ASSET ALLOCATION STRATEGIES LLC

Filed: 11/17/2023ACC: 0001172661-23-004062

📋 What this filing means

ASSET ALLOCATION STRATEGIES LLC filed this quarterly 13F‑HR report disclosing 64 equity positions with a total reported market value of $216.74M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$216.74M

Total AUM (reported)

4.23M

Total Shares

Allocation by class

US DIVIDEND EQ$20.87M9.6%

UNIT SER 1$16.66M7.7%

S&P500 DOWNSID$13.49M6.2%

GLOBAL 100 ETF$9.82M4.5%

FINANCIAL$8.86M4.1%

CORE S&P SCP ETF$8.80M4.1%

STRM INFPROIDX$8.62M4.0%

Portfolio Concentration

Top 3$51.02M23.5%

4–10$60.12M27.7%

11–25$71.80M33.1%

Rest$33.80M15.6%

Top 3 weight

23.5%

Top 10 weight

51.3%

Voting Authority Distribution

Total shares with voting rights: 4.23M

Sole

Full voting authority

3.56M

% of voting shares84.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

671.38K

% of voting shares15.9%

Investment Discretion (by position count)

Sole64

Shared0

Other0

Dominant voting typeSole · 84.1% of voting shares

Institutional Holdings64

Rows:

