$316.75M 1.37%	3.52M
ISHARES TRDFND	US TREAS BD ETF	13.76M	SH	$312.54M 1.35%	13.76M
VANGUARD SCOTTSDALE FDSDFND	MTG-BKD SECS ETF	6.07M	SH	$276.11M 1.20%	6.07M
MICROSOFT CORPDFND	COM	1.05M	SH	$252.26M 1.09%	1.05M
ISHARES TRDFND	ISHS 5-10YR INVT	5.08M	SH	$251.51M 1.09%	5.08M
VANGUARD INDEX FDSDFND	SML CP GRW ETF	1.19M	SH	$238.53M 1.03%	1.19M
ISHARES TRDFND	0-5YR HI YL CP	5.80M	SH	$237.00M 1.03%	5.80M
SPDR SER TRDFND	BBG CONV SEC ETF	3.68M	SH	$236.85M 1.03%	3.68M
VANGUARD INDEX FDSDFND	VALUE ETF	1.63M	SH	$228.60M 0.99%	1.63M
ISHARES TRDFND	3 7 YR TREAS BD	1.91M	SH	$219.60M 0.95%	1.91M
VANGUARD CHARLOTTE FDSDFND	TOTAL INT BD ETF	4.51M	SH	$214.04M 0.93%	4.51M
ISHARES TRDFND	NATIONAL MUN ETF	1.98M	SH	$208.65M 0.90%	1.98M

Page 1 of 64

…