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares294.98K

TypeSH

Market value$20.87M

9.63%

Sole

248.70K

Shared

0.00

None

46.28K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares46.49K

TypeSH

Market value$16.66M

7.68%

Sole

38.22K

Shared

0.00

None

8.27K

INVESCO ACTIVELY MANAGED ETF

SOLE

S&P500 DOWNSID

Shares433.13K

TypeSH

Market value$13.49M

6.23%

Sole

372.16K

Shared

0.00

None

60.96K

ISHARES TR

SOLE

GLOBAL 100 ETF

Shares134.04K

TypeSH

Market value$9.82M

4.53%

Sole

114.48K

Shared

0.00

None

19.56K

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares267.25K

TypeSH

Market value$8.86M

4.09%

Sole

216.45K

Shared

0.00

None

50.80K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares93.33K

TypeSH

Market value$8.80M

4.06%

Sole

79.89K

Shared

0.00

None

13.44K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares182.24K

TypeSH

Market value$8.62M

3.98%

Sole

150.99K

Shared

0.00

None

31.25K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares124.30K

TypeSH

Market value$8.50M

3.92%

Sole

99.20K

Shared

0.00

None

25.10K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares77.76K

TypeSH

Market value$8.03M

3.71%

Sole

69.10K

Shared

0.00

None

8.67K

ISHARES TR

SOLE

FALN ANGLS USD

Shares301.55K

TypeSH

Market value$7.48M

3.45%

Sole

242.88K

Shared

0.00

None

58.66K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares143K

TypeSH

Market value$6.57M

3.03%

Sole

112.75K

Shared

0.00

None

30.24K

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares41.80K

TypeSH

Market value$6.43M

2.97%

Sole

38.41K

Shared

0.00

None

3.38K

SELECT SECTOR SPDR TR

SOLE

SBI INT-UTILS

Shares105.03K

TypeSH

Market value$6.19M

2.86%

Sole

83.73K

Shared

0.00

None

21.30K

STRATEGY SHS

SOLE

NS 7HANDL IDX

Shares319.90K

TypeSH

Market value$6.11M

2.82%

Sole

284.61K

Shared

0.00

None

35.29K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 TOP 50

Shares165.52K

TypeSH

Market value$5.62M

2.59%

Sole

130.57K

Shared

0.00

None

34.94K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares42.76K

TypeSH

Market value$5.50M

2.54%

Sole

34.01K

Shared

0.00

None

8.75K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares114.98K

TypeSH

Market value$5.26M

2.43%

Sole

93.94K

Shared

0.00

None

21.04K

FLEXSHARES TR

SOLE

INT QLTDVDYNAM

Shares205.95K

TypeSH

Market value$5.17M

2.39%

Sole

156.77K

Shared

0.00

None

49.18K

SELECT SECTOR SPDR TR

SOLE

RL EST SEL SEC

Shares116.12K

TypeSH

Market value$3.96M

1.83%

Sole

92.13K

Shared

0.00

None

23.99K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares15.60K

TypeSH

Market value$3.89M

1.79%

Sole

14.89K

Shared

0.00

None

708.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares88.53K

TypeSH

Market value$3.87M

1.79%

Sole

73.81K

Shared

0.00

None

14.72K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares23.91K

TypeSH

Market value$3.71M

1.71%

Sole

22.47K

Shared

0.00

None

1.44K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares60.69K

TypeSH

Market value$3.60M

1.66%

Sole

60.69K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares6.98K

TypeSH

Market value$2.99M

1.38%

Sole

5.69K

Shared

0.00

None

1.29K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares42.50K

TypeSH

Market value$2.92M

1.35%

Sole

33.90K

Shared

0.00

None

8.60K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	294.98K	SH	$20.87M 9.63%	248.70K	46.28K
INVESCO QQQ TRSOLE	UNIT SER 1	46.49K	SH	$16.66M 7.68%	38.22K	8.27K
INVESCO ACTIVELY MANAGED ETFSOLE	S&P500 DOWNSID	433.13K	SH	$13.49M 6.23%	372.16K	60.96K
ISHARES TRSOLE	GLOBAL 100 ETF	134.04K	SH	$9.82M 4.53%	114.48K	19.56K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	267.25K	SH	$8.86M 4.09%	216.45K	50.80K
ISHARES TRSOLE	CORE S&P SCP ETF	93.33K	SH	$8.80M 4.06%	79.89K	13.44K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	182.24K	SH	$8.62M 3.98%	150.99K	31.25K
ISHARES TRSOLE	S&P 500 GRWT ETF	124.30K	SH	$8.50M 3.92%	99.20K	25.10K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	77.76K	SH	$8.03M 3.71%	69.10K	8.67K
ISHARES TRSOLE	FALN ANGLS USD	301.55K	SH	$7.48M 3.45%	242.88K	58.66K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	143K	SH	$6.57M 3.03%	112.75K	30.24K
ISHARES TRSOLE	RUS TP200 GR ETF	41.80K	SH	$6.43M 2.97%	38.41K	3.38K
SELECT SECTOR SPDR TRSOLE	SBI INT-UTILS	105.03K	SH	$6.19M 2.86%	83.73K	21.30K
STRATEGY SHSSOLE	NS 7HANDL IDX	319.90K	SH	$6.11M 2.82%	284.61K	35.29K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 TOP 50	165.52K	SH	$5.62M 2.59%	130.57K	34.94K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	42.76K	SH	$5.50M 2.54%	34.01K	8.75K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	114.98K	SH	$5.26M 2.43%	93.94K	21.04K
FLEXSHARES TRSOLE	INT QLTDVDYNAM	205.95K	SH	$5.17M 2.39%	156.77K	49.18K
SELECT SECTOR SPDR TRSOLE	RL EST SEL SEC	116.12K	SH	$3.96M 1.83%	92.13K	23.99K
ISHARES TRSOLE	CORE S&P MCP ETF	15.60K	SH	$3.89M 1.79%	14.89K	708.00
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	88.53K	SH	$3.87M 1.79%	73.81K	14.72K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	23.91K	SH	$3.71M 1.71%	22.47K	1.44K
SPDR SER TRSOLE	PRTFLO S&P500 GW	60.69K	SH	$3.60M 1.66%	60.69K	0.00
SPDR S&P 500 ETF TRSOLE	TR UNIT	6.98K	SH	$2.99M 1.38%	5.69K	1.29K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	42.50K	SH	$2.92M 1.35%	33.90K	8.60K

